Q4 2020 Holdings
Filed 2021-02-10 | 1018 holdings | $306.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| United States Antimony Corp(UAMY) | COM | 911549103 | $5 | 10,000 | 0.0% |
| Bristol-Myers Squibb Co(BMY-R) | RIGHT 99/99/9999 | 110122157 | $12 | 17,821 | 0.0% |
| New York MTG TR Inc | NOTE 6.250% 1/1 | 649604AD7 | $13 | $13,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $17 | $16,000 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD) | COM | 00444T100 | $17 | 13,500 | 0.0% |
| American Intl Group Inc | *W EXP 01/19/202 | 026874156 | $24 | 198,569 | 0.0% |
| Corbus Pharmaceuticals Hldgs(CRBPEUR) | COM | 21833P103 | $27 | 21,717 | 0.0% |
| Aegon N V | NY REGISTRY SHS | 007924103 | $44 | 11,097 | 0.0% |
| Granite PT MTG TR Inc | NOTE 6.375%10/0 | 38741LAC1 | $44 | $48,000 | 0.0% |
| Euronet Worldwide Inc | NOTE 0.750% 3/1 | 298736AL3 | $56 | $50,000 | 0.0% |
| Aberdeen Asia-Pacific Income | COM | 003009107 | $65 | 14,641 | 0.0% |
| Ligand Pharmaceuticals Inc | NOTE 0.750% 5/1 | 53220KAF5 | $67 | $70,000 | 0.0% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $68 | $60,000 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $69 | 23,047 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $73 | 27,938 | 0.0% |
| Interdigital Inc | NOTE 2.000% 6/0 | 45867GAB7 | $74 | $70,000 | 0.0% |
| Preferred APT Cmntys Inc | COM | 74039L103 | $86 | 11,566 | 0.0% |
| Gold Resource Corp(GORO) | COM | 38068T105 | $89 | 30,500 | 0.0% |
| Aberdeen Total Dynamic Divd(XAODX) | COM SH BEN INT | 00326L100 | $89 | 10,000 | 0.0% |
| Plains All Amern Pipeline L(PAA) | UNIT LTD PARTN | 726503105 | $98 | 11,907 | 0.0% |
| Everspin Technologies Inc(MRAM) | COM | 30041T104 | $99 | 21,500 | 0.0% |
| Nuveen CR Opportunities 2022 | COM | 67075U102 | $99 | 12,275 | 0.0% |
| Pimco Enrgy Tactical CR OPP(PDX) | COM SHS BEN INT | 69346N107 | $101 | 12,500 | 0.0% |
| Quotient LTD | SHS | G73268107 | $104 | 20,000 | 0.0% |
| BNY Mellon Strategic MUN BD(DSM) | COM | 09662E109 | $104 | 13,211 | 0.0% |
| Fidelity Covington Trust(FENY) | MSCI ENERGY IDX | 316092402 | $106 | 10,418 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.599% 8/0 | 09061GAH4 | $107 | $100,000 | 0.0% |
| OSI Systems Inc | NOTE 1.250% 9/0 | 671044AD7 | $107 | $100,000 | 0.0% |
| Sorrento Therapeutics Inc(SRNE) | COM NEW | 83587F202 | $109 | 16,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $115 | $100,000 | 0.0% |
| Service Pptys TR(SVC) | COM SH BEN INT | 81761L102 | $116 | 10,068 | 0.0% |
| Bellus Health Inc New(BLU) | COM NEW | 07987C204 | $117 | 38,100 | 0.0% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $122 | 14,050 | 0.0% |
| Hannon Armstrong Sust Infr C | NOTE 8/1 | 41068XAD2 | $123 | $90,000 | 0.0% |
| Nuveen Calif MUN Value FD in(NCA) | COM | 67062C107 | $124 | 11,502 | 0.0% |
| Uniti Group Inc | COM | 91325V108 | $124 | 10,594 | 0.0% |
| Pimco Calif MUN Income FD II(XPCKX) | COM | 72200M108 | $125 | 13,865 | 0.0% |
| HCI Group Inc | NOTE 4.250% 3/0 | 40416EAD5 | $126 | $120,000 | 0.0% |
| Insight Enterprises Inc | NOTE 0.750% 2/1 | 45765UAB9 | $126 | $100,000 | 0.0% |
| Lumen Technologies Inc(CTLEUR) | COM | 156700106 | $131 | 13,390 | 0.0% |
| Cbre Clarion Global Real EST(IGR) | COM | 12504G100 | $132 | 19,182 | 0.0% |
| Pacira Biosciences Inc | NOTE 2.375% 4/0 | 695127AD2 | $141 | $125,000 | 0.0% |
| Greenbrier COS Inc | NOTE 2.875% 2/0 | 393657AK7 | $141 | $140,000 | 0.0% |
| Supernus Pharmaceuticals Inc | NOTE 0.625% 4/0 | 868459AD0 | $142 | $150,000 | 0.0% |
| Scynexis Inc(SCYX) | COM NEW | 811292200 | $151 | 19,700 | 0.0% |
| Vishay Intertechnology Inc | NOTE 2.250% 6/1 | 928298AP3 | $155 | $150,000 | 0.0% |
| Navient Corporation(NAVI) | COM | 63938C108 | $167 | 17,000 | 0.0% |
| Kayne Anderson Energy Infrst(KYN) | COM | 486606106 | $177 | 30,832 | 0.0% |
| Photronics Inc(PLAB) | COM | 719405102 | $191 | 17,100 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $194 | 37,309 | 0.0% |