Q1 2020 Holdings
Filed 2020-05-15 | 147 holdings | $26.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ellsworth Growth & Income FD(ECF) | COM | 289074106 | $86 | 10,000 | 0.0% |
| TCW Strategic Income FD Inc(TSI) | COM | 872340104 | $94 | 18,198 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $103 | 181,293 | 0.0% |
| Pioneer Diversified High Inc(XHNWX) | COM | 723653101 | $105 | 10,000 | 0.0% |
| First TR Deen Emerg OPT | COM | 33731K102 | $106 | 10,732 | 0.0% |
| Invesco High Income 2024 TAR | COM | 46136K105 | $107 | 14,546 | 0.0% |
| Citic Capital Acquisition Co | UNIT 99/99/9999 | G21513125 | $110 | 11,070 | 0.0% |
| Nuveen New Jersey MUN Value | SHS | 670702109 | $130 | 10,169 | 0.0% |
| USA Compression Partners LP(USAC)Put | COMUNIT LTDPAR | 90290N109 | $143 | 25,400 | 0.0% |
| Nuveen Arizona Qlty MUN Inc(NAZ) | COM | 67061W104 | $143 | 11,560 | 0.0% |
| Mednax Inc(MD) | COM | 58502B106 | $224 | 19,233 | 0.0% |
| Aberdeen Total Dynamic Divd(XAODX) | COM SH BEN INT | 00326L100 | $274 | 41,674 | 0.0% |
| Seadrill LTD(SDRL) | COM | G7998G106 | $284 | 661,204 | 0.0% |
| Allianzgi Diversified Income | COM | 01883J108 | $333 | 18,529 | 0.0% |
| Oceaneering Intl Inc(OII) | COM | 675232102 | $356 | 121,105 | 0.0% |
| Ishares TR(HYG) | IBOXX HI YD ETF | 464288513 | $369 | 4,790 | 0.0% |
| BlackRock Muniyield Calif FD | COM | 09254M105 | $387 | 29,225 | 0.0% |
| Franklin LTD Duration Income(FTF) | COM | 35472T101 | $426 | 54,276 | 0.0% |
| Eaton Vance New York MUN BD(XENWX) | COM | 27827Y109 | $458 | 39,587 | 0.0% |
| Hancock John Invs TR(JHI) | COM | 410142103 | $498 | 39,621 | 0.0% |
| Standard Diversified Inc | COM CL A | 85336L109 | $519 | 47,569 | 0.0% |
| Angel OAK Finl Strategies in(FINS) | COM BEN INT | 03464A100 | $593 | 34,689 | 0.0% |
| Mednax Inc(MD)Put | COM | 58502B106 | $625 | 53,700 | 0.0% |
| United NAT Foods Inc(UNFI) | COM | 911163103 | $862 | 93,871 | 0.0% |
| Neuberger Brman Clifrn Muni | COM | 64123C101 | $868 | 65,982 | 0.0% |
| L Brands Inc | COM | 501797104 | $890 | 77,032 | 0.0% |
| Post Hldgs Inc(POST) | COM | 737446104 | $1.0K | 12,090 | 0.0% |
| Rivernorth / Doubleline Stra(OPP) | COM | 76882G107 | $1.0K | 81,643 | 0.0% |
| BlackRock Muniyield NY Qlty(MYN) | COM | 09255E102 | $1.1K | 86,814 | 0.0% |
| Avis Budget Group(CAR) | COM | 053774105 | $1.2K | 83,106 | 0.0% |
| Aberdeen Asia-Pacific Income | COM | 003009107 | $1.2K | 347,623 | 0.0% |
| Virtus Global Multi-Sec Inc(VGI) | COM | 92829B101 | $1.2K | 128,486 | 0.0% |
| Vertical Cap Income FD(CCIF) | SHS BEN INT | 92535C104 | $1.3K | 150,307 | 0.0% |
| Uber Technologies Inc(UBER) | COM | 90353T100 | $1.3K | 47,227 | 0.0% |
| Blackstone GSO Flting RTE FU(BSL) | COM | 09256U105 | $1.5K | 128,371 | 0.0% |
| Morgan Stanley Emer Mkts DEB(MSD) | COM | 61744H105 | $1.6K | 203,612 | 0.0% |
| Transdigm Group Inc(TDG) | COM | 893641100 | $1.7K | 5,433 | 0.0% |
| Sabre Corp(SABR) | COM | 78573M104 | $1.8K | 298,054 | 0.0% |
| MFS Charter Income TR(MCR) | SH BEN INT | 552727109 | $1.8K | 245,185 | 0.0% |
| Neuberger Brman NY Muni FD I | COM | 64124K102 | $1.9K | 165,093 | 0.0% |
| BlackRock NY Muni Inc Qlty T | COM | 09249U105 | $1.9K | 154,503 | 0.0% |
| DFP Healthcare Acquisitns Co | UNIT 03/31/2025 | 23343Q209 | $2.0K | 207,458 | 0.0% |
| Barings Global Short Duratio(BGH) | COM | 06760L100 | $2.0K | 183,967 | 0.0% |
| Herbalife Nutrition LTD(HLF) | COM SHS | G4412G101 | $2.1K | 70,777 | 0.0% |
| Cleveland Cliffs Inc(CLF) | COM | 185899101 | $2.1K | 522,800 | 0.0% |
| Diamondpeak Hldgs COR | COM CL A | 25280H100 | $2.1K | 201,175 | 0.0% |
| L Brands IncPut | COM | 501797104 | $2.1K | 185,000 | 0.0% |
| Eaton Vance NY Muni Income T | SH BEN INT | 27826W104 | $2.1K | 172,586 | 0.0% |
| Allianzgi NFJ Divid INT & PR | COM | 01883A107 | $2.3K | 235,729 | 0.0% |
| MFS Multimarket Income TR(MMT) | SH BEN INT | 552737108 | $2.3K | 457,692 | 0.0% |