Q3 2018 Holdings
Filed 2018-11-14 | 348 holdings | $73.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Kayne Anderson Acquisition | *W EXP 06/30/202 | 48661U110 | $450 | 323,566 | 0.0% |
| Fonar Corp(FONR) | COM NEW | 344437405 | $451 | 18,099 | 0.0% |
| Nextdecade Corp(NEXT) | COM | 65342K105 | $452 | 80,000 | 0.0% |
| TPG Pace Hldgs Corp | CL A | G89827128 | $453 | 45,000 | 0.0% |
| CM Seven Star Acquisition Co | *W EXP 08/21/202 | G2345N110 | $462 | 952,750 | 0.0% |
| Barrick Gold Corp(ABX)Put | COM | 067901108 | $470 | 42,400 | 0.0% |
| Magna Intl Inc(MGA)Put | COM | 559222401 | $473 | 9,000 | 0.0% |
| Zoes Kitchen Inc | COM | 98979J109 | $496 | 39,000 | 0.0% |
| Pensare Acquisition Corp | *W EXP 07/27/202 | 70957E113 | $567 | 1,089,900 | 0.0% |
| Twelve Seas Investment Compa | RIGHT 12/22/2019 | G9145A131 | $579 | 1,377,500 | 0.0% |
| Trinity Merger Corp | *W EXP 05/11/202 | 89653L114 | $600 | 1,200,000 | 0.0% |
| Haymaker Acquisition Corp | *W EXP 10/27/202 | 420870115 | $616 | 490,450 | 0.0% |
| LEO Holdings Corp | *W EXP 02/07/202 | G5463L113 | $635 | 500,000 | 0.0% |
| Mudrick Cap Acquisition Corp | *W EXP 02/12/202 | 624745113 | $660 | 1,000,000 | 0.0% |
| Landcadia Hldgs Inc | *W EXP 06/01/202 | 51476W115 | $673 | 565,903 | 0.0% |
| Draper Oakwood Technology | RIGHT 09/19/2018 | 26146L129 | $685 | 1,343,518 | 0.0% |
| One Madison Corp | *W EXP 99/99/999 | G6772P126 | $696 | 600,000 | 0.0% |
| Nxstage Medical Inc | COM | 67072V103 | $697 | 25,000 | 0.0% |
| Brookfield Property REIT Inc | CL A | 11282X103 | $733 | 35,000 | 0.0% |
| Estre Ambiental Inc | *W EXP 12/21/202 | G3206V118 | $739 | 2,110,661 | 0.0% |
| Barrick Gold Corp(ABX)Call | COM | 067901108 | $776 | 70,000 | 0.0% |
| MAG Silver Corp(MQ8)Call | COM | 55903Q104 | $799 | 98,500 | 0.0% |
| Gores Hldgs II Inc | *W EXP 01/13/202 | 382867117 | $819 | 386,272 | 0.0% |
| Modern Media Acquisition | RIGHT 99/99/9999 | 60765P129 | $865 | 1,840,745 | 0.0% |
| Cameco Corp(CCJ)Put | COM | 13321L108 | $868 | 76,100 | 0.0% |
| Pretium RES Inc | NOTE 2.250% 3/1 | 74139CAB8 | $889 | $1,000,000 | 0.0% |
| Mtech Acquisition Corp | *W EXP 08/01/202 | 55378W115 | $889 | 600,885 | 0.0% |
| Kirkland Lake Gold LTD(KL)Call | COM | 49741E100 | $902 | 47,500 | 0.0% |
| Tenzing Acquisition Corp | UNIT 08/24/2024 | G8708A124 | $906 | 90,000 | 0.0% |
| CM Seven Star Acquisition Co | RIGHT 08/21/2022 | G2345N136 | $943 | 1,796,500 | 0.0% |
| Express Scripts Hldg Co | COM | 30219G108 | $950 | 10,000 | 0.0% |
| Allegro Merger Corp | COM | 01749N103 | $953 | 100,000 | 0.0% |
| HF Foods Group Inc(HFFG) | COM | 40417F109 | $959 | 63,541 | 0.0% |
| Avista Healthcare PUB ACQ Co(AVA) | *W EXP 10/07/202 | G0726L117 | $960 | 4,799,047 | 0.0% |
| Akorn Inc(AKRXEUR) | COM | 009728106 | $974 | 75,000 | 0.0% |
| Vantage Energy Acquisition | *W EXP 04/12/202 | 92211L113 | $975 | 600,000 | 0.0% |
| Globalscape Inc | COM | 37940G109 | $1.0K | 250,618 | 0.0% |
| Nebula Acquisition Corp | UNIT 03/12/2025 | 629076209 | $1.0K | 100,000 | 0.0% |
| BCE Inc(BCE) | COM NEW | 05534B760 | $1.1K | 26,500 | 0.0% |
| Barington Hilco Acquisition | COM | 06759V101 | $1.1K | 100,000 | 0.0% |
| Invuity Inc | COM NEW | 46187J205 | $1.2K | 159,708 | 0.0% |
| Infinera Corporation(INFNEUR) | COM | 45667G103 | $1.2K | 164,600 | 0.0% |
| Constellation Alpha Cap Corp | RIGHT 99/99/9999 | G2379F132 | $1.3K | 3,192,613 | 0.0% |
| Priority Technology Hldgs in | *W EXP 09/12/202 | 74275G115 | $1.3K | 842,500 | 0.0% |
| Saban Cap Acquisition Corp | *W EXP 09/21/202 | 78516C114 | $1.3K | 1,216,760 | 0.0% |
| Matlin & Partners Acquisitio | *W EXP 05/28/202 | 57682V114 | $1.3K | 1,792,500 | 0.0% |
| XO Group Inc | COM | 983772104 | $1.4K | 40,000 | 0.0% |
| Greenland Acquisitin Corpora | UNIT 03/03/2025 | G40981121 | $1.4K | 140,000 | 0.0% |
| Cameco Corp(CCJ)Call | COM | 13321L108 | $1.4K | 107,900 | 0.0% |
| Federal STR Acquisition Corp | *W EXP 07/24/202 | 31421V115 | $1.5K | 1,000,000 | 0.0% |