Q1 2018 Holdings
Filed 2018-05-04 | 1100 holdings | $131.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Calamp Corp | NOTE 1.625% 5/1 | 128126AB5 | $117 | $110,000 | 0.0% |
| Wells Fargo & Co | MTNF 6/1 | 94986RQH7 | $118 | $120,000 | 0.0% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $120 | $120,000 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 4.750% 8/2 | 03762UAB1 | $120 | $120,000 | 0.0% |
| HCI Group Inc | NOTE 3.875% 3/1 | 40416EAB9 | $120 | $120,000 | 0.0% |
| Cbre Clarion Global Real EST(IGR) | COM | 12504G100 | $121 | 16,550 | 0.0% |
| Nokia Corp(NOK) | SPONSORED ADR | 654902204 | $121 | 22,207 | 0.0% |
| Aegon N V | NY REGISTRY SH | 007924103 | $121 | 17,854 | 0.0% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAP6 | $126 | $140,000 | 0.0% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $126 | $70,000 | 0.0% |
| Vereit Inc | COM | 92339V100 | $129 | 18,548 | 0.0% |
| Western Asset MTG Cap Corp | NOTE 6.750%10/0 | 95790DAA3 | $129 | $130,000 | 0.0% |
| Tutor Perini Corp | NOTE 2.875% 6/1 | 901109AD0 | $132 | $125,000 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD) | COM | 00444T100 | $133 | 63,500 | 0.0% |
| Amtrust Finl Svcs Inc | NOTE 2.750%12/1 | 032359AG6 | $135 | $150,000 | 0.0% |
| Novavax Inc | COM | 670002104 | $135 | 64,050 | 0.0% |
| Bank Comm Hldgs | COM | 06424J103 | $139 | 11,942 | 0.0% |
| Nuveen Calif MUN Value FD(NCA) | COM | 67062C107 | $140 | 14,978 | 0.0% |
| Horizon Pharma PLC | SHS | G4617B105 | $143 | 10,085 | 0.0% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $143 | $100,000 | 0.0% |
| Calamos Strategic Totl Retn(CSQ) | COM SH BEN INT | 128125101 | $143 | 12,107 | 0.0% |
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAQ5 | $147 | $147,000 | 0.0% |
| Invesco MUN Opportunity TR(VMO) | COM | 46132C107 | $148 | 12,605 | 0.0% |
| Pimco CA Municipal Income FD(XPCQX) | COM | 72200N106 | $152 | 10,307 | 0.0% |
| Redhill Biopharma LTD | SPONSORED ADS | 757468103 | $162 | 31,500 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $170 | 17,953 | 0.0% |
| First Data Corp New(FDC) | COM CL A | 32008D106 | $170 | 10,650 | 0.0% |
| New York Cmnty Bancorp Inc(NYCBEUR) | COM | 649445103 | $172 | 13,180 | 0.0% |
| Enbridge Energy Partners L P | COM | 29250R106 | $173 | 17,924 | 0.0% |
| Invesco MUN TR(VKQ) | COM | 46131J103 | $175 | 14,928 | 0.0% |
| Aquinox Pharmaceuticals Inc | COM | 03842B101 | $176 | 12,500 | 0.0% |
| Kayne Anderson Mdstm Energy | COM | 48661E108 | $179 | 15,231 | 0.0% |
| Pimco Corporate & Income OPP(PTY) | COM | 72201B101 | $183 | 10,805 | 0.0% |
| Nuveen Quality Muncp Income(NAD) | COM | 67066V101 | $186 | 14,174 | 0.0% |
| Templeton Emerg Mkts Income(TEI) | COM | 880192109 | $188 | 16,607 | 0.0% |
| Global WTR RES Inc(GWRS) | COM | 379463102 | $188 | 21,000 | 0.0% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $190 | 40,133 | 0.0% |
| Denali Therapeutics Inc(DNLI) | COM | 24823R105 | $197 | 10,000 | 0.0% |
| Eaton Vance Txmgd GL Buywr O(ETW) | COM | 27829C105 | $198 | 17,120 | 0.0% |
| Allegiant Travel Co(ALGT) | COM | 01748X102 | $201 | 1,167 | 0.0% |
| Dollar GEN Corp New(DG) | COM | 256677105 | $202 | 2,163 | 0.0% |
| Williams Partners L P New | COM UNIT LTD PAR | 96949L105 | $202 | 5,880 | 0.0% |
| Acuity Brands Inc(AYI) | COM | 00508Y102 | $202 | 1,450 | 0.0% |
| Nabors Industries LTD(NBR) | SHS | G6359F103 | $204 | 29,145 | 0.0% |
| Shopify Inc(SHOP) | CL A | 82509L107 | $204 | 1,636 | 0.0% |
| Paycom Software Inc(PAYC) | COM | 70432V102 | $204 | 1,903 | 0.0% |
| Alkermes PLC(ALKS) | SHS | G01767105 | $204 | 3,526 | 0.0% |
| Marcus & Millichap Inc(MMI) | COM | 566324109 | $204 | 5,669 | 0.0% |
| Clearbridge Energy MLP OPP F | COM | 18469P100 | $204 | 20,771 | 0.0% |
| Coca Cola Femsa S A B de C V(KOF) | SPON ADR REP L | 191241108 | $206 | 3,100 | 0.0% |