Q2 2013 Holdings
Filed 2013-08-14 | 54 holdings | $2.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Atlanticus Hldgs Corp(ATLC) | COM | 04914Y102 | $1.8M | 500,000 | 61.0% |
| Hartford Finl Svcs Group Inc | *W EXP 06/26/201 | 416515120 | $185.8K | 8,485,900 | 6.3% |
| Zoetis Inc(ZTS) | CL A | 98978V103 | $119.3K | 3,862,212 | 4.1% |
| Omnicare Inc | NOTE 3.750%12/1 | 681904AN8 | $110.8K | $59,696,000 | 3.8% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V118 | $90.8K | 3,782,091 | 3.1% |
| Cemex SAB de CV | NOTE 3.250% 3/1 | 151290BB8 | $85.3K | $70,000,000 | 2.9% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $46.1K | 2,816,571 | 1.6% |
| Visteon Corp(VC) | COM NEW | 92839U206 | $33.5K | 530,607 | 1.1% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $32.8K | $26,500,000 | 1.1% |
| Dendreon Corp | NOTE 2.875% 1/1 | 24823QAC1 | $29.5K | $39,971,000 | 1.0% |
| Lincoln Natl Corp IND | *W EXP 07/10/201 | 534187117 | $27.7K | 1,026,790 | 0.9% |
| Molycorp Inc del | NOTE 6.000% 9/0 | 608753AF6 | $23.9K | $30,459,000 | 0.8% |
| Tesla Mtrs Inc | NOTE 1.500% 6/0 | 88160RAA9 | $21.9K | $19,500,000 | 0.7% |
| Mannkind Corp | NOTE 5.750% 8/1 | 56400PAC6 | $21.9K | $19,500,000 | 0.7% |
| Vodafone Group PLC New | SPONS ADR NEW | 92857W209 | $21.9K | 761,000 | 0.7% |
| Navistar Intl Corp New | NOTE 3.000%10/1 | 63934EAL2 | $20.4K | $21,000,000 | 0.7% |
| Ship Finance International L | NOTE 3.250% 2/0 | G81075AE6 | $20.1K | $21,000,000 | 0.7% |
| Rait Financial Trust | NOTE 7.000% 4/0 | 749227AA2 | $17.1K | $13,651,000 | 0.6% |
| Telephone & Data SYS Inc(TDS) | COM NEW | 879433829 | $16.6K | 674,199 | 0.6% |
| Magnum Hunter RES Corp del | COM | 55973B102 | $15.7K | 4,290,584 | 0.5% |
| Health Care REIT Inc | NOTE 3.000%12/0 | 42217KAR7 | $15.1K | $11,494,000 | 0.5% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $13.6K | 2,322,303 | 0.5% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $13.1K | 6,894,128 | 0.4% |
| Globalstar Inc | NOTE 8.000% 4/0 | 378973AD3 | $12.9K | $13,139,242 | 0.4% |
| Molycorp Inc del | NOTE 5.500% 2/0 | 608753AH2 | $11.9K | $12,000,000 | 0.4% |
| Accuray Inc | NOTE 3.500% 2/0 | 004397AC9 | $11.0K | $8,800,000 | 0.4% |
| Liberty Media Corp | DEB 4.000%11/1 | 530715AG6 | $10.7K | $15,650,000 | 0.4% |
| Endeavour Intl Corp | COM NEW | 29259G200 | $10.6K | 2,771,003 | 0.4% |
| Ishares Silver Trust(SLV)Put | ISHARES | 46428Q109 | $10.2K | 535,600 | 0.3% |
| Banco Bradesco S A(BBD) | SP ADR PFD NEW | 059460303 | $9.5K | 727,000 | 0.3% |
| Nuance Communications Inc | COM | 67020Y100 | $8.7K | 470,488 | 0.3% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $8.1K | $8,368,000 | 0.3% |
| Cenveo Corp | NOTE 7.000% 5/1 | 15671BAJ0 | $7.3K | $8,358,000 | 0.2% |
| Dryships Inc. | NOTE 5.000%12/0 | 262498AB4 | $6.5K | $7,300,000 | 0.2% |
| Solarfun Power Holdings Co L | NOTE 3.500% 1/1 | 83415UAB4 | $6.4K | $7,500,000 | 0.2% |
| Encore Cap Group Inc | NOTE 3.000%11/2 | 292554AC6 | $6.2K | $5,080,000 | 0.2% |
| Vitesse Semiconductor Corp | DBCV 8.000% 6/1 | 928497AE6 | $5.2K | $4,961,000 | 0.2% |
| Radian Group Inc | NOTE 2.250% 3/0 | 750236AN1 | $4.9K | $3,794,000 | 0.2% |
| Salesforce COM Inc(CRM) | COM | 79466L302 | $4.8K | 124,600 | 0.2% |
| Trinity Inds Inc(TRN) | COM | 896522109 | $3.2K | 82,500 | 0.1% |
| GT Advanced Technologies Inc | NOTE 3.000%10/0 | 36191UAA4 | $3.1K | $3,636,000 | 0.1% |
| Hovnanian Enterprises Inc | UNIT 99/99/9999 | 44248W208 | $3.0K | 106,700 | 0.1% |
| Usec Inc | NOTE 3.000%10/0 | 90333EAC2 | $2.5K | $11,875,000 | 0.1% |
| Verso Paper Corp | COM | 92531L108 | $2.5K | 2,145,511 | 0.1% |
| Wintrust Financial Corp | *W EXP 12/19/201 | 97650W157 | $2.3K | 128,805 | 0.1% |
| Gevo Inc | NOTE 7.500% 7/0 | 374396AA7 | $2.2K | $3,250,000 | 0.1% |
| Dynegy Inc New del | *W EXP 99/99/999 | 26817R116 | $1.9K | 1,013,826 | 0.1% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $1.5K | $1,000,000 | 0.0% |
| Peabody Energy Corp | COM | 704549104 | $1.4K | 96,982 | 0.0% |
| Cobalt Intl Energy Inc | COM | 19075F106 | $1.3K | 48,300 | 0.0% |