Q3 2019 Holdings
Filed 2019-11-14 | 414 holdings | $99.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| BIO RAD Labs Inc(BIO) | CL A | 090572207 | $44.9M | 134,965 | 45.3% |
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $22.9M | 137,171 | 23.1% |
| Advanced Micro Devices Inc(AMD) | COM | 007903107 | $19.3M | 666,000 | 19.5% |
| Centene Corp del(CNC) | COM | 15135B101 | $2.6M | 59,150 | 2.6% |
| Alpha PRO Tech LTD(APT) | COM | 020772109 | $2.4M | 653,076 | 2.4% |
| DLH Hldgs Corp(DLHC) | COM | 23335Q100 | $1.6M | 350,000 | 1.6% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $952.6K | 3,210,000 | 1.0% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $416.2K | 2,750,000 | 0.4% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $213.7K | 720,000 | 0.2% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $180.7K | $41,951,000 | 0.2% |
| Toronto Dominion BK ONT(TD)Call | COM NEW | 891160509 | $68.2K | 1,170,000 | 0.1% |
| Mercadolibre Inc | NOTE 2.000% 8/1 | 58733RAD4 | $61.3K | $41,500,000 | 0.1% |
| Ishares TR(IWM)Call | RUSSELL 2000 ETF | 464287655 | $60.5K | 400,000 | 0.1% |
| Aerojet Rocketdyne Hldgs Inc | NOTE 2.250%12/1 | 007800AB1 | $59.9K | $30,000,000 | 0.1% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $57.1K | $30,000,000 | 0.1% |
| Bank N S Halifax(BNS)Call | COM | 064149107 | $56.9K | 1,000,000 | 0.1% |
| Invesco QQQ TR(QQQ)Put | UNIT SER 1 | 46090E103 | $56.6K | 300,000 | 0.1% |
| Social Cap Hedosophia Hldgs | CL A | G8250R103 | $52.4K | 4,896,183 | 0.1% |
| Sprott Physical Gold Trust(PHYS/U) | UNIT | 85207H104 | $50.3K | 4,252,789 | 0.1% |
| Alphabet Inc(GOOG) | CAP STK CL C | 02079K107 | $49.0K | 40,200 | 0.0% |
| Viavi Solutions Inc | NOTE 1.000% 3/0 | 925550AB1 | $47.9K | $39,025,000 | 0.0% |
| Teradyne Inc | NOTE 1.250%12/1 | 880770AG7 | $47.6K | $25,000,000 | 0.0% |
| Facebook Inc(META) | CL A | 30303M102 | $45.0K | 252,600 | 0.0% |
| Churchill Cap Corp II | UNIT 99/99/9999 | 17143G205 | $42.0K | 4,000,000 | 0.0% |
| Royal BK CDA Montreal QUE(RY)Call | COM | 780087102 | $40.0K | 492,500 | 0.0% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AF1 | $38.7K | $30,000,000 | 0.0% |
| Envestnet Inc | NOTE 1.750% 6/0 | 29404KAB2 | $37.9K | $35,000,000 | 0.0% |
| Pure Acquisition Corp | CL A | 74621Q106 | $36.7K | 3,577,550 | 0.0% |
| Cypress Semiconductor Corp | NOTE 4.500% 1/1 | 232806AM1 | $34.9K | $20,010,000 | 0.0% |
| OSI Systems Inc | NOTE 1.250% 9/0 | 671044AD7 | $33.6K | $30,000,000 | 0.0% |
| Alibaba Group Hldg LTD(BABA)Call | SPONSORED ADS | 01609W102 | $33.4K | 200,000 | 0.0% |
| CDN Imperial BK Comm Toronto(CM)Put | COM | 136069101 | $33.0K | 400,000 | 0.0% |
| Spartan Energy Acquisiton Co | CL A COM STK | 846784106 | $32.8K | 3,243,166 | 0.0% |
| Manulife Finl Corp(MFC)Call | COM | 56501R106 | $31.8K | 1,730,000 | 0.0% |
| IHS Markit LTD(IHS) | SHS | G47567105 | $30.4K | 455,004 | 0.0% |
| Aqua America Inc | UNIT 04/30/2022 | 03836W202 | $30.2K | 500,000 | 0.0% |
| BCE Inc(BCE)Call | COM NEW | 05534B760 | $29.5K | 610,000 | 0.0% |
| Sprott Physical Silver TR(PSLV/U) | TR UNIT | 85207K107 | $28.9K | 4,633,295 | 0.0% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $28.4K | $20,000,000 | 0.0% |
| Twelve Seas Investment Compa | SHS | G9145A107 | $27.1K | 2,648,711 | 0.0% |
| Mesa Labs Inc | NOTE 1.375% 8/1 | 59064RAA7 | $26.7K | $25,000,000 | 0.0% |
| Iqvia Hldgs Inc(IQV) | COM | 46266C105 | $26.6K | 178,200 | 0.0% |
| Select Sector Spdr TR(XLU)Put | SBI INT-UTILS | 81369Y886 | $25.9K | 400,000 | 0.0% |
| Microchip Technology Inc | NOTE 2.250% 2/1 | 595017AH7 | $25.8K | $20,000,000 | 0.0% |
| Under Armour Inc(UA) | CL C | 904311206 | $25.4K | 1,402,100 | 0.0% |
| Dolby Laboratories Inc(DLB) | COM CL A | 25659T107 | $25.4K | 392,352 | 0.0% |
| Nutrien LTD(NTR)Call | COM | 67077M108 | $25.0K | 501,000 | 0.0% |
| Sentinel Energy Svcs Inc(STNL) | CL A | 81728P105 | $24.9K | 2,424,132 | 0.0% |
| Wayfair Inc | NOTE 0.375% 9/0 | 94419LAB7 | $24.8K | $20,000,000 | 0.0% |
| Enbridge Inc(ENB)Call | COM | 29250N105 | $24.6K | 700,000 | 0.0% |