Q1 2020 Holdings
Filed 2020-05-05 | 985 holdings | $228.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| CBL & Assoc Pptys Inc | COM | 124830100 | $3 | 17,136 | 0.0% |
| United States Antimony Corp(UAMY) | COM | 911549103 | $3 | 10,000 | 0.0% |
| Baytex Energy Corp(BTE) | COM | 07317Q105 | $4 | 19,295 | 0.0% |
| Valaris PLC | SHS CLASS A | G9402V109 | $5 | 10,400 | 0.0% |
| Denbury RES Inc(DNREUR) | COM NEW | 247916208 | $6 | 30,000 | 0.0% |
| Genius Brands Intl Inc | COM | 37229T301 | $7 | 26,398 | 0.0% |
| Actinium Pharmaceuticals Inc(ATNMEUR) | COM | 00507W107 | $8 | 40,500 | 0.0% |
| Aurora Cannabis Inc | COM | 05156X108 | $12 | 13,296 | 0.0% |
| Groupon Inc | COM | 399473107 | $14 | 14,000 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 3.750% 5/1 | 84860WAB8 | $14 | $15,000 | 0.0% |
| Scynexis Inc | COM | 811292101 | $16 | 20,000 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD) | COM | 00444T100 | $16 | 13,500 | 0.0% |
| Ashford Hospitality TR Inc | COM SHS | 044103109 | $21 | 28,410 | 0.0% |
| Clearbridge MLP and Midstrm | COM | 184692101 | $39 | 21,322 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $39 | 23,047 | 0.0% |
| Diversified Healthcare TR(DHC) | COM SH BEN INT | 25525P107 | $40 | 10,975 | 0.0% |
| Resource Cap Corp | NOTE 4.500% 8/1 | 76120WAC8 | $42 | $60,000 | 0.0% |
| Cowen Inc | NOTE 3.000%12/1 | 223622AE1 | $43 | $50,000 | 0.0% |
| Wrap Technologies Inc(WRAP) | COM | 98212N107 | $43 | 10,000 | 0.0% |
| Aegon N V | NY REGISTRY SHS | 007924103 | $47 | 18,800 | 0.0% |
| Aberdeen Asia-Pacific Income | COM | 003009107 | $48 | 14,176 | 0.0% |
| Vistagen Therapeutics Inc(VTGNUSD) | COM NEW | 92840H202 | $48 | 110,000 | 0.0% |
| Goldman Sachs BDC Inc | NOTE 4.500% 4/0 | 38147UAB3 | $49 | $50,000 | 0.0% |
| Granite PT MTG TR Inc | NOTE 6.375%10/0 | 38741LAC1 | $49 | $100,000 | 0.0% |
| Redhill Biopharma LTD | SPONSORED ADS | 757468103 | $50 | 11,000 | 0.0% |
| ING Groep N.V.(ING) | SPONSORED ADR | 456837103 | $52 | 10,000 | 0.0% |
| Plains All Amern Pipeline L(PAA) | UNIT LTD PARTN | 726503105 | $53 | 10,110 | 0.0% |
| Western Asset High Incm FD I(HIX) | COM | 95766J102 | $56 | 11,274 | 0.0% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $63 | $60,000 | 0.0% |
| Redwood TR Inc | NOTE 4.750% 8/1 | 758075AC9 | $64 | $120,000 | 0.0% |
| Aberdeen Total Dynamic Divd(XAODX) | COM SH BEN INT | 00326L100 | $66 | 10,000 | 0.0% |
| Pimco Enrgy Tactical CR OPP(PDX) | COM SHS BEN INT | 69346N107 | $67 | 12,500 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $76 | 27,868 | 0.0% |
| Livent Corp(LTHM1EUR) | COM | 53814L108 | $79 | 14,977 | 0.0% |
| Preferred APT Cmntys Inc | COM | 74039L103 | $81 | 11,284 | 0.0% |
| Apollo Coml Real EST FIN Inc | NOTE 4.750% 8/2 | 03762UAB1 | $82 | $120,000 | 0.0% |
| Greenbrier COS Inc | NOTE 2.875% 2/0 | 393657AK7 | $83 | $110,000 | 0.0% |
| Oncosec MED Inc | COM | 68234L306 | $86 | 67,750 | 0.0% |
| Bristol-Myers Squibb Co(BMY-R) | RIGHT 99/99/9999 | 110122157 | $87 | 22,988 | 0.0% |
| Ovintiv Inc(OVV) | COM | 69047Q102 | $88 | 32,681 | 0.0% |
| Forterra Inc(FRTAEUR) | COM | 34960W106 | $90 | 15,400 | 0.0% |
| Goodyear Tire & Rubr Co(GT) | COM | 382550101 | $91 | 15,653 | 0.0% |
| Teck Resources LTD(TECK) | CL B | 878742204 | $92 | 12,104 | 0.0% |
| Supernus Pharmaceuticals Inc | NOTE 0.625% 4/0 | 868459AD0 | $92 | $115,000 | 0.0% |
| PDC Energy Inc | NOTE 1.125% 9/1 | 69327RAD3 | $96 | $120,000 | 0.0% |
| Bank Comm Hldgs | COM | 06424J103 | $97 | 12,307 | 0.0% |
| Mattel Inc(MAT) | COM | 577081102 | $99 | 11,252 | 0.0% |
| Hewlett Packard Enterprise C(HPE) | COM | 42824C109 | $99 | 10,170 | 0.0% |
| Rayonier Advanced Matls Inc(RYAM) | COM | 75508B104 | $102 | 96,113 | 0.0% |
| Redwood TR Inc(RWT) | COM | 758075402 | $103 | 20,258 | 0.0% |