Q4 2014 Holdings
Filed 2015-02-17 | 85 holdings | $693.4K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Sysco Corp(SYY)Put | COM | 871829107 | $1 | 500 | 0.0% |
| Community Health SYS Inc New | NEW RIGHT 01/27/2016 | 203668116 | $2 | 76,569 | 0.0% |
| AR Cap Acquisition Corp | W EXP 10/06/201 ADDED | 00191R117 | $2 | 8,560 | 0.0% |
| Sysco Corp(SYY) | COM | 871829107 | $4 | 100 | 0.0% |
| Hawaiian Elec Industries(HE)Call | COM | 419870100 | $4 | 146 | 0.0% |
| Hennessy Cap Acquisition COR | UNIT 99/99/9999 | 425886207 | $5 | 501 | 0.0% |
| Darden Restaurants Inc(DRI) | COM | 237194105 | $6 | 100 | 0.0% |
| Loral Space & Communicatns I | COM | 543881106 | $8 | 100 | 0.0% |
| Safeway IncPut | COM NEW | 786514208 | $9 | 3,739 | 0.0% |
| Levy Acquisition Corp | COM | 52748T104 | $10 | 1,000 | 0.0% |
| Garnero Group Acquisition Co | *W EXP 06/24/201 | G5866L116 | $13 | 110,020 | 0.0% |
| Hf2 Finl Mgmt Inc | CL A | 40421A104 | $19 | 1,788 | 0.0% |
| Hennessy Cap Acquisition COR | W EXP 01/23/201 | 425886116 | $24 | 59,256 | 0.0% |
| Garnero Group Acquisition Co | RIGHT 06/25/2016 | G5866L132 | $30 | 99,083 | 0.0% |
| 1347 Cap Corp | W EXP 07/15/202 | 68245V129 | $32 | 150,000 | 0.0% |
| Capitol Acquisition Corp II | W EXP 05/15/201 | 14056V113 | $32 | 58,345 | 0.0% |
| AR Cap Acquisition Corp | COM | 00191R109 | $53 | 5,420 | 0.0% |
| Cubist Pharmaceuticals IncCall | COM | 229678107 | $66 | 100 | 0.0% |
| 1347 Cap Corp | RIGHT 07/21/2016 | 68245V111 | $69 | 196,813 | 0.0% |
| Covisint Corp | COM | 22357R103 | $106 | 40,000 | 0.0% |
| Talisman Energy IncCall | COM | 87425E103 | $126 | 476 | 0.0% |
| Levy Acquisition Corp | W EXP 11/19/201 | 52748T112 | $128 | 347,030 | 0.0% |
| Boulevard Acquisition Corp | W EXP 02/19/201 | 10157P112 | $139 | 262,516 | 0.0% |
| International Game TechnologCall | COM | 459902102 | $178 | 750 | 0.0% |
| Cambridge Cap Acquisition Co | W EXP 12/17/201 | 13215Q114 | $196 | 632,545 | 0.0% |
| TRW Automotive Hldgs CorpCall | COM | 87264S106 | $235 | 500 | 0.0% |
| Digital RIV Inc | COM | 25388B104 | $352 | 14,250 | 0.1% |
| 1347 Cap Corp | UNIT 99/99/9999 | 68245V202 | $364 | 36,369 | 0.1% |
| Hydra Inds Acquisition Corp | UNIT 10/20/2021 | 448740209 | $385 | 38,500 | 0.1% |
| Cambridge Cap Acquisition Co | COM | 13215Q106 | $610 | 61,589 | 0.1% |
| Time Warner Cable Inc | COM | 88732J207 | $629 | 4,136 | 0.1% |
| Garnero Group Acquisition Co | SHS | G5866L108 | $636 | 66,557 | 0.1% |
| C B Pharma Acquisition Corp | UNIT 99/99/9999 | G2029P100 | $637 | 63,424 | 0.1% |
| Sino Mercury Acquisition COR | UNIT 99/99/9999 | 82936K201 | $802 | 80,195 | 0.1% |
| Amer Rlty Cap Healthcar TR I | COM | 02917R108 | $944 | 79,325 | 0.1% |
| Capitol Acquisition Corp II | COM | 14056V105 | $969 | 98,048 | 0.1% |
| United States Oil Fund LPPut | UNITS | 91232N108 | $1.1K | 4,196 | 0.2% |
| Triquint Semiconductor Inc | COM | 89674K103 | $1.3K | 45,000 | 0.2% |
| Boulevard Acquisition Corp | UNIT 99/99/9999 | 10157P203 | $1.3K | 127,177 | 0.2% |
| ROI Acquisition Corp II | COM | 74966G101 | $1.3K | 129,928 | 0.2% |
| Global Defense & Natl SEC SY | COM | 37953N108 | $1.7K | 166,205 | 0.2% |
| Directv | COM | 25490A309 | $1.8K | 20,200 | 0.3% |
| 1347 Cap Corp | COM | 68245V103 | $1.9K | 201,000 | 0.3% |
| Safeway Inc | COM NEW | 786514208 | $2.0K | 56,785 | 0.3% |
| Actuate Corp | COM | 00508B102 | $2.1K | 324,205 | 0.3% |
| Hennessy Cap Acquisition COR | COM | 425886108 | $2.3K | 233,684 | 0.3% |
| Cleco Corp New | COM | 12561W105 | $2.4K | 44,200 | 0.3% |
| International Game Technolog | COM | 459902102 | $3.9K | 224,105 | 0.6% |
| Penford Corp | COM | 707051108 | $4.2K | 224,851 | 0.6% |
| Bank KY Finl Corp | COM | 062896105 | $4.6K | 95,761 | 0.7% |