Q3 2020 Holdings
Filed 2020-11-02 | 951 holdings | $267.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| United States Antimony Corp(UAMY) | COM | 911549103 | $3 | 10,000 | 0.0% |
| Baytex Energy Corp(BTE) | COM | 07317Q105 | $7 | 19,295 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 3.750% 5/1 | 84860WAB8 | $15 | $15,000 | 0.0% |
| Clearside Biomedical Inc(CLSDUSD) | COM | 185063104 | $19 | 12,500 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD) | COM | 00444T100 | $19 | 13,500 | 0.0% |
| American Intl Group Inc | *W EXP 01/19/202 | 026874156 | $36 | 225,789 | 0.0% |
| Bristol-Myers Squibb Co(BMY-R) | RIGHT 99/99/9999 | 110122157 | $41 | 18,443 | 0.0% |
| Granite PT MTG TR Inc | NOTE 6.375%10/0 | 38741LAC1 | $43 | $48,000 | 0.0% |
| Euronet Worldwide Inc | NOTE 0.750% 3/1 | 298736AL3 | $48 | $50,000 | 0.0% |
| Aegon N V | NY REGISTRY SHS | 007924103 | $48 | 18,847 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $54 | 23,047 | 0.0% |
| Cowen Inc | NOTE 3.000%12/1 | 223622AE1 | $54 | $50,000 | 0.0% |
| Preferred APT Cmntys Inc | COM | 74039L103 | $58 | 10,752 | 0.0% |
| Aberdeen Asia-Pacific Income | COM | 003009107 | $58 | 14,588 | 0.0% |
| Neogenomics Inc | NOTE 1.250% 5/0 | 64049MAA8 | $62 | $50,000 | 0.0% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $63 | $60,000 | 0.0% |
| PDC Energy Inc | NOTE 1.125% 9/1 | 69327RAD3 | $68 | $71,000 | 0.0% |
| Corenergy Infrastructure TR(CORREUR) | COM NEW | 21870U502 | $74 | 12,637 | 0.0% |
| Plains All Amern Pipeline L(PAA) | UNIT LTD PARTN | 726503105 | $76 | 12,747 | 0.0% |
| Pimco Enrgy Tactical CR OPP(PDX) | COM SHS BEN INT | 69346N107 | $77 | 12,500 | 0.0% |
| Aberdeen Total Dynamic Divd(XAODX) | COM SH BEN INT | 00326L100 | $79 | 10,000 | 0.0% |
| ING Groep N.V.(ING) | SPONSORED ADR | 456837103 | $81 | 11,500 | 0.0% |
| Corbus Pharmaceuticals Hldgs(CRBPEUR) | COM | 21833P103 | $81 | 44,924 | 0.0% |
| Scynexis Inc(SCYX) | COM NEW | 811292200 | $82 | 18,700 | 0.0% |
| Goodyear Tire & Rubr Co(GT) | COM | 382550101 | $83 | 10,800 | 0.0% |
| Cenovus Energy Inc(CVE) | COM | 15135U109 | $87 | 22,392 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $94 | 27,588 | 0.0% |
| Hannon Armstrong Sust Infr C | NOTE 4.125% 9/0 | 41068XAB6 | $96 | $60,000 | 0.0% |
| Vistagen Therapeutics Inc(VTGNUSD) | COM NEW | 92840H202 | $96 | 137,500 | 0.0% |
| BNY Mellon Strategic MUN BD(DSM) | COM | 09662E109 | $96 | 13,211 | 0.0% |
| Service Pptys TR(SVC) | COM SH BEN INT | 81761L102 | $101 | 12,690 | 0.0% |
| Cbre Clarion Global Real EST(IGR) | COM | 12504G100 | $108 | 18,082 | 0.0% |
| Nuveen CR Opportunities 2022 | COM | 67075U102 | $113 | 14,300 | 0.0% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $117 | 14,315 | 0.0% |
| Kayne Anderson Energy Infrst(KYN) | COM | 486606106 | $119 | 29,882 | 0.0% |
| Tutor Perini Corp | NOTE 2.875% 6/1 | 901109AD0 | $124 | $125,000 | 0.0% |
| Nuveen Calif MUN Value FD in(NCA) | COM | 67062C107 | $124 | 11,502 | 0.0% |
| HCI Group Inc | NOTE 4.250% 3/0 | 40416EAD5 | $125 | $120,000 | 0.0% |
| Vishay Intertechnology Inc | NOTE 2.250% 6/1 | 928298AP3 | $125 | $130,000 | 0.0% |
| Greenbrier COS Inc | NOTE 2.875% 2/0 | 393657AK7 | $128 | $140,000 | 0.0% |
| Pimco Calif MUN Income FD II(XPCKX) | COM | 72200M108 | $129 | 13,865 | 0.0% |
| Halliburton Co(HAL) | COM | 406216101 | $129 | 10,743 | 0.0% |
| Supernus Pharmaceuticals Inc | NOTE 0.625% 4/0 | 868459AD0 | $129 | $140,000 | 0.0% |
| Twitter Inc | NOTE 0.250% 6/1 | 90184LAF9 | $133 | $120,000 | 0.0% |
| Photronics Inc(PLAB) | COM | 719405102 | $136 | 13,700 | 0.0% |
| Pacira Biosciences | NOTE 2.375% 4/0 | 695127AD2 | $143 | $125,000 | 0.0% |
| Lumen Technologies Inc(CTLEUR) | COM | 156700106 | $146 | 14,503 | 0.0% |
| Ovintiv Inc(OVV) | COM | 69047Q102 | $148 | 18,171 | 0.0% |
| Stratasys LTD(SSYS) | SHS | M85548101 | $155 | 12,400 | 0.0% |
| Navient Corporation(NAVI) | COM | 63938C108 | $157 | 18,600 | 0.0% |