Q3 2019 Holdings
Filed 2019-11-14 | 414 holdings | $99.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alberton Acquisition Corp | UNIT 04/22/2020 | G35006116 | $2.6K | 250,000 | 0.0% |
| Allegro Merger Corp | UNIT 12/31/2023 | 01749N301 | $2.6K | 250,000 | 0.0% |
| Gores Holdings III Inc | CLASS A | 38286G109 | $2.7K | 270,000 | 0.0% |
| Tiberius Acquisition Corp | COM | 88633A107 | $2.7K | 268,500 | 0.0% |
| Corindus Vascular Robotics I(CVRSEUR) | COM | 218730109 | $2.8K | 650,000 | 0.0% |
| Gordon Pointe Acquisition Co | UNIT 01/18/2023 | 382788206 | $2.8K | 259,250 | 0.0% |
| Social Cap Hedosophia Hldgs | UNIT 99/99/9999 | G8250R111 | $2.8K | 243,707 | 0.0% |
| Leisure Acquisition Corp | COM | 52539T107 | $2.8K | 275,000 | 0.0% |
| Acamar Partners Acqsition Co | CL A | 004285102 | $2.9K | 289,999 | 0.0% |
| Gigcapital Inc | RIGHT 03/06/2020 | 37518N114 | $2.9K | 3,234,232 | 0.0% |
| Colfax CorpCall | COM | 194014106 | $2.9K | 100,000 | 0.0% |
| Canadian NAT RES LTD(CNQ)Put | COM | 136385101 | $2.9K | 110,000 | 0.0% |
| Leisure Acquisition Corp | UNIT 99/99/9999 | 52539T206 | $2.9K | 275,000 | 0.0% |
| Monocle Acquisition Corp(MNCL) | COM | 609754106 | $3.0K | 300,000 | 0.0% |
| United States Lime & Mineral(USLM) | COM | 911922102 | $3.1K | 40,220 | 0.0% |
| ETF Managers TR | ETFMG ALTR HRVST | 26924G508 | $3.1K | 150,000 | 0.0% |
| Cyrusone Inc(CONE1EUR)Put | COM | 23283R100 | $3.2K | 39,900 | 0.0% |
| Alder Biopharmaceuticals Inc(ALDR1EUR) | COM | 014339105 | $3.3K | 175,000 | 0.0% |
| Issuer Direct Corporation(ACCS) | COM NEW | 46520M204 | $3.4K | 327,397 | 0.0% |
| Zayo Group Hldgs Inc | COM | 98919V105 | $3.4K | 100,000 | 0.0% |
| EL Paso Elec Co | COM NEW | 283677854 | $3.4K | 51,000 | 0.0% |
| GSE SYS Inc | COM | 36227K106 | $3.4K | 1,961,033 | 0.0% |
| Tenzing Acquisition Corp | UNIT 08/24/2024 | G8708A124 | $3.5K | 330,800 | 0.0% |
| Andina Acquisition Corp III | SHS | G04415108 | $3.5K | 350,000 | 0.0% |
| First Majestic Silver Corp | NOTE 1.875% 3/0 | 32076VAB9 | $3.5K | $3,000,000 | 0.0% |
| Buckeye Partners L P | UNIT LTD PARTN | 118230101 | $3.7K | 90,000 | 0.0% |
| Cantel Medical Corp(CMD)Call | COM | 138098108 | $3.7K | 50,000 | 0.0% |
| Opes Acquisition Corp | UNIT 03/07/2023 | 68373P209 | $3.8K | 360,000 | 0.0% |
| SUN Life Finl Inc(SLF)Call | COM | 866796105 | $3.9K | 87,500 | 0.0% |
| Health Sciences Acqustn Corp | UNIT 04/01/2024 | 42227C201 | $4.0K | 375,000 | 0.0% |
| Agba Acquisition LTD | UNIT 05/10/2024 | G0120M133 | $4.1K | 400,000 | 0.0% |
| Hennessy Cap Acqustion Corp | UNIT 99/99/9999 | 42589C203 | $4.1K | 386,608 | 0.0% |
| SPX Corp | COM | 784635104 | $4.1K | 102,351 | 0.0% |
| TC Energy Corp(TRP)Call | COM | 87807B107 | $4.1K | 80,000 | 0.0% |
| Tottenham Acquisition I LTD | SHS | G8959N106 | $4.2K | 412,000 | 0.0% |
| Carbon Black Inc | COM | 14081R103 | $4.3K | 165,000 | 0.0% |
| American Vanguard Corp(AVD) | COM | 030371108 | $4.4K | 278,053 | 0.0% |
| Pivotal Software Inc | COM CL A | 72582H107 | $4.5K | 300,000 | 0.0% |
| Intercept Pharmaceuticals in | NOTE 2.000% 5/1 | 45845PAB4 | $4.5K | $5,000,000 | 0.0% |
| Legacy Acquisition Corp | COM CL A | 524643103 | $4.6K | 447,235 | 0.0% |
| Western Digital Corp(WDC) | COM | 958102105 | $4.7K | 78,600 | 0.0% |
| Mesa Labs Inc(MLAB) | COM | 59064R109 | $4.7K | 19,923 | 0.0% |
| Pretium RES Inc | NOTE 2.250% 3/1 | 74139CAB8 | $4.8K | $4,546,000 | 0.0% |
| LF Cap Acquisition Corp | CL A | 50200K108 | $4.8K | 464,169 | 0.0% |
| Rogers Communications Inc(RCI)Call | CL B | 775109200 | $4.9K | 100,000 | 0.0% |
| Pivotal Invt Corp II | UNIT 06/01/2025 | 72582K209 | $4.9K | 479,568 | 0.0% |
| Acacia Communications Inc(ACIA) | COM | 00401C108 | $4.9K | 75,000 | 0.0% |
| Mellanox Technologies LTD | SHS | M51363113 | $4.9K | 45,000 | 0.0% |
| Veoneer Incorporated | NOTE 4.000% 6/0 | 92336XAA7 | $4.9K | $5,000,000 | 0.0% |
| Celgene Corp(CELG) | COM | 151020104 | $5.0K | 50,000 | 0.0% |