Q3 2019 Holdings
Filed 2019-10-31 | 136 holdings | $2.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Sentinel Energy Svcs Inc | *W EXP 11/02/202 | 81728P113 | $20 | 49,700 | 0.0% |
| Pacira Biosciences | NOTE 2.375% 4/0 | 695127AD2 | $53 | 54,000 | 0.0% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $61 | 3,552,509 | 0.0% |
| Spirit MTA REIT | COM SHS BEN IN | 84861U105 | $127 | 15,000 | 0.0% |
| Chaserg Technlgy Acquisitn C | CLASS A | 16166A103 | $153 | 15,092 | 0.0% |
| Gigcapital2 Inc | COM | 375036100 | $185 | 18,851 | 0.0% |
| RMG Acquisition Corp | CL A | 749641106 | $231 | 23,436 | 0.0% |
| Vectoiq Acquisition Corp | COM | 92243N103 | $258 | 25,241 | 0.0% |
| Host Hotels & Resorts Inc(HST) | COM | 44107P104 | $346 | 20,000 | 0.0% |
| Spartan Energy Acquisiton Co | CL A COM STK | 846784106 | $464 | 45,975 | 0.0% |
| Churchill Cap Corp II(CCXGBP) | CL A | 17143G106 | $501 | 50,000 | 0.0% |
| Pivotal Invt Corp II | UNIT 06/01/2025 | 72582K209 | $509 | 50,000 | 0.0% |
| Clovis Oncology Inc | NOTE 1.250% 5/0 | 189464AC4 | $512 | 1,250,000 | 0.0% |
| Arya Sciences Acquisition Co | SHS CL A | G3165V109 | $516 | 50,015 | 0.0% |
| FAR PT Acquisition Corp | COM CL A | 30734W109 | $516 | 50,509 | 0.0% |
| Mosaic Acquisition Corp | COM CL A | 61946M100 | $516 | 50,000 | 0.0% |
| Spdr Series Trust(KRE) | S&P REGL BKG | 78464A698 | $528 | 10,000 | 0.0% |
| Technipfmc PLC(FTI) | COM | G87110105 | $577 | 23,907 | 0.0% |
| Q2 Hldgs Inc(QTWO) | COM | 74736L109 | $592 | 7,500 | 0.0% |
| MGM Growth Pptys LLC(MGP) | CL A COM | 55303A105 | $601 | 20,000 | 0.0% |
| Nextera Energy Inc | UNIT 09/01/2022S | 65339F796 | $608 | 12,132 | 0.0% |
| American Elec PWR Co Inc(AEP) | COM | 025537101 | $656 | 7,000 | 0.0% |
| DFB Healthcare Acquistion Co | COM | 23291E109 | $662 | 65,000 | 0.0% |
| Landcadia Hldgs II Inc | CL A | 51476X105 | $708 | 72,208 | 0.0% |
| B Riley Principal Merger COR | CL A | 05586Y106 | $744 | 75,000 | 0.0% |
| Stanley Black & Decker Inc(SWK) | COM | 854502101 | $751 | 5,200 | 0.0% |
| NIO Inc(NIO) | SPON ADS | 62914V106 | $780 | 500,100 | 0.0% |
| Tortoise Acquisition Corp | CL A | 89154L100 | $809 | 81,851 | 0.0% |
| MGM Resorts International(MGM) | COM | 552953101 | $832 | 30,000 | 0.0% |
| NIO Inc(NIO)Put | SPON ADS | 62914V106 | $860 | 500,100 | 0.0% |
| Fintech Acquisition Corp III | COM CL A | 31811A101 | $924 | 91,762 | 0.0% |
| 3M Co(MMM) | COM | 88579Y101 | $937 | 5,700 | 0.0% |
| Goldman Sachs Group Inc(GS) | COM | 38141G104 | $953 | 4,600 | 0.0% |
| Tuscan Hldgs Corp II | UNIT 04/01/2026 | 90070A202 | $958 | 95,275 | 0.0% |
| CF FIN Acquisition Corp | COM CL A | 12528N107 | $961 | 94,771 | 0.0% |
| Pepsico Inc(PEP) | COM | 713448108 | $973 | 7,100 | 0.0% |
| Accenture PLC Ireland(ACN) | SHS CLASS A | G1151C101 | $981 | 5,100 | 0.0% |
| Plains All Amern Pipeline L(PAA) | UNIT LTD PARTN | 726503105 | $984 | 47,444 | 0.0% |
| Tuscan Holdings Corp | COM | 90069K104 | $989 | 100,000 | 0.0% |
| Pfizer Inc(PFE) | COM | 717081103 | $999 | 27,800 | 0.0% |
| Paramount Group Inc(6PM) | COM | 69924R108 | $1.0K | 75,000 | 0.0% |
| Exact Sciences Corp | NOTE 0.375% 3/1 | 30063PAB1 | $1.1K | 1,000,000 | 0.0% |
| Bank Amer Corp(BAC) | COM | 060505104 | $1.1K | 37,900 | 0.0% |
| Procter & Gamble Co(PG) | COM | 742718109 | $1.1K | 8,900 | 0.0% |
| Morgan Stanley(MS) | COM NEW | 617446448 | $1.1K | 26,100 | 0.0% |
| Horizon Pharma Invt LTD | NOTE 2.500% 3/1 | 44052TAB7 | $1.2K | 1,000,000 | 0.0% |
| Emerson Elec Co(EMR) | COM | 291011104 | $1.2K | 17,900 | 0.0% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $1.2K | 700 | 0.0% |
| Dexcom Inc(DXCM) | COM | 252131107 | $1.2K | 8,200 | 0.0% |
| Inphi Corp | NOTE 0.750% 9/0 | 45772FAC1 | $1.2K | 1,000,000 | 0.0% |