Q3 2024 Holdings
Filed 2024-11-08 | 41 holdings | $149.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Heartland Finl USA Inc(HTLFEUR) | COM | 42234Q102 | $12.0M | 211,471 | 8.0% |
| Envestnet Inc(ENVUSD) | COM | 29404K106 | $10.5M | 167,428 | 7.0% |
| Techtarget Inc | NOTE 12/1 | 87874RAD2 | $8.3M | $8,514 | 5.6% |
| Revance Therapeutics Inc | NOTE 1.750% 2/1 | 761330AB5 | $7.9M | $9,050 | 5.3% |
| Eventbrite Inc | NOTE 0.750% 9/1 | 29975EAD1 | $7.5M | $8,660 | 5.0% |
| Cardlytics Inc | NOTE 1.000% 9/1 | 14161WAB1 | $7.4M | $8,250 | 4.9% |
| Haynes Intl Inc(HAYNUSD) | COM NEW | 420877201 | $6.0M | 101,010 | 4.0% |
| Digitalocean Hldgs Inc | NOTE 12/0 | 25402DAB8 | $5.8M | $6,500 | 3.9% |
| The Realreal Inc | NOTE 3.000% 6/1 | 88339PAB7 | $5.6M | $5,766 | 3.7% |
| Oil STS Intl Inc | NOTE 4.750% 4/0 | 678026AK1 | $5.6M | $5,700 | 3.7% |
| Sabre Glbl Inc | NOTE 4.000% 4/1 | 78573NAE2 | $5.4M | $5,500 | 3.6% |
| Fubotv Inc | NOTE 3.250% 2/1 | 35953DAB0 | $4.9M | $6,450 | 3.3% |
| Bandwidth Inc | NOTE 0.250% 3/0 | 05988JAB9 | $4.4M | $4,870 | 3.0% |
| Shake Shack Inc | NOTE 3/0 | 819047AB7 | $3.9M | $4,189 | 2.6% |
| Mesa Labs Inc | NOTE 1.375% 8/1 | 59064RAA7 | $3.9M | $4,000 | 2.6% |
| Tripadvisor Inc | NOTE 0.250% 4/0 | 896945AD4 | $3.7M | $4,000 | 2.5% |
| Peloton Interactive Inc | NOTE 2/1 | 70614WAB6 | $3.7M | $4,100 | 2.5% |
| Faro Technologies Inc | NOTE 5.500% 2/0 | 311642AB8 | $3.7M | $3,905 | 2.4% |
| R1 RCM Inc(RCM1USD) | COM | 77634L105 | $3.5M | 244,195 | 2.3% |
| First Financial Northwest in | COM | 32022K102 | $3.4M | 152,069 | 2.3% |
| Envestnet Inc | NOTE 0.750% 8/1 | 29404KAE6 | $3.0M | $3,000 | 2.0% |
| Confluent Inc | NOTE 1/1 | 20717MAB9 | $2.7M | $3,048 | 1.8% |
| Nabors Inds Inc | NOTE 1.750% 6/1 | 62957HAL9 | $2.6M | $3,300 | 1.7% |
| Blackline Inc | NOTE 3/1 | 09239BAD1 | $2.3M | $2,500 | 1.6% |
| Atlantica Sustainable Infra | NOTE 4.000% 7/1 | 04916EAB0 | $2.3M | $2,305 | 1.5% |
| Haemonetics Corp Mass | NOTE 3/0 | 405024AB6 | $2.1M | $2,277 | 1.4% |
| Cracker Barrel Old Ctry Stor | NOTE 0.625% 6/1 | 22410JAB2 | $2.0M | $2,157 | 1.3% |
| 3D SYS Corp del | NOTE 11/1 | 88554DAD8 | $1.9M | $2,215 | 1.2% |
| Fastly Inc | NOTE 3/1 | 31188VAB6 | $1.8M | $2,000 | 1.2% |
| Petiq Inc(PETQEUR) | COM CL A | 71639T106 | $1.8M | 57,558 | 1.2% |
| Chart Inds Inc | 6.75DP CNV PFD B | 16115Q407 | $1.7M | 34,012 | 1.1% |
| Herbalife LTD | NOTE 4.250% 6/1 | 42703MAF0 | $1.5M | $2,046 | 1.0% |
| HMN Finl Inc | COM | 40424G108 | $1.4M | 49,880 | 0.9% |
| National Vision Hldgs Inc | NOTE 2.500% 5/1 | 63845RAB3 | $1.1M | $1,098 | 0.7% |
| Spotify USA Inc | NOTE 3/1 | 84921RAB6 | $997.6K | $1,000 | 0.7% |
| Alarm COM Hldgs Inc | NOTE 1/1 | 011642AB1 | $936.1K | $1,003 | 0.6% |
| RBC Bearings Inc | 5% CNV PFD SR A | 75524B203 | $683.4K | $5,152 | 0.5% |
| Hess Corp(HES) | COM | 42809H107 | $679.0K | 5,000 | 0.5% |
| Nuvasive Inc | NOTE 0.375% 3/1 | 670704AJ4 | $585.2K | $599 | 0.4% |
| Ringcentral Inc | NOTE 3/0 | 76680RAF4 | $340.7K | $350 | 0.2% |
| Village BK & TR Finl Corp | COM NEW | 92705T200 | $228.8K | 3,000 | 0.2% |