Q3 2018 Holdings
Filed 2018-11-13 | 1162 holdings | $155.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| HCI Group Inc | NOTE 4.250% 3/0 | 40416EAD5 | $119 | $120,000 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 4.750% 8/2 | 03762UAB1 | $119 | $120,000 | 0.0% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $120 | $120,000 | 0.0% |
| Republic First Bancorp Inc(FRBKQ) | COM | 760416107 | $121 | 16,912 | 0.0% |
| Neuberger Berman MLP Income(NML) | COM | 64129H104 | $122 | 14,000 | 0.0% |
| New York Cmnty Bancorp Inc(NYCBEUR) | COM | 649445103 | $123 | 11,848 | 0.0% |
| Caesars Entmt Corp(CZREUR) | COM | 127686103 | $125 | 12,150 | 0.0% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAP6 | $128 | $140,000 | 0.0% |
| Tutor Perini Corp | NOTE 2.875% 6/1 | 901109AD0 | $128 | $125,000 | 0.0% |
| Viavi Solutions Inc | NOTE 1.000% 3/0 | 925550AB1 | $129 | $120,000 | 0.0% |
| Western Asset MTG Cap Corp | NOTE 6.750%10/0 | 95790DAA3 | $131 | $130,000 | 0.0% |
| Novavax Inc | COM | 670002104 | $131 | 69,550 | 0.0% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $132 | 31,885 | 0.0% |
| Amtrust Finl Svcs Inc | NOTE 2.750%12/1 | 032359AG6 | $142 | $150,000 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $142 | 27,691 | 0.0% |
| Vereit Inc | COM | 92339V100 | $145 | 19,948 | 0.0% |
| Bank Comm Hldgs | COM | 06424J103 | $147 | 12,012 | 0.0% |
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAQ5 | $148 | $147,000 | 0.0% |
| Nuveen Quality Muncp Income(NAD) | COM | 67066V101 | $149 | 11,668 | 0.0% |
| Nuveen AMT Free MUN CR Inc F(NVG) | COM | 67071L106 | $150 | 10,288 | 0.0% |
| Integrated Device Technology | NOTE 0.875%11/1 | 458118AC0 | $150 | $100,000 | 0.0% |
| Calamos Strategic Totl Retn(CSQ) | COM SH BEN INT | 128125101 | $151 | 11,225 | 0.0% |
| Corbus Pharmaceuticals Hldgs(CRBPEUR) | COM | 21833P103 | $156 | 20,660 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $158 | 16,898 | 0.0% |
| BlackRock Enhanced EQT DIV T(BDJ) | COM | 09251A104 | $159 | 16,767 | 0.0% |
| Quinstreet Inc(QNST) | COM | 74874Q100 | $162 | 11,972 | 0.0% |
| Templeton Emerg Mkts Income(TEI) | COM | 880192109 | $164 | 16,412 | 0.0% |
| CNH Indl N V(CNH) | SHS | N20944109 | $170 | 14,173 | 0.0% |
| First TR MLP & Energy Income | COM | 33739B104 | $191 | 15,258 | 0.0% |
| Flowers Foods Inc(FLO) | COM | 343498101 | $196 | 10,509 | 0.0% |
| Horizon Pharma PLC | SHS | G4617B105 | $197 | 10,080 | 0.0% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $199 | 19,300 | 0.0% |
| Redfin Corp(RDFN) | COM | 75737F108 | $200 | 10,675 | 0.0% |
| Mindbody Inc | COM CL A | 60255W105 | $201 | 4,938 | 0.0% |
| CDK Global Inc(CDK) | COM | 12508E101 | $201 | 3,218 | 0.0% |
| First Intst Bancsystem Inc(FIBK) | COM CL A | 32055Y201 | $202 | 4,517 | 0.0% |
| Intra Cellular Therapies Inc(ITCIEUR) | COM | 46116X101 | $202 | 9,298 | 0.0% |
| Trico Bancshares(TCBK) | COM | 896095106 | $202 | 5,229 | 0.0% |
| Mckesson Corp(MCK) | COM | 58155Q103 | $203 | 1,531 | 0.0% |
| Sanofi(SNY) | SPONSORED ADR | 80105N105 | $203 | 4,553 | 0.0% |
| Enbridge Energy Partners L P | COM | 29250R106 | $203 | 18,441 | 0.0% |
| Ametek Inc New(AME) | COM | 031100100 | $204 | 2,577 | 0.0% |
| Cohen & Steers REIT & PFD in(XRNPX) | COM | 19247X100 | $204 | 10,425 | 0.0% |
| Brooks Automation Inc(AZTA) | COM | 114340102 | $205 | 5,854 | 0.0% |
| YY Inc | ADS REPCOM CLA | 98426T106 | $205 | 2,740 | 0.0% |
| Vanguard Wellington FD(VFVA) | US VALUE FACTR | 921935805 | $206 | 2,575 | 0.0% |
| Verisign Inc(VRSN) | COM | 92343E102 | $206 | 1,285 | 0.0% |
| Barrick Gold Corp(ABX) | COM | 067901108 | $206 | 18,580 | 0.0% |
| Ishares Inc(EWY) | MSCI STH KOR ETF | 464286772 | $206 | 3,017 | 0.0% |
| Goldcorp Inc New | COM | 380956409 | $206 | 20,243 | 0.0% |