Q3 2018 Holdings
Filed 2018-11-14 | 348 holdings | $73.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Jensyn Acquisition Corp | COM | 47632B102 | $3.7K | 327,100 | 0.0% |
| BIG Rock Partners Acquisi Co | UNIT 11/20/2022 | 089482202 | $3.7K | 349,200 | 0.0% |
| Dover Downs Gaming & Entmt I | COM | 260095104 | $3.7K | 1,320,046 | 0.0% |
| HL Acquisitions Corp | SHS | G4603R106 | $3.9K | 405,769 | 0.0% |
| Transcat Inc(TRNS) | COM | 893529107 | $3.9K | 170,000 | 0.0% |
| Lifetime Brands Inc(LCUT) | COM | 53222Q103 | $4.0K | 365,000 | 0.0% |
| Flexsteel Inds Inc(FLXS) | COM | 339382103 | $4.0K | 134,000 | 0.0% |
| TKK Symphony Acquisition COR | ORD SHS | G88950103 | $4.0K | 420,000 | 0.0% |
| Vaneck Vectors ETF TR(OSVEUR) | OIL SVCS ETF | 92189F718 | $4.0K | 160,440 | 0.0% |
| Draper Oakwood Technology | COM CL A | 26146L103 | $4.1K | 400,000 | 0.0% |
| MAM Software Group Inc(MAMS) | COM NEW | 55277Q201 | $4.3K | 556,170 | 0.0% |
| Sprott Physical Plat Pallad(SPPP) | UNIT | 85207Q104 | $4.4K | 503,857 | 0.0% |
| Zillow Group Inc(Z)Call | CL C CAP STK | 98954M200 | $4.4K | 100,000 | 0.0% |
| Global WTR RES Inc(GWRS) | COM | 379463102 | $4.5K | 426,300 | 0.0% |
| Issuer Direct Corporation(ACCS) | COM NEW | 46520M204 | $4.6K | 299,800 | 0.0% |
| Monarch Casino & Resort Inc(MCRI) | COM | 609027107 | $4.6K | 101,254 | 0.0% |
| I AM Cap Acquisition Co | COM | 45074Q108 | $4.6K | 458,000 | 0.0% |
| Miller Inds Inc Tenn(MLR) | COM NEW | 600551204 | $4.7K | 173,700 | 0.0% |
| BIG Rock Partners Acquisi Co | COM | 089482103 | $4.7K | 468,300 | 0.0% |
| Gordon Pointe Acquisition Co | COM CLASS A | 382788107 | $5.0K | 500,000 | 0.0% |
| Hurco Companies Inc(HURC) | COM | 447324104 | $5.1K | 112,057 | 0.0% |
| Gores Holdings III Inc | UNIT 09/07/2024 | 38286G208 | $5.1K | 500,000 | 0.0% |
| Bison Cap Acquisition Corp | ORD SHS | G1142P104 | $5.1K | 500,000 | 0.0% |
| Varian MED SYS Inc(VAREUR) | COM | 92220P105 | $5.1K | 45,860 | 0.0% |
| Matlin & Partners Acquisitio | CL A | 57682V106 | $5.1K | 514,000 | 0.0% |
| Bridgepoint ED Inc | COM | 10807M105 | $5.1K | 506,600 | 0.0% |
| Interdigital Inc | NOTE 1.500% 3/0 | 458660AD9 | $5.3K | $4,500,000 | 0.0% |
| Turtle Beach Corp(TBCH) | COM NEW | 900450206 | $5.3K | 266,200 | 0.0% |
| Federal STR Acquisition Corp | UNIT 99/99/9999 | 31421V206 | $5.4K | 500,000 | 0.0% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $5.8K | $5,000,000 | 0.0% |
| Capitol Invt Corp IV | CL A ORD | G18920101 | $5.9K | 599,900 | 0.0% |
| Bank N S Halifax(BNS)Call | COM | 064149107 | $6.0K | 100,000 | 0.0% |
| Teradyne Inc | NOTE 1.250%12/1 | 880770AG7 | $6.5K | $5,000,000 | 0.0% |
| Nautilus Inc | COM | 63910B102 | $6.8K | 490,200 | 0.0% |
| C&J Energy Svcs Inc New(CJ1EUR) | COM | 12674R100 | $7.1K | 341,851 | 0.0% |
| Twelve Seas Investment Compa | UNIT 06/21/2023 | G9145A123 | $7.4K | 711,110 | 0.0% |
| Transcanada CorpCall | COM | 89353D107 | $7.4K | 182,500 | 0.0% |
| Facebook Inc(META)Put | CL A | 30303M102 | $7.4K | 45,000 | 0.0% |
| Dexcom Inc | NOTE 0.750% 5/1 | 252131AF4 | $7.7K | $5,000,000 | 0.0% |
| Skechers U S A Inc(SKAA) | CL A | 830566105 | $7.7K | 276,300 | 0.0% |
| Materialise NV(MTLS) | SPONSORED ADS | 57667T100 | $7.7K | 559,873 | 0.0% |
| Travelcenters Amer LLC | COM | 894174101 | $7.8K | 1,371,628 | 0.0% |
| Social Cap Hedosophia Hldgs | UNIT 99/99/9999 | G8250R111 | $8.0K | 781,255 | 0.0% |
| ETF Managers TRPut | ETFMG ALTR HRVST | 26924G508 | $8.0K | 200,000 | 0.0% |
| Trident Acquisitions Corp | COM | 89615T106 | $8.0K | 819,405 | 0.0% |
| Social Cap Hedosophia Hldgs | CL A | G8250R103 | $8.1K | 814,875 | 0.0% |
| Platinum Eagle Acquisitin Co | UNIT 01/09/2023 | G7126L126 | $8.4K | 804,800 | 0.0% |
| KBL Merger Corp IV | UNIT 01/15/2024 | 48242A203 | $8.5K | 777,400 | 0.0% |
| Federal STR Acquisition Corp | CL A | 31421V107 | $8.7K | 859,000 | 0.0% |
| Trinity Merger Corp | UNIT 05/11/2025 | 89653L205 | $8.9K | 869,876 | 0.0% |