Q3 2018 Holdings
Filed 2018-11-14 | 348 holdings | $73.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $31.3M | 190,000 | 42.9% |
| BIO RAD Labs Inc(BIO) | CL A | 090572207 | $25.3M | 80,900 | 34.7% |
| DLH Hldgs Corp(DLHC) | COM | 23335Q100 | $4.7M | 823,500 | 6.5% |
| Applied Optoelectronics Inc(AAOI) | COM | 03823U102 | $2.5M | 101,662 | 3.4% |
| Cronos Group Inc(CRON) | COM | 22717L101 | $2.5M | 225,000 | 3.4% |
| Alpha PRO Tech LTD(APT) | COM | 020772109 | $1.5M | 431,474 | 2.1% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $798.0K | 2,745,000 | 1.1% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $589.9K | 3,500,000 | 0.8% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $226.6K | $50,000,000 | 0.3% |
| Alibaba Group Hldg LTD(BABA)Put | SPONSORED ADS | 01609W102 | $112.0K | 680,000 | 0.2% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $92.4K | $40,000,000 | 0.1% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $91.0K | $60,000,000 | 0.1% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $87.2K | 300,000 | 0.1% |
| Realpage Inc | NOTE 1.500%11/1 | 75606NAB5 | $57.3K | $35,000,000 | 0.1% |
| Insulet Corp | NOTE 1.250% 9/1 | 45784PAF8 | $55.1K | $30,000,000 | 0.1% |
| Workday Inc | NOTE 1.500% 7/1 | 98138HAD3 | $54.2K | $30,000,000 | 0.1% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $50.8K | $30,000,000 | 0.1% |
| Sprott Physical Gold Trust(PHYS/U) | UNIT | 85207H104 | $46.5K | 4,873,514 | 0.1% |
| Viavi Solutions Inc | NOTE 1.000% 3/0 | 925550AB1 | $42.0K | $39,025,000 | 0.1% |
| IHS Markit LTD(IHS) | SHS | G47567105 | $41.8K | 775,200 | 0.1% |
| Stryker Corp(SYK) | COM | 863667101 | $41.4K | 233,072 | 0.1% |
| Schlumberger LTD(SLB) | COM | 806857108 | $37.5K | 616,100 | 0.1% |
| Trimble Inc(TRMB) | COM | 896239100 | $37.3K | 859,300 | 0.1% |
| Sprott Physical Gold & Silve(CEF/U) | TR UNIT | 85208R101 | $36.1K | 3,089,056 | 0.0% |
| Alphabet Inc(GOOG) | CAP STK CL C | 02079K107 | $34.4K | 28,800 | 0.0% |
| MSC Indl Direct Inc(MSM) | CL A | 553530106 | $34.3K | 389,583 | 0.0% |
| LKQ Corp(LKQ) | COM | 501889208 | $33.2K | 1,047,300 | 0.0% |
| Easterly Acquisition Corp | COM | 27616L102 | $33.1K | 3,171,070 | 0.0% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $32.5K | $25,000,000 | 0.0% |
| Constellation Alpha Cap Corp | SHS | G2379F108 | $31.8K | 3,144,759 | 0.0% |
| Vulcan Matls Co(VMC) | COM | 929160109 | $31.0K | 278,400 | 0.0% |
| Dollar GEN Corp New(DG) | COM | 256677105 | $30.5K | 279,000 | 0.0% |
| Spartan Energy Acquisiton Co | UNIT 99/99/9999 | 846784114 | $30.5K | 3,000,000 | 0.0% |
| Facebook Inc(META) | CL A | 30303M102 | $30.4K | 185,000 | 0.0% |
| Universal Display Corp(OLED) | COM | 91347P105 | $30.2K | 256,000 | 0.0% |
| Gardner Denver Hldgs Inc(GDI1EUR) | COM | 36555P107 | $29.2K | 1,031,240 | 0.0% |
| ON Semiconductor Corp | NOTE 1.625%10/1 | 682189AP0 | $28.1K | $25,000,000 | 0.0% |
| Liberty Media Corp Delaware | DEB 2.250% 9/3 | 531229AE2 | $27.0K | $48,917,000 | 0.0% |
| Vaneck Vectors ETF TR(SMH)Put | SEMICONDUCTOR ET | 92189F676 | $26.6K | 250,000 | 0.0% |
| Sprott Physical Silver TR(PSLV/U) | TR UNIT | 85207K107 | $26.3K | 4,950,493 | 0.0% |
| NXP Semiconductors N V | NOTE 1.000%12/0 | 62952QAB6 | $26.1K | $25,000,000 | 0.0% |
| National Instrs Corp | COM | 636518102 | $24.6K | 509,735 | 0.0% |
| Churchill Cap Corp | UNIT 99/99/9999 | 17142R202 | $24.2K | 2,391,100 | 0.0% |
| Home Depot Inc(HD) | COM | 437076102 | $23.8K | 114,900 | 0.0% |
| CDN Imperial BK Comm Toronto(CM)Put | COM | 136069101 | $23.4K | 250,000 | 0.0% |
| FAR PT Acquisition Corp | UNIT 06/01/2025 | 30734W208 | $23.1K | 2,250,000 | 0.0% |
| Viavi Solutions Inc(VIAV) | COM | 925550105 | $23.1K | 2,033,687 | 0.0% |
| Priceline GRP Inc | NOTE 0.350% 6/1 | 741503AS5 | $22.7K | $15,000,000 | 0.0% |
| Tapestry Inc(TPR) | COM | 876030107 | $22.7K | 451,240 | 0.0% |
| Regalwood Global Energy LTD | UNIT 99/99/9999 | G74760110 | $22.7K | 2,200,400 | 0.0% |