Q1 2022 Holdings
Filed 2022-05-12 | 1281 holdings | $430.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Acelrx Pharmaceuticals Inc(ACRXUSD) | COM | 00444T100 | $4 | 13,500 | 0.0% |
| Oblong Inc | COM | 674434105 | $7 | 10,000 | 0.0% |
| BlackRock Cap Invt Corp | NOTE 5.000% 6/1 | 092533AC2 | $10 | $10,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $18 | $16,000 | 0.0% |
| Quanergy Systems Inc | *W EXP 02/01/202 | 74764U112 | $20 | 80,000 | 0.0% |
| Prospect Cap Corp | NOTE 6.375% 3/0 | 74348TAT9 | $21 | $20,000 | 0.0% |
| Leap Therapeutics Inc | COM | 52187K101 | $24 | 13,500 | 0.0% |
| Quotient LTD | SHS | G73268107 | $24 | 20,000 | 0.0% |
| Genius Brands Intl Inc | COM | 37229T301 | $27 | 26,398 | 0.0% |
| Aberdeen Asia-Pacific Income | COM | 003009107 | $37 | 10,975 | 0.0% |
| Redhill Biopharma LTD | SPONSORED ADS | 757468103 | $42 | 16,800 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $43 | 10,000 | 0.0% |
| BlackRock Cap Invt Corp(BKCCUSD) | COM | 092533108 | $51 | 12,065 | 0.0% |
| NGL Energy Partners LP(NGL) | COM UNIT REPST | 62913M107 | $54 | 24,237 | 0.0% |
| HUT 8 MNG Corp | COM | 44812T102 | $59 | 10,636 | 0.0% |
| Oncosec MED Inc | COM | 68234L306 | $60 | 52,500 | 0.0% |
| ATI Physical Therapy Inc | COM CL A | 00216W109 | $63 | 33,714 | 0.0% |
| Akamai Technologies Inc | NOTE 0.375% 9/0 | 00971TAL5 | $69 | $60,000 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $73 | 18,163 | 0.0% |
| United States Antimony Corp(UAMY) | COM | 911549103 | $87 | 135,343 | 0.0% |
| Galectin Therapeutics Inc(GALT) | COM NEW | 363225202 | $89 | 55,310 | 0.0% |
| Cheesecake Factory Inc | NOTE 0.375% 6/1 | 163072AA9 | $90 | $100,000 | 0.0% |
| Pimco Calif MUN Income FD II(XPCKX) | COM | 72200M108 | $91 | 12,073 | 0.0% |
| Mitsubishi UFJ Finl Group in(MUFG) | SPONSORED ADS | 606822104 | $102 | 16,450 | 0.0% |
| Insight Enterprises Inc | NOTE 0.750% 2/1 | 45765UAB9 | $105 | $65,000 | 0.0% |
| Guess Inc | NOTE 2.000% 4/1 | 401617AD7 | $110 | $100,000 | 0.0% |
| Sirius XM Holdings Inc(SIRIEUR) | COM | 82968B103 | $114 | 17,240 | 0.0% |
| AIR Trans Svcs Group Inc | NOTE 1.125%10/1 | 00922RAB1 | $119 | $100,000 | 0.0% |
| Infra and Energy Altrntive I | COM | 45686J104 | $121 | 10,213 | 0.0% |
| Euronet Worldwide Inc | NOTE 0.750% 3/1 | 298736AL3 | $122 | $110,000 | 0.0% |
| Consolidated Water Co Inc(CWCO) | ORD | G23773107 | $127 | 11,459 | 0.0% |
| Imedia Brands Inc | COM CL A | 452465206 | $130 | 21,518 | 0.0% |
| Opendoor Technologies Inc(OPEN) | COM | 683712103 | $130 | 15,000 | 0.0% |
| Tellurian Inc New(TELLEUR) | COM | 87968A104 | $134 | 25,300 | 0.0% |
| Donegal Group Inc(DGICA) | CL A | 257701201 | $135 | 10,051 | 0.0% |
| ICL Group LTD(ICL) | SHS | M53213100 | $139 | 11,550 | 0.0% |
| Itron Inc | NOTE 3/1 | 465741AN6 | $144 | $170,000 | 0.0% |
| Nuvasive Inc | NOTE 0.375% 3/1 | 670704AJ4 | $144 | $150,000 | 0.0% |
| Franklin LTD Duration Income(FTF) | COM | 35472T101 | $149 | 19,655 | 0.0% |
| Nuveen California Muni VLU F(NCA) | COM STK | 67062C107 | $149 | 16,215 | 0.0% |
| Earthstone Energy Inc(ESTEEUR) | CL A | 27032D304 | $150 | 11,895 | 0.0% |
| Eaton Vance LTD Duration Inc(XEVVX) | COM | 27828H105 | $152 | 13,028 | 0.0% |
| Calamos Conv & High Income F(XCHYX) | COM SHS | 12811P108 | $155 | 11,020 | 0.0% |
| Pacira Biosciences Inc | NOTE 0.750% 8/0 | 695127AF7 | $155 | $125,000 | 0.0% |
| LCI Inds | NOTE 1.125% 5/1 | 501812AB7 | $155 | $170,000 | 0.0% |
| Petiq Inc | NOTE 4.000% 6/0 | 71639TAB2 | $155 | $130,000 | 0.0% |
| Nuveen Calif Select TAX Free | SH BEN INT | 67063R103 | $156 | 10,994 | 0.0% |
| Latch Inc(LTCH) | COM | 51818V106 | $157 | 36,670 | 0.0% |
| Vistagen Therapeutics Inc(VTGNUSD) | COM NEW | 92840H202 | $158 | 127,500 | 0.0% |
| Plains All Amern Pipeline L(PAA) | UNIT LTD PARTN | 726503105 | $158 | 14,673 | 0.0% |