Q2 2020 Holdings
Filed 2020-08-10 | 934 holdings | $249.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| United States Antimony Corp(UAMY) | COM | 911549103 | $5 | 10,000 | 0.0% |
| Valaris PLC | SHS CLASS A | G9402V109 | $7 | 10,400 | 0.0% |
| Denbury RES Inc(DNREUR) | COM NEW | 247916208 | $8 | 30,000 | 0.0% |
| Baytex Energy Corp(BTE) | COM | 07317Q105 | $10 | 19,295 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 3.750% 5/1 | 84860WAB8 | $15 | $15,000 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD) | COM | 00444T100 | $16 | 13,500 | 0.0% |
| Actinium Pharmaceuticals Inc(ATNMEUR) | COM | 00507W107 | $17 | 49,500 | 0.0% |
| Ashford Hospitality TR Inc | COM SHS | 044103109 | $19 | 26,910 | 0.0% |
| Clearside Biomedical Inc(CLSDUSD) | COM | 185063104 | $20 | 10,500 | 0.0% |
| Granite PT MTG TR Inc | NOTE 6.375%10/0 | 38741LAC1 | $35 | $48,000 | 0.0% |
| Goldman Sachs BDC Inc | NOTE 4.500% 4/0 | 38147UAB3 | $50 | $50,000 | 0.0% |
| Cowen Inc | NOTE 3.000%12/1 | 223622AE1 | $54 | $50,000 | 0.0% |
| Aegon N V | NY REGISTRY SHS | 007924103 | $55 | 18,800 | 0.0% |
| Aberdeen Asia-Pacific Income | COM | 003009107 | $55 | 14,510 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $59 | 23,047 | 0.0% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $64 | $60,000 | 0.0% |
| Clearbridge MLP and Midstrm | COM | 184692101 | $64 | 20,086 | 0.0% |
| Bristol-Myers Squibb Co(BMY-R) | RIGHT 99/99/9999 | 110122157 | $66 | 18,523 | 0.0% |
| PDC Energy Inc | NOTE 1.125% 9/1 | 69327RAD3 | $66 | $71,000 | 0.0% |
| Sorrento Therapeutics Inc(SRNE) | COM NEW | 83587F202 | $66 | 10,500 | 0.0% |
| Scynexis Inc | COM | 811292101 | $66 | 88,000 | 0.0% |
| Aberdeen Total Dynamic Divd(XAODX) | COM SH BEN INT | 00326L100 | $77 | 10,000 | 0.0% |
| ING Groep N.V.(ING) | SPONSORED ADR | 456837103 | $84 | 12,241 | 0.0% |
| Service Pptys TR(SVC) | COM SH BEN INT | 81761L102 | $84 | 11,828 | 0.0% |
| Vistagen Therapeutics Inc(VTGNUSD) | COM NEW | 92840H202 | $86 | 164,000 | 0.0% |
| Pimco Enrgy Tactical CR OPP(PDX) | COM SHS BEN INT | 69346N107 | $88 | 12,500 | 0.0% |
| Plains All Amern Pipeline L(PAA) | UNIT LTD PARTN | 726503105 | $90 | 10,165 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $97 | 28,138 | 0.0% |
| Goodyear Tire & Rubr Co(GT) | COM | 382550101 | $97 | 10,800 | 0.0% |
| Preferred APT Cmntys Inc | COM | 74039L103 | $98 | 12,865 | 0.0% |
| Supernus Pharmaceuticals Inc | NOTE 0.625% 4/0 | 868459AD0 | $102 | $115,000 | 0.0% |
| Vishay Intertechnology Inc | NOTE 2.250% 6/1 | 928298AP3 | $103 | $110,000 | 0.0% |
| Wrap Technologies Inc(WRAP) | COM | 98212N107 | $105 | 10,000 | 0.0% |
| Redhill Biopharma LTD | SPONSORED ADS | 757468103 | $111 | 16,500 | 0.0% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $112 | 14,310 | 0.0% |
| Greenbrier COS Inc | NOTE 2.875% 2/0 | 393657AK7 | $116 | $140,000 | 0.0% |
| HCI Group Inc | NOTE 4.250% 3/0 | 40416EAD5 | $119 | $120,000 | 0.0% |
| Tutor Perini Corp | NOTE 2.875% 6/1 | 901109AD0 | $119 | $125,000 | 0.0% |
| Cbre Clarion Global Real EST(IGR) | COM | 12504G100 | $120 | 20,180 | 0.0% |
| Pimco Calif MUN Income FD II(XPCKX) | COM | 72200M108 | $122 | 13,865 | 0.0% |
| Nuveen CR Opportunities 2022 | COM | 67075U102 | $122 | 14,300 | 0.0% |
| Navient Corporation(NAVI) | COM | 63938C108 | $131 | 18,600 | 0.0% |
| Barclays Bank PLC | MTNF 9/2 | 06741J7V5 | $135 | $110,000 | 0.0% |
| Pacira Biosciences | NOTE 2.375% 4/0 | 695127AD2 | $136 | $125,000 | 0.0% |
| Hannon Armstrong Sust Infr C | NOTE 4.125% 9/0 | 41068XAB6 | $137 | $120,000 | 0.0% |
| II-VI Inc | NOTE 0.250% 9/0 | 902104AB4 | $143 | $120,000 | 0.0% |
| Zagg Inc | COM | 98884U108 | $143 | 45,604 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $145 | $150,000 | 0.0% |
| Lumentum Hldgs Inc | NOTE 0.250% 3/1 | 55024UAB5 | $148 | $100,000 | 0.0% |
| Centurylink Inc(CTLEUR) | COM | 156700106 | $156 | 15,566 | 0.0% |