Q3 2017 Holdings
Filed 2017-11-14 | 93 holdings | $1.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Brocade Communications SYS I | NOTE 2.750% 6/1 | 111621AQ1 | $206.7K | $206,307,000 | 19.8% |
| NXP Semiconductors N V | DBCV 1.000%12/0 | 62952QAB6 | $179.0K | $148,126,000 | 17.1% |
| Parexel Intl Corp | COM | 699462107 | $108.7K | 1,234,031 | 10.4% |
| Level 3Munications Inc | COM | 52729N308 | $101.1K | 1,897,094 | 9.7% |
| Kite Pharma Inc | COM | 49803L109 | $52.7K | 293,300 | 5.0% |
| Straight Path Communicatns I | CL B | 862578101 | $39.8K | 220,078 | 3.8% |
| Boulevard Acquisition | CL A | 10157Q102 | $35.7K | 3,566,019 | 3.4% |
| Avista Healthcare PUB ACQ Co(AVA) | CL A | G0726L125 | $27.0K | 2,700,000 | 2.6% |
| Double Eagle Acquisition COR | COM | G28195124 | $27.0K | 2,669,940 | 2.6% |
| Vantage Energy Acquisition | COM CL A | 92211L105 | $22.6K | 2,308,789 | 2.2% |
| Bard C R Inc(BCRUSD) | COM | 067383109 | $22.0K | 68,664 | 2.1% |
| Kayne Anderson Acquisition | COM CL A | 48661U102 | $18.9K | 1,937,161 | 1.8% |
| Advisory BRD Co | COM | 00762W107 | $16.8K | 312,707 | 1.6% |
| Forestar Group Inc | NOTE 3.750% 3/0 | 346232AB7 | $15.2K | $15,000,000 | 1.5% |
| GP Invts Acquisition COR | SHS | G40357124 | $12.3K | 1,222,697 | 1.2% |
| Forum Merger Corp | CL A | 34985B103 | $10.8K | 1,104,999 | 1.0% |
| M III Acquisition Corp | COM | 55378T104 | $9.7K | 988,799 | 0.9% |
| Matlin & Partners Acquisitio | CL A | 57682V106 | $9.5K | 966,531 | 0.9% |
| Kayne Anderson Acquisition | UNIT 06/30/2022 | 48661U201 | $9.2K | 919,868 | 0.9% |
| Neuroderm LTD | ORD SHS | M74231107 | $8.0K | 205,000 | 0.8% |
| Fintech Acquisition Corp II | COM | 31810G109 | $7.3K | 740,745 | 0.7% |
| Easterly Acquisition Corp | COM | 27616L102 | $7.1K | 709,842 | 0.7% |
| Ixys Corp | COM | 46600W106 | $6.2K | 261,657 | 0.6% |
| Vantage Energy Acquisition | UNIT 04/12/2024 | 92211L204 | $5.8K | 574,998 | 0.6% |
| Electrum SPL Acquisition COR SHS | SHS | G3105C104 | $5.8K | 566,915 | 0.6% |
| Pensare Acquisition Corp | COM | 70957E105 | $5.3K | 549,690 | 0.5% |
| Global Partner Acquisition C | COM | 37954X105 | $5.2K | 520,906 | 0.5% |
| Silver RUN Acquisition | COM CL A | 82812A103 | $5.0K | 487,946 | 0.5% |
| Capitol Invt Corp IV | UNIT 99/99/9999 | G18920119 | $4.9K | 484,400 | 0.5% |
| Matlin & Partners Acquisitio | UNIT 05/28/2021A | 57682V205 | $4.6K | 454,608 | 0.4% |
| Straight Path Communicatns ICall | CALL | 862578901 | $4.6K | 2,000 | 0.4% |
| Modern Media Acquisition(MMDM) | COM | 60765P103 | $4.5K | 460,758 | 0.4% |
| Bankrate Inc del | COM | 06647F102 | $4.2K | 297,718 | 0.4% |
| Jensyn Acquisition Corp | COM | 47632B102 | $4.0K | 388,095 | 0.4% |
| Tribune Media Co(TRCO) | CL A | 896047503 | $3.9K | 96,500 | 0.4% |
| EXA Corp | COM | 300614500 | $3.4K | 139,216 | 0.3% |
| Federal STR Acquisition Corp | UNIT 99/99/9999 | 31421V206 | $3.1K | 300,400 | 0.3% |
| First Potomac Rlty TR | COM | 33610F109 | $3.1K | 275,317 | 0.3% |
| M III Acquisition Corp | UNIT 99/99/9999T | 55378T203 | $3.1K | 296,500 | 0.3% |
| Stellar Acquisition III Inc | COM | Y8172W107 | $3.0K | 299,045 | 0.3% |
| Pensare Acquisition Corp | UNIT 07/27/2022 | 70957E204 | $2.8K | 269,058 | 0.3% |
| National Energy Services REU(NESR) | SHS | G6375R107 | $2.5K | 262,900 | 0.2% |
| Starwood Ppty TR Inc | NOTE 3.750%10/1 | 85571BAC9 | $2.0K | $2,000,000 | 0.2% |
| Pharmerica Corp | COM | 71714F104 | $1.9K | 65,000 | 0.2% |
| Federal STR Acquisition Corp | CL A | 31421V107 | $1.8K | 188,450 | 0.2% |
| Orbital ATK Inc | COM | 68557N103 | $1.1K | 8,000 | 0.1% |
| Industrea Acquisition Corp | CL A | 45579J104 | $978 | 100,000 | 0.1% |
| Gores Hldgs II Inc | UNIT 99/99/9999 | 382867208 | $749 | 71,226 | 0.1% |
| Avista Healthcare PUB ACQ Co(AVA) | UNIT 99/99/9999 | G0726L109 | $688 | 66,583 | 0.1% |
| Hennessy Cap Acquston Corp I | UNIT 06/15/2024 | 42588L204 | $527 | 51,000 | 0.1% |