Q3 2019 Holdings
Filed 2019-11-14 | 414 holdings | $99.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Agilent Technologies Inc(A)Call | COM | 00846U101 | $7.7K | 100,000 | 0.0% |
| Diamond Eagle Acquisition Co | UNIT 06/30/2026 | 25258L208 | $7.7K | 753,556 | 0.0% |
| Telus Corp(TU)Call | COM | 87971M103 | $7.8K | 220,000 | 0.0% |
| LAS Vegas Sands Corp(LVS) | COM | 517834107 | $7.8K | 135,800 | 0.0% |
| Oaktree Acquisition Corp | UNIT 99/99/9999 | G67145121 | $7.9K | 780,200 | 0.0% |
| Gores Metropoulos Inc | UNIT 99/99/9999 | 382872208 | $8.0K | 750,000 | 0.0% |
| Agnico Eagle Mines LTD(AEM)Call | COM | 008474108 | $8.0K | 150,000 | 0.0% |
| Hurco Companies Inc(HURC) | COM | 447324104 | $8.1K | 253,087 | 0.0% |
| Jernigan Cap Inc | COM | 476405105 | $8.3K | 432,577 | 0.0% |
| Cree Inc | COM | 225447101 | $8.4K | 171,700 | 0.0% |
| Presidio Inc | COM | 74102M103 | $8.5K | 500,000 | 0.0% |
| Euronet Worldwide Inc(EEFT) | COM | 298736109 | $8.6K | 59,000 | 0.0% |
| Playags Inc(AGS) | COM | 72814N104 | $8.7K | 842,805 | 0.0% |
| Netfin Acquisition Corp | UNIT 08/01/2024 | G6455A123 | $9.1K | 900,000 | 0.0% |
| Cypress Semiconductor Corp | NOTE 2.000% 2/0 | 232806AP4 | $9.1K | $7,500,000 | 0.0% |
| Boingo Wireless Inc(WIFI) | COM | 09739C102 | $9.2K | 829,805 | 0.0% |
| B Riley Principal Merger COR | UNIT 99/99/9999 | 05586Y205 | $9.5K | 939,200 | 0.0% |
| Navigant Consulting Inc | COM | 63935N107 | $9.8K | 350,000 | 0.0% |
| Lumentum Hldgs Inc(LITE) | COM | 55024U109 | $9.8K | 183,269 | 0.0% |
| Columbus Mckinnon Corp N Y(CMCO) | COM | 199333105 | $9.9K | 270,400 | 0.0% |
| Experience Investment Corp | UNIT 09/01/2026 | 30217C208 | $10.0K | 1,000,000 | 0.0% |
| Altair Engr Inc | NOTE 0.250% 6/0 | 021369AA1 | $10.1K | $10,000,000 | 0.0% |
| Landcadia Hldgs II Inc | UNIT 05/09/2026 | 51476X204 | $10.1K | 1,000,000 | 0.0% |
| TKK Symphony Acquisition COR | ORD SHS | G88950103 | $10.1K | 996,300 | 0.0% |
| Trinity Merger Corp | UNIT 05/11/2025 | 89653L205 | $10.2K | 869,876 | 0.0% |
| Habit Restaurants Inc | COM CL A | 40449J103 | $10.2K | 1,162,785 | 0.0% |
| Collier Creek Holdings | COM CL A | G22707106 | $10.2K | 999,999 | 0.0% |
| Sprott Physical Gold & Silve(CEF/U) | TR UNIT | 85208R101 | $10.2K | 723,070 | 0.0% |
| Cenovus Energy Inc(CVE)Call | COM | 15135U109 | $10.3K | 1,100,000 | 0.0% |
| Qiagen NV | DEBT 1.000%11/1 | N72482AT4 | $10.3K | $10,000,000 | 0.0% |
| SC Health Corp | UNIT 99/99/9999 | G78516302 | $10.4K | 1,000,000 | 0.0% |
| Fiserv Inc(FISV)Put | COM | 337738108 | $10.4K | 100,000 | 0.0% |
| South MTN Merger Corp | UNIT 99/99/9999 | 838884203 | $10.5K | 1,000,000 | 0.0% |
| Vectoiq Acquisition Corp | UNIT 05/11/2023 | 92243N202 | $10.7K | 1,000,000 | 0.0% |
| Splunk Inc | NOTE 0.500% 9/1 | 848637AC8 | $10.8K | $10,000,000 | 0.0% |
| Legacy Acquisition Corp | UNIT 05/31/2024 | 524643202 | $10.8K | 1,027,926 | 0.0% |
| Wynn Resorts LTD(WYNN) | COM | 983134107 | $10.8K | 99,700 | 0.0% |
| Cree Inc | NOTE 0.875% 9/0 | 225447AB7 | $10.9K | $10,000,000 | 0.0% |
| Laureate Education Inc(LAUR) | CL A | 518613203 | $11.0K | 665,103 | 0.0% |
| Acamar Partners Acqsition Co | UNIT 12/30/2025 | 004285201 | $11.2K | 1,100,000 | 0.0% |
| Gardner Denver Hldgs Inc(GDI1EUR) | COM | 36555P107 | $11.3K | 399,900 | 0.0% |
| Spotify Technology S A(SPOT) | SHS | L8681T102 | $11.3K | 99,300 | 0.0% |
| Bank N S Halifax(BNS)Put | COM | 064149107 | $11.4K | 200,000 | 0.0% |
| Delta AIR Lines Inc del(DAL)Call | COM NEW | 247361702 | $11.5K | 200,000 | 0.0% |
| Trimble Inc(TRMB)Call | COM | 896239100 | $11.8K | 303,300 | 0.0% |
| Vaneck Vectors ETF TR(SMH)Call | SEMICONDUCTOR ET | 92189F676 | $11.9K | 100,000 | 0.0% |
| Western Digital Corp(WDC)Put | COM | 958102105 | $11.9K | 200,000 | 0.0% |
| Hennessy Cap Acqustion Corp | CL A COM | 42589C104 | $12.0K | 1,200,000 | 0.0% |
| Megalith Finl Acquisition Co | CL A COM | 58518F109 | $12.2K | 1,200,000 | 0.0% |
| Repligen Corp | NOTE 0.375% 7/1 | 759916AB5 | $12.4K | $12,500,000 | 0.0% |