Q4 2017 Holdings
Filed 2018-02-14 | 102 holdings | $618.4K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| TPG Pace Energy Hldgs Corp | UNIT 99/99/9999 | 872656202 | $0 | 2 | 0.0% |
| CM Seven Star Acquisition Co | UNIT 08/21/2022 | G2345N128 | $0 | 4 | 0.0% |
| Community Health SYS Inc New | RIGHT 99/99/9999 | 203668116 | $1 | 76,569 | 0.0% |
| Black Ridge Acquisition Corp | UNIT 10/05/2022 ADDED | 09216T206 | $2 | 159 | 0.0% |
| General Cable Corp del New | COM | 369300108 | $3 | 100 | 0.0% |
| Pinnacle Entmt Inc New | COM | 72348Y105 | $3 | 100 | 0.0% |
| Time Inc NewPut | PUT | 887228954 | $4 | 517 | 0.0% |
| Stellar Acquisition III Inc | W EXP 03/22/202 | Y8172W115 | $5 | 15,200 | 0.0% |
| Buffalo Wild Wings IncCall | CALL | 119848909 | $5 | 4 | 0.0% |
| Time Inc NewCall | CALL | 887228904 | $7 | 2,744 | 0.0% |
| Monsanto Co New | COM | 61166W101 | $12 | 100 | 0.0% |
| Estre Ambiental Inc | W EXP 12/21/202 | G3206V118 | $14 | 18,750 | 0.0% |
| Pensare Acquisition Corp | W EXP 07/27/202 | 70957E113 | $28 | 50,126 | 0.0% |
| Electrum SPL Acquisition COR | W EXP 99/99/999 | G3105C112 | $30 | 74,900 | 0.0% |
| Calgon Carbon Corp | COM | 129603106 | $32 | 1,500 | 0.0% |
| BIG Rock Partners Acquisi Co | W EXP 12/01/202 | 089482111 | $36 | 89,444 | 0.0% |
| Jensyn Acquisition Corp | RIGHT 99/99/9999 | 47632B128 | $37 | 98,705 | 0.0% |
| Mosaic Acquisition Corp | UNIT 99/99/9999 | G62848117 | $40 | 3,900 | 0.0% |
| Pensare Acquisition Corp | RIGHT 99/99/9999 | 70957E121 | $48 | 96,939 | 0.0% |
| Jensyn Acquisition Corp | W EXP 03/07/202 | 47632B110 | $53 | 235,515 | 0.0% |
| Modern Media Acquisition | RIGHT 99/99/9999 | 60765P129 | $53 | 135,220 | 0.0% |
| BIG Rock Partners Acquisi Co | RIGHT 12/01/2022 | 089482129 | $71 | 191,886 | 0.0% |
| National Energy Services REU | W EXP 05/05/202 | G6375R115 | $97 | 118,000 | 0.0% |
| CM Seven Star Acquisition Co | W EXP 08/21/202 | G2345N110 | $106 | 365,648 | 0.0% |
| Silver RUN Acquisition | UNIT 99/99/9999 | 82812A202 | $109 | 10,400 | 0.0% |
| Black Ridge Acquisition Corp | RIGHT 07/10/2019 ADDED | 09216T123 | $111 | 395,564 | 0.0% |
| Black Ridge Acquisition Corp | W EXP 07/10/202 ADDED | 09216T115 | $130 | 392,614 | 0.0% |
| Capitol Invt Corp IV | W EXP 01/01/202 ADDED | G18920127 | $130 | 118,355 | 0.0% |
| Kayne Anderson Acquisition | W EXP 06/30/202 | 48661U110 | $145 | 171,102 | 0.0% |
| Legacy Acquisition Corp | COM CL A | 524643103 | $150 | 15,600 | 0.0% |
| CM Seven Star Acquisition Co | RIGHT 08/21/2022 | G2345N136 | $234 | 731,296 | 0.0% |
| Broadsoft Inc | COM | 11133B409 | $275 | 5,000 | 0.0% |
| Haymaker Acquisition | UNIT 10/19/2022 | 420870206 | $284 | 28,702 | 0.0% |
| M III Acquisition Corp | W EXP 10/10/202 | 55378T112 | $374 | 473,700 | 0.1% |
| Haymaker Acquisition Corp | W EXP 10/27/202 | 420870115 | $395 | 493,342 | 0.1% |
| BIG Rock Partners Acquisi Co | UNIT 11/20/2022 | 089482202 | $410 | 40,012 | 0.1% |
| Hennessy Cap Acquston Corp I | UNIT 06/15/2024 | 42588L204 | $471 | 45,400 | 0.1% |
| Landcadia Hldgs Inc | CL A | 51476W107 | $511 | 51,366 | 0.1% |
| Calatlantic Group Inc | COM | 128195104 | $547 | 9,704 | 0.1% |
| Avista Healthcare PUB ACQ Co(AVA) | UNIT 99/99/9999 | G0726L109 | $686 | 66,583 | 0.1% |
| Gores Hldgs II Inc | UNIT 99/99/9999 | 382867208 | $727 | 70,176 | 0.1% |
| Mosaic Acquisition Corp | SHS CL A | G62848109 | $728 | 75,000 | 0.1% |
| Time Inc New | COM | 887228104 | $738 | 40,000 | 0.1% |
| National Energy Services REU(NESR) | SHS | G6375R107 | $772 | 77,543 | 0.1% |
| Nxstage Medical Inc | COM | 67072V103 | $800 | 33,000 | 0.1% |
| Snyders-Lance Inc | COM | 833551104 | $952 | 19,000 | 0.2% |
| Exactech Inc | COM | 30064E109 | $1.6K | 32,000 | 0.3% |
| Forestar Group Inc | NOTE 3.750% 3/0 | 346232AB7 | $1.7K | $1,650,000 | 0.3% |
| Pensare Acquisition Corp | UNIT 07/27/2022 | 70957E204 | $1.8K | 171,758 | 0.3% |
| Ixys Corp | COM | 46600W106 | $1.8K | 75,100 | 0.3% |