Q3 2023 Holdings
Filed 2023-11-08 | 1331 holdings | $9.2B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Chargepoint Holdings IncCall | COM CL A | 15961R105 | $63 | 1 | 0.0% |
| Old Dominion Freight Line in(ODFL)Put | COM | 679580100 | $2.3K | 4 | 0.0% |
| Steel Dynamics Inc(STLD)Put | COM | 858119100 | $2.8K | 2 | 0.0% |
| Palantir Technologies Inc(PLTR)Put | CL A | 69608A108 | $3.2K | 10 | 0.0% |
| Mastercard Incorporated(MA)Put | CL A | 57636Q104 | $5.0K | 1 | 0.0% |
| Chicken Soup for the Soul EN(CSSEQ) | CL A | 16842Q100 | $5.9K | 17,042 | 0.0% |
| Outlook Therapeutics Inc(ONSGBP) | COM NEW | 69012T206 | $6.2K | 28,000 | 0.0% |
| Black Stone Minerals L P(BSM)Call | COM UNIT | 09225M101 | $6.9K | 10 | 0.0% |
| Williams Sonoma Inc(WSM)Put | COM | 969904101 | $7.0K | 9 | 0.0% |
| Apple Inc(AAPL)Put | COM | 037833100 | $7.7K | 2 | 0.0% |
| Microchip Technology Inc.(MCHP)Put | COM | 595017104 | $8.3K | 7 | 0.0% |
| Lowes COS Inc(LOW)Put | COM | 548661107 | $10.8K | 5 | 0.0% |
| Nucor Corp(NUE)Put | COM | 670346105 | $11.8K | 10 | 0.0% |
| Western Digital Corp. | NOTE 1.500% 2/0 | 958102AP0 | $14.7K | $15,000 | 0.0% |
| Acushnet Hldgs Corp(GOLF)Put | COM | 005098108 | $14.8K | 9 | 0.0% |
| Checkpoint Therapeutics Inc | COM NEW | 162828206 | $17.0K | 10,000 | 0.0% |
| Capital One Finl Corp(COF)Put | COM | 14040H105 | $18.3K | 8 | 0.0% |
| Prospect Cap Corp | NOTE 6.375% 3/0 | 74348TAT9 | $19.8K | $20,000 | 0.0% |
| Abrdn Asia Pacific Income FU | COM | 003009107 | $25.1K | 10,234 | 0.0% |
| Zscaler Inc(ZS)Put | COM | 98980G102 | $27.3K | 5 | 0.0% |
| Deere & Co(DE)Put | COM | 244199105 | $27.5K | 4 | 0.0% |
| Solid Power Inc(SLDP) | CLASS A COM | 83422N105 | $28.9K | 14,300 | 0.0% |
| Rigetti Computing Inc(RGTIW) | *W EXP 99/99/999 | 76655K111 | $31.1K | 125,000 | 0.0% |
| 5E Advanced Materials Inc | COMMON STOCK | 33830Q109 | $32.3K | 14,292 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $33.0K | 15,501 | 0.0% |
| Royal BK CDA(RY)Put | COM | 780087102 | $33.5K | 15 | 0.0% |
| Bank Montreal QUE(BMO)Put | COM | 063671101 | $34.9K | 10 | 0.0% |
| Rayonier Advanced Matls Inc(RYAM) | COM | 75508B104 | $35.6K | 10,067 | 0.0% |
| Sachem Cap Corp(SACH) | COM | 78590A109 | $35.8K | 10,130 | 0.0% |
| Atyr Pharma Inc(ATYR) | COM NEW | 002120202 | $35.9K | 22,750 | 0.0% |
| Heron Therapeutics Inc(HRTX) | COM | 427746102 | $41.8K | 40,600 | 0.0% |
| HUT 8 MNG Corp | COM | 44812T102 | $44.8K | 22,950 | 0.0% |
| Western Asset High Income OP(HIO) | COM | 95766K109 | $47.3K | 12,994 | 0.0% |
| Nordic American Tankers Limi(NAT) | COM | G65773106 | $47.4K | 11,500 | 0.0% |
| Opendoor Technologies Inc(OPEN) | COM | 683712103 | $47.5K | 18,000 | 0.0% |
| United States Antimony Corp(UAMY) | COM | 911549103 | $49.9K | 135,343 | 0.0% |
| Pimco Calif MUN Income FD II(XPCKX) | COM | 72200M108 | $51.8K | 10,315 | 0.0% |
| Cel-Sci Corp(CVM1EUR) | COM PAR NEW | 150837607 | $54.8K | 43,800 | 0.0% |
| Jerash Hldgs US Inc(JRSH) | COM | 47632P101 | $55.1K | 18,167 | 0.0% |
| Nokia Corp(NOK) | SPONSORED ADR | 654902204 | $57.2K | 15,282 | 0.0% |
| Gabelli Util TR(GUT) | COM | 36240A101 | $63.4K | 11,953 | 0.0% |
| Sirius XM Holdings Inc(SIRIEUR) | COM | 82968B103 | $66.7K | 14,766 | 0.0% |
| Galectin Therapeutics Inc(GALT) | COM NEW | 363225202 | $72.6K | 37,825 | 0.0% |
| Nomura Hldgs Inc(NMR) | SPONSORED ADR | 65535H208 | $76.8K | 19,108 | 0.0% |
| Akoustis Technologies Inc(AKTSQ) | COM | 00973N102 | $77.9K | 103,500 | 0.0% |
| Franklin LTD Duration Income(FTF) | COM | 35472T101 | $78.3K | 12,855 | 0.0% |
| Carlyle Credit Income Fund(CCIF) | SHS BEN INT | 92535C104 | $82.0K | 10,022 | 0.0% |
| Cheesecake Factory Inc | NOTE 0.375% 6/1 | 163072AA9 | $82.6K | $100,000 | 0.0% |
| Spirit Airls Inc | NOTE 1.000% 5/1 | 848577AB8 | $82.9K | $100,000 | 0.0% |
| Baytex Energy Corp(BTE) | COM | 07317Q105 | $84.7K | 19,195 | 0.0% |