Q4 2021 Holdings
Filed 2022-02-14 | 1427 holdings | $4.9B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Eros STX Global Corporation | SHS NEW | G3788M114 | $4 | 17,651 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $6 | 10,470 | 0.0% |
| Ibio Inc | COM NEW | 451033203 | $7 | 11,858 | 0.0% |
| Tonix Pharmaceuticals Hldg C | COM | 890260706 | $7 | 19,215 | 0.0% |
| Therapeuticsmd Inc | COM | 88338N107 | $8 | 21,206 | 0.0% |
| Sesen BIO Inc | COM | 817763105 | $9 | 10,786 | 0.0% |
| Athersys Inc New(ATHXEUR) | COM | 04744L106 | $10 | 11,249 | 0.0% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $12 | 12,429 | 0.0% |
| 9 Meters Biopharma Inc | COM | 654405109 | $12 | 12,358 | 0.0% |
| Ziopharm Oncology Inc | COM | 98973P101 | $13 | 11,479 | 0.0% |
| Asensus Surgical Inc(TRXCEUR) | COM | 04367G103 | $14 | 12,654 | 0.0% |
| Genius Brands Intl Inc | COM | 37229T301 | $16 | 15,539 | 0.0% |
| Geron Corp(GERN) | COM | 374163103 | $20 | 16,451 | 0.0% |
| Vistagen Therapeutics Inc(VTGNUSD) | COM NEW | 92840H202 | $20 | 10,381 | 0.0% |
| VBI Vaccines Inc CDA(VAC2USD) | COM NEW | 91822J103 | $23 | 10,037 | 0.0% |
| Mind Medicine Mindmed Inc | COM SUB VTG | 60255C109 | $26 | 19,191 | 0.0% |
| Ideanomics Inc | COM | 45166V106 | $27 | 22,331 | 0.0% |
| Hexo Corp | COM NEW | 428304307 | $34 | 49,291 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $37 | 13,769 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $39 | 33,237 | 0.0% |
| Diversified Healthcare TR(DHC) | COM SH BEN INT | 25525P107 | $40 | 12,984 | 0.0% |
| Verastem Inc | COM | 92337C104 | $42 | 20,424 | 0.0% |
| Uranium Energy Corp(UEC) | COM | 916896103 | $42 | 12,401 | 0.0% |
| Castlight Health Inc(CSLT1EUR) | CL B | 14862Q100 | $44 | 28,293 | 0.0% |
| Bionano Genomics Inc(BNGOUSD) | COM | 09075F107 | $46 | 15,467 | 0.0% |
| Acuityads Hldgs Inc | COM | 00510L106 | $49 | 13,060 | 0.0% |
| Mogo Inc | COM | 60800C109 | $51 | 14,863 | 0.0% |
| Rigel Pharmaceuticals Inc(RIGLUSD) | COM NEW | 766559603 | $53 | 19,969 | 0.0% |
| Endo Intl PLC | SHS | G30401106 | $54 | 14,359 | 0.0% |
| Multiplan Corporation(MPLNUSD) | COM | 62548M100 | $54 | 12,232 | 0.0% |
| Pyrogenesis CDA Inc | COM | 74734T104 | $54 | 20,455 | 0.0% |
| Vaalco Energy Inc(EGY) | COM NEW | 91851C201 | $55 | 17,100 | 0.0% |
| Elevate Credit Inc(ELVTUSD) | COM | 28621V101 | $57 | 19,100 | 0.0% |
| Inovio Pharmaceuticals Inc | COM NEW | 45773H201 | $57 | 11,391 | 0.0% |
| Mannkind Corp(MNKD) | COM NEW | 56400P706 | $59 | 13,495 | 0.0% |
| Tellurian Inc New(TELLEUR) | COM | 87968A104 | $59 | 19,241 | 0.0% |
| Startek Inc | COM | 85569C107 | $59 | 11,366 | 0.0% |
| YPF Sociedad Anonima(YPF) | SPON ADR CL D | 984245100 | $66 | 17,200 | 0.0% |
| Westport Fuel Systems Inc | COM NEW | 960908309 | $67 | 28,305 | 0.0% |
| Biodelivery Sciences Intl in(BDSIUSD) | COM | 09060J106 | $67 | 21,584 | 0.0% |
| Safe Bulkers Inc(SB) | COM | Y7388L103 | $67 | 17,819 | 0.0% |
| Playags Inc(AGS) | COM | 72814N104 | $68 | 10,072 | 0.0% |
| Sorrento Therapeutics Inc(SRNE) | COM NEW | 83587F202 | $70 | 15,106 | 0.0% |
| Retail Value Inc | COM | 76133Q102 | $74 | 11,533 | 0.0% |
| Harvard Bioscience Inc(HBIO) | COM | 416906105 | $74 | 10,536 | 0.0% |
| Fuelcell Energy Inc(FCELCHF) | COM | 35952H601 | $75 | 14,517 | 0.0% |
| Kosmos Energy LTD(KOS) | COM | 500688106 | $76 | 21,915 | 0.0% |
| Compania de Minas Buenaventu(BVN) | SPONSORED ADR | 204448104 | $78 | 10,686 | 0.0% |
| Enthusiast Gaming Hldgs Inc(EGLXF) | COM | 29385B109 | $78 | 26,613 | 0.0% |
| New York MTG TR Inc(NYMTEUR) | COM PAR $.02 | 649604501 | $80 | 21,412 | 0.0% |