Q3 2014 Holdings
Filed 2014-11-14 | 82 holdings | $458.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Concur Technologies Inc | COM | 206708109 | $55.6K | 438,580 | 12.1% |
| Dresser-Rand Group Inc(DRCEUR) | COM | 261608103 | $31.5K | 383,247 | 6.9% |
| Bally Technologies Inc | COM | 05874B107 | $29.0K | 359,772 | 6.3% |
| Glimcher Rlty TR | SH BEN INT | 379302102 | $25.4K | 1,878,125 | 5.6% |
| URS Corp New | COM | 903236107 | $25.1K | 435,670 | 5.5% |
| Tibco Software Inc | COM | 88632Q103 | $21.4K | 905,000 | 4.7% |
| Annies Inc | COM | 03600T104 | $20.9K | 455,024 | 4.6% |
| Pepco Holdings Inc | COM | 713291102 | $18.8K | 701,473 | 4.1% |
| Athlon Energy Inc | COM | 047477104 | $16.5K | 283,750 | 3.6% |
| Protective Life Corp | COM | 743674103 | $13.9K | 199,554 | 3.0% |
| TRW Automotive Hldgs Corp | COM | 87264S106 | $13.6K | 134,576 | 3.0% |
| Multimedia Games Hldg Co Inc | COM | 625453105 | $13.1K | 364,607 | 2.9% |
| Levy Acquisition Corp | COM | 52748T104 | $12.8K | 1,324,265 | 2.8% |
| Conversant Inc | COM | 21249J105 | $11.1K | 323,300 | 2.4% |
| International Game Technolog | COM | 459902102 | $10.1K | 597,927 | 2.2% |
| Garnero Group Acquisition Co | UNIT 99/99/99 | G5866L124 | $9.6K | 957,862 | 2.1% |
| Compuware Corp | COM | 205638109 | $9.1K | 858,747 | 2.0% |
| Auxilium Pharmaceuticals Inc | NOTE 1.500% 7/1 | 05334DAA5 | $8.6K | $6,500,000 | 1.9% |
| Boulevard Acquisition Corp | COM | 10157P104 | $8.6K | 883,331 | 1.9% |
| Cambridge Cap Acquisition Co | COM | 13215Q106 | $8.6K | 873,569 | 1.9% |
| Hf2 Finl Mgmt Inc | CL A | 40421A104 | $8.1K | 781,742 | 1.8% |
| International Rectifier Corp | COM | 460254105 | $7.6K | 193,512 | 1.7% |
| Global Defense & Natl SEC SY | COM | 37953N108 | $6.9K | 664,301 | 1.5% |
| Terrapin 3 Acquisition Corp | UNIT 06/27/2019 | 88104P203 | $5.2K | 513,811 | 1.1% |
| Sterlite Inds India LTD | NOTE 4.000%10/3 | 859737AB4 | $5.1K | $5,100,000 | 1.1% |
| Quartet Merger Corp | COM | 747717106 | $4.6K | 461,459 | 1.0% |
| Bank KY Finl Corp | COM | 062896105 | $4.6K | 98,500 | 1.0% |
| LIN Media LLC | CL A COM | 532771102 | $4.2K | 188,455 | 0.9% |
| Move Inc | COM NEW | 62458M207 | $4.0K | 192,434 | 0.9% |
| Medical Action Inds Inc | COM | 58449L100 | $3.6K | 261,074 | 0.8% |
| Measurement Specialties Inc | COM | 583421102 | $3.5K | 41,279 | 0.8% |
| Montage Technology Group LTD | SHS | G6209T105 | $3.5K | 168,554 | 0.8% |
| Shire PLC | SPONSORED ADR | 82481R106 | $3.5K | 13,400 | 0.8% |
| Silver Eagle Acquisition COR | COM | 827694100 | $3.1K | 315,715 | 0.7% |
| Directv | COM | 25490A309 | $3.1K | 35,600 | 0.7% |
| Hennessy Cap Acquisition COR | COM | 425886108 | $2.8K | 287,191 | 0.6% |
| Safeway Inc | COM NEW | 786514208 | $2.5K | 71,627 | 0.5% |
| Bolt Technology Corp | COM | 097698104 | $2.3K | 102,703 | 0.5% |
| Capitol Acquisition Corp II | COM | 14056V105 | $2.1K | 218,873 | 0.5% |
| Move Inc | NOTE 2.750% 9/0 | 62458MAB4 | $1.9K | $1,500,000 | 0.4% |
| 1347 Cap Corp | COM | 68245V103 | $1.9K | 200,000 | 0.4% |
| Hudson City Bancorp | COM | 443683107 | $1.3K | 135,012 | 0.3% |
| ROI Acquisition Corp II | COM | 74966G101 | $1.3K | 129,529 | 0.3% |
| Einstein Noah Rest Group Inc | COM | 28257U104 | $1.2K | 60,000 | 0.3% |
| Boulevard Acquisition Corp | UNIT 99/99/9999 | 10157P203 | $1.1K | 109,279 | 0.2% |
| Sino Mercury Acquisition COR | UNIT 99/99/99 | 82936K201 | $1.0K | 100,696 | 0.2% |
| Covidien PLC | SHS | G2554F113 | $865 | 10,000 | 0.2% |
| Time Warner Cable IncCall | COM | 88732J207 | $645 | 500 | 0.1% |
| Time Warner Cable Inc | COM | 88732J207 | $593 | 4,136 | 0.1% |
| 1347 Cap Corp | UNIT 99/99/99 | 68245V202 | $373 | 36,894 | 0.1% |