Q4 2019 Holdings
Filed 2020-02-14 | 418 holdings | $84.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| BIO RAD Labs Inc(BIO) | CL A | 090572207 | $35.4M | 95,665 | 41.7% |
| Advanced Micro Devices Inc(AMD) | COM | 007903107 | $15.6M | 340,100 | 18.4% |
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $14.8M | 70,000 | 17.5% |
| Adobe Inc(ADBE) | COM | 00724F101 | $9.6M | 29,200 | 11.3% |
| Alpha PRO Tech LTD(APT) | COM | 020772109 | $2.9M | 844,196 | 3.4% |
| DLH Hldgs Corp(DLHC) | COM | 23335Q100 | $1.5M | 350,000 | 1.7% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $469.9K | 1,460,000 | 0.6% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $381.0K | 2,300,000 | 0.4% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $220.5K | $40,835,000 | 0.3% |
| Ishares TR(IWM)Call | RUSSELL 2000 ETF | 464287655 | $99.4K | 600,000 | 0.1% |
| Wright MED Group N V | NOTE 2.250%11/1 | 98236JAB4 | $72.6K | $50,000,000 | 0.1% |
| Mercadolibre Inc | NOTE 2.000% 8/1 | 58733RAD4 | $67.3K | $45,000,000 | 0.1% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $64.6K | $30,000,000 | 0.1% |
| Bank N S Halifax(BNS)Call | COM | 064149107 | $62.7K | 1,110,000 | 0.1% |
| Toronto Dominion BK ONT(TD)Call | COM NEW | 891160509 | $60.3K | 1,075,000 | 0.1% |
| Teradyne Inc | NOTE 1.250%12/1 | 880770AG7 | $54.9K | $25,000,000 | 0.1% |
| Aerojet Rocketdyne Hldgs Inc | NOTE 2.250%12/1 | 007800AB1 | $54.4K | $30,000,000 | 0.1% |
| CDN Imperial BK Comm Toronto(CM)Put | COM | 136069101 | $54.1K | 650,000 | 0.1% |
| Sprott Physical Gold Trust(PHYS/U) | UNIT | 85207H104 | $51.8K | 4,252,789 | 0.1% |
| Royal BK CDA Montreal QUE(RY)Call | COM | 780087102 | $51.5K | 650,000 | 0.1% |
| Viavi Solutions Inc | NOTE 1.000% 3/0 | 925550AB1 | $50.4K | $39,025,000 | 0.1% |
| Facebook Inc(META) | CL A | 30303M102 | $50.2K | 244,700 | 0.1% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AF1 | $42.8K | $30,000,000 | 0.1% |
| Manulife Finl Corp(MFC)Put | COM | 56501R106 | $42.3K | 2,085,000 | 0.0% |
| Enbridge Inc(ENB)Call | COM | 29250N105 | $39.8K | 1,000,000 | 0.0% |
| CDN Imperial BK Comm Toronto(CM)Call | COM | 136069101 | $37.4K | 450,000 | 0.0% |
| Pure Acquisition Corp | CL A | 74621Q106 | $37.1K | 3,577,550 | 0.0% |
| Bank Montreal QUE(BMO)Call | COM | 063671101 | $36.8K | 475,000 | 0.0% |
| Envestnet Inc | NOTE 1.750% 6/0 | 29404KAB2 | $36.0K | $30,000,000 | 0.0% |
| Cypress Semiconductor Corp | NOTE 4.500% 1/1 | 232806AM1 | $34.8K | $20,010,000 | 0.0% |
| Spartan Energy Acquisiton Co | CL A COM STK | 846784106 | $33.0K | 3,243,166 | 0.0% |
| OSI Systems Inc | NOTE 1.250% 9/0 | 671044AD7 | $32.9K | $30,000,000 | 0.0% |
| Iqvia Hldgs Inc(IQV) | COM | 46266C105 | $31.5K | 203,800 | 0.0% |
| Alphabet Inc(GOOG) | CAP STK CL C | 02079K107 | $31.3K | 23,400 | 0.0% |
| Manulife Finl Corp(MFC)Call | COM | 56501R106 | $31.0K | 1,530,000 | 0.0% |
| Bank Montreal QUE(BMO)Put | COM | 063671101 | $31.0K | 400,000 | 0.0% |
| Sprott Physical Silver TR(PSLV/U) | TR UNIT | 85207K107 | $30.3K | 4,633,295 | 0.0% |
| Microchip Technology Inc | NOTE 2.250% 2/1 | 595017AH7 | $29.0K | $20,000,000 | 0.0% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $29.0K | $20,000,000 | 0.0% |
| Trimble Inc(TRMB) | COM | 896239100 | $27.9K | 670,293 | 0.0% |
| Mesa Labs Inc | NOTE 1.375% 8/1 | 59064RAA7 | $27.3K | $25,000,000 | 0.0% |
| Delta AIR Lines Inc del(DAL) | COM NEW | 247361702 | $26.6K | 455,000 | 0.0% |
| Harmonic Inc(HLIT) | COM | 413160102 | $26.3K | 3,378,091 | 0.0% |
| Canadian NAT RES LTD(CNQ)Call | COM | 136385101 | $25.9K | 800,000 | 0.0% |
| BCE Inc(BCE)Call | COM NEW | 05534B760 | $25.5K | 550,000 | 0.0% |
| IHS Markit LTD(IHS) | SHS | G47567105 | $24.6K | 326,839 | 0.0% |
| Trine Acquisition Corp | COM CL A | 89628U108 | $24.0K | 2,399,999 | 0.0% |
| Lowes COS Inc(LOW) | COM | 548661107 | $23.7K | 197,500 | 0.0% |
| Guidewire Software Inc | NOTE 1.250% 3/1 | 40171VAA8 | $23.6K | $20,000,000 | 0.0% |
| RPM Intl Inc(RPM) | COM | 749685103 | $23.5K | 305,900 | 0.0% |