Q3 2014 Holdings
Filed 2014-11-14 | 82 holdings | $458.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Forest Oil Corp | COM PAR $0.01 | 346091705 | $0 | 100 | 0.0% |
| Garnero Group Acquisition Co | *W EXP 06/24/201 | G5866L116 | $1 | 10,020 | 0.0% |
| Winthrop Rlty TR | SH BEN INT NEW | 976391300 | $3 | 200 | 0.0% |
| Garnero Group Acquisition Co | RIGHT 06/25/2016 | G5866L132 | $3 | 10,020 | 0.0% |
| Community Health SYS Inc New | RIGHT 01/27/2016 | 203668116 | $3 | 76,569 | 0.0% |
| Sysco Corp(SYY) | COM | 871829107 | $4 | 100 | 0.0% |
| Taminco Corp | COM | 87509U106 | $5 | 200 | 0.0% |
| Darden Restaurants Inc(DRI) | COM | 237194105 | $5 | 100 | 0.0% |
| Albemarle Corp(ALB) | COM | 012653101 | $6 | 100 | 0.0% |
| Rockwood Hldgs Inc | COM | 774415103 | $8 | 100 | 0.0% |
| Family DLR Stores Inc | COM | 307000109 | $15 | 200 | 0.0% |
| Capitol Acquisition Corp II | *W EXP 05/15/201 | 14056V113 | $19 | 58,345 | 0.0% |
| 1347 Cap Corp | *W EXP 07/15/202 | 68245V129 | $38 | 150,000 | 0.0% |
| Hennessy Cap Acquisition COR | *W EXP 01/23/201 | 425886116 | $46 | 61,228 | 0.0% |
| Safeway IncPut | COM NEW | 786514208 | $54 | 2,149 | 0.0% |
| Sysco Corp(SYY)Call | COM | 871829107 | $60 | 1,052 | 0.0% |
| 1347 Cap Corp | RIGHT 07/21/2016 | 68245V111 | $72 | 200,000 | 0.0% |
| Concur Technologies IncCall | COM | 206708109 | $92 | 114 | 0.0% |
| Media GEN IncPut | COM | 584404107 | $94 | 202 | 0.0% |
| Alliance Data Systems Corp(BFH)Put | COM | 018581108 | $111 | 209 | 0.0% |
| International Rectifier CorpCall | COM | 460254105 | $117 | 125 | 0.0% |
| Levy Acquisition Corp | *W EXP 11/19/201 | 52748T112 | $121 | 347,030 | 0.0% |
| Boulevard Acquisition Corp | *W EXP 02/19/201 | 10157P112 | $171 | 262,517 | 0.0% |
| TRW Automotive Hldgs CorpCall | COM | 87264S106 | $198 | 500 | 0.0% |
| Tibco Software IncCall | COM | 88632Q103 | $227 | 831 | 0.0% |
| Cambridge Cap Acquisition Co | *W EXP 12/17/201 | 13215Q114 | $234 | 632,576 | 0.1% |
| International Game TechnologCall | COM | 459902102 | $305 | 1,450 | 0.1% |
| Garnero Group Acquisition Co | SHS | G5866L108 | $329 | 34,570 | 0.1% |
| 1347 Cap Corp | UNIT 99/99/99 | 68245V202 | $373 | 36,894 | 0.1% |
| Time Warner Cable Inc | COM | 88732J207 | $593 | 4,136 | 0.1% |
| Time Warner Cable IncCall | COM | 88732J207 | $645 | 500 | 0.1% |
| Covidien PLC | SHS | G2554F113 | $865 | 10,000 | 0.2% |
| Sino Mercury Acquisition COR | UNIT 99/99/99 | 82936K201 | $1.0K | 100,696 | 0.2% |
| Boulevard Acquisition Corp | UNIT 99/99/9999 | 10157P203 | $1.1K | 109,279 | 0.2% |
| Einstein Noah Rest Group Inc | COM | 28257U104 | $1.2K | 60,000 | 0.3% |
| ROI Acquisition Corp II | COM | 74966G101 | $1.3K | 129,529 | 0.3% |
| Hudson City Bancorp | COM | 443683107 | $1.3K | 135,012 | 0.3% |
| Move Inc | NOTE 2.750% 9/0 | 62458MAB4 | $1.9K | $1,500,000 | 0.4% |
| 1347 Cap Corp | COM | 68245V103 | $1.9K | 200,000 | 0.4% |
| Capitol Acquisition Corp II | COM | 14056V105 | $2.1K | 218,873 | 0.5% |
| Bolt Technology Corp | COM | 097698104 | $2.3K | 102,703 | 0.5% |
| Safeway Inc | COM NEW | 786514208 | $2.5K | 71,627 | 0.5% |
| Hennessy Cap Acquisition COR | COM | 425886108 | $2.8K | 287,191 | 0.6% |
| Directv | COM | 25490A309 | $3.1K | 35,600 | 0.7% |
| Silver Eagle Acquisition COR | COM | 827694100 | $3.1K | 315,715 | 0.7% |
| Shire PLC | SPONSORED ADR | 82481R106 | $3.5K | 13,400 | 0.8% |
| Montage Technology Group LTD | SHS | G6209T105 | $3.5K | 168,554 | 0.8% |
| Measurement Specialties Inc | COM | 583421102 | $3.5K | 41,279 | 0.8% |
| Medical Action Inds Inc | COM | 58449L100 | $3.6K | 261,074 | 0.8% |
| Move Inc | COM NEW | 62458M207 | $4.0K | 192,434 | 0.9% |