Q3 2018 Holdings
Filed 2018-11-14 | 106 holdings | $42.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Community Health SYS Inc New | RIGHT 12/31/2019 | 203668116 | $12 | 1,981,077 | 0.0% |
| Daseke Inc | *W EXP 02/27/202 | 23753F115 | $54 | 67,703 | 0.0% |
| Franklin Unvl TR(FT) | SH BEN INT | 355145103 | $67 | 10,058 | 0.0% |
| Pioneer High Income TR(PHT) | COM | 72369H106 | $93 | 10,000 | 0.0% |
| Lindblad Expeditions Hldgs I | *W EXP 07/08/202 | 535219117 | $151 | 36,822 | 0.0% |
| Consolidated Comm Hldgs Inc(CNSLEUR) | COM | 209034107 | $152 | 11,670 | 0.0% |
| First TR Aberdeen Glbl OPP F | COM SHS | 337319107 | $155 | 16,112 | 0.0% |
| Liberty All Star Equity FD(USA) | SH BEN INT | 530158104 | $176 | 25,821 | 0.0% |
| Alliance Calif MUN Income FD | COM | 018546101 | $184 | 13,535 | 0.0% |
| Rowan Companies PLC | SHS CL A | G7665A101 | $190 | 10,095 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $225 | 36,556 | 0.0% |
| Simply Good Foods Co | *W EXP 07/07/202 | 82900L110 | $251 | 29,700 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $253 | 238,772 | 0.0% |
| Lazard World Divid & Income | COM | 521076109 | $304 | 29,148 | 0.0% |
| Bancroft Fund LTD(BCV) | COM | 059695106 | $366 | 15,970 | 0.0% |
| Chesapeake Energy Corp(CHKEUR) | COM | 165167107 | $482 | 107,281 | 0.0% |
| Nuveen PFD & Incm Securties | COM | 67072C105 | $525 | 59,698 | 0.0% |
| Eaton Vance CA Muni Income T(CEV) | SH BEN INT | 27826F101 | $566 | 50,419 | 0.0% |
| Herbalife Nutrition LTD(HLF) | COM SHS | G4412G101 | $594 | 10,882 | 0.0% |
| Ocwen Finl Corp | COM NEW | 675746309 | $681 | 172,768 | 0.0% |
| Transocean LTD(RIG) | REG SHS | H8817H100 | $698 | 50,000 | 0.0% |
| Nuveen Multi MKT Income FD | COM | 67075J107 | $715 | 102,048 | 0.0% |
| Neuberger Brman NY Muni FD I | COM | 64124K102 | $719 | 62,968 | 0.0% |
| Dean Foods Co New(DFODQ) | COM NEW | 242370203 | $762 | 107,328 | 0.0% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $774 | 75,051 | 0.0% |
| Eaton Vance N Y MUN BD FD II | COM | 27828T109 | $814 | 78,149 | 0.0% |
| BlackRock NY Municipal Bond(BQH) | COM | 09249P106 | $820 | 63,725 | 0.0% |
| Apple Inc(AAPL) | COM | 037833100 | $883 | 3,911 | 0.0% |
| Sears Hldgs Corp | COM | 812350106 | $1.1K | 1,127,464 | 0.0% |
| BlackRock Muni N Y Inter DUR | COM | 09255F109 | $1.2K | 98,274 | 0.0% |
| BlackRock NY MUN Income TR I | COM | 09249R102 | $1.4K | 112,034 | 0.0% |
| Xerox Corp | COM NEW | 984121608 | $1.5K | 55,936 | 0.0% |
| Dividend & Income Fund | COM NEW | 25538A204 | $1.6K | 134,376 | 0.0% |
| Western Asset Corporate LN F | COM | 95790J102 | $1.7K | 174,003 | 0.0% |
| Rowan Companies PLCPut | SHS CL A | G7665A101 | $1.8K | 96,400 | 0.0% |
| Alliancebernstein GBL HGH in(XAWFX) | COM | 01879R106 | $1.9K | 158,757 | 0.0% |
| China FD Inc(XXCHNXX) | COM | 169373107 | $1.9K | 96,494 | 0.0% |
| Avon Prods Inc(AVPUSD) | COM | 054303102 | $2.2K | 1,019,349 | 0.0% |
| First TR High Income L/S FD | COM | 33738E109 | $2.4K | 161,214 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $2.8K | 24,324 | 0.0% |
| Deutsche Strategic Income TR | SHS | 25160F109 | $3.1K | 246,525 | 0.0% |
| Xerox CorpPut | COM NEW | 984121608 | $3.2K | 120,000 | 0.0% |
| Parker Drilling Co | COM NEW | 701081408 | $3.2K | 1,087,568 | 0.0% |
| Brandywinegbl Glbal INM Oprt(BWG) | COM | 10537L104 | $3.5K | 323,962 | 0.0% |
| Donnelley R R & Sons Co(RRDEUR) | COM | 257867200 | $3.5K | 656,866 | 0.0% |
| Allianzgi NFJ Divid INT & PR | COM | 01883A107 | $4.5K | 346,011 | 0.0% |
| Royce Global Value TR Inc(RGT) | COM | 78081T104 | $4.8K | 452,640 | 0.0% |
| Onemain Hldgs Inc(OMF) | COM | 68268W103 | $5.0K | 148,083 | 0.0% |
| Pioneer DIV High Income Trus(XHNWX) | COM | 723653101 | $5.1K | 349,538 | 0.0% |
| Ebay Inc(EBAY) | COM | 278642103 | $5.1K | 155,812 | 0.0% |