Q3 2013 Holdings
Filed 2013-11-14 | 64 holdings | $3.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Atlanticus Hldgs Corp(ATLC) | COM | 04914Y102 | $1.8M | 500,000 | 54.1% |
| Hartford Finl Svcs Group Inc | *W EXP 06/26/201 | 416515120 | $180.1K | 8,056,761 | 5.3% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V118 | $142.1K | 5,380,244 | 4.2% |
| Omnicare Inc | NOTE 3.500% 2/1 | 681904AQ1 | $118.7K | $124,360,000 | 3.5% |
| Ishares(IWM)Put | RUSSELL 2000 ETF | 464287655 | $106.6K | 1,000,000 | 3.1% |
| Tesla Mtrs Inc | NOTE 1.500% 6/0 | 88160RAA9 | $95.7K | $56,500,000 | 2.8% |
| Vodafone Group PLC New | SPONS ADR NEW | 92857W209 | $69.4K | 1,971,938 | 2.0% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $60.6K | $31,700,000 | 1.8% |
| Magnum Hunter RES Corp del | COM | 55973B102 | $57.4K | 9,300,062 | 1.7% |
| Visteon Corp(VC) | COM NEW | 92839U206 | $54.6K | 721,935 | 1.6% |
| Cemex SAB de CV | NOTE 3.250% 3/1 | 151290BB8 | $54.2K | $42,500,000 | 1.6% |
| Banco Bradesco S A(BBD) | SP ADR PFD NEW | 059460303 | $42.7K | 3,075,180 | 1.3% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $38.4K | 2,066,571 | 1.1% |
| Lincoln Natl Corp IND | *W EXP 07/10/201 | 534187117 | $33.6K | 1,026,790 | 1.0% |
| Dendreon Corp | NOTE 2.875% 1/1 | 24823QAC1 | $32.3K | $51,848,000 | 0.9% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $29.2K | $24,718,000 | 0.9% |
| Molycorp Inc del | NOTE 6.000% 9/0 | 608753AF6 | $26.5K | $32,709,000 | 0.8% |
| Spdr Series TrustPut | S&P OILGAS EXP | 78464A730 | $25.5K | 387,000 | 0.7% |
| Mannkind Corp | NOTE 5.750% 8/1 | 56400PAC6 | $23.9K | $22,500,000 | 0.7% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $20.8K | $16,000,000 | 0.6% |
| Ship Finance International L | NOTE 3.250% 2/0 | G81075AE6 | $20.2K | $20,000,000 | 0.6% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $19.7K | $10,400,000 | 0.6% |
| Telephone & Data SYS Inc(TDS) | COM NEW | 879433829 | $19.6K | 663,199 | 0.6% |
| Liberty Global PLC | SHS CL C | G5480U120 | $18.9K | 250,712 | 0.6% |
| GT Advanced Technologies Inc | NOTE 3.000%10/0 | 36191UAA4 | $18.8K | $14,386,000 | 0.6% |
| Endeavour Intl Corp | COM NEW | 29259G200 | $17.9K | 3,346,621 | 0.5% |
| Viropharma IncCall | COM | 928241108 | $15.6K | 396,500 | 0.5% |
| Rait Financial Trust | NOTE 7.000% 4/0 | 749227AA2 | $15.2K | $12,651,000 | 0.4% |
| Midstates Pete Co Inc | COM | 59804T100 | $13.6K | 2,654,906 | 0.4% |
| Accuray Inc | NOTE 3.500% 2/0 | 004397AC9 | $13.3K | $8,800,000 | 0.4% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $13.2K | 6,548,815 | 0.4% |
| Molycorp Inc del | NOTE 5.500% 2/0 | 608753AH2 | $12.7K | $12,000,000 | 0.4% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $11.2K | 2,281,026 | 0.3% |
| Ishares Silver Trust(SLV)Put | ISHARES | 46428Q109 | $11.2K | 535,600 | 0.3% |
| Cenveo Corp | NOTE 7.000% 5/1 | 15671BAJ0 | $10.3K | $10,108,000 | 0.3% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $10.2K | $16,917,000 | 0.3% |
| Liberty Media Corp | DEB 4.000%11/1 | 530715AG6 | $10.1K | $16,650,000 | 0.3% |
| Salesforce COM Inc(CRM) | COM | 79466L302 | $9.6K | 185,400 | 0.3% |
| International Game Technolog | COM | 459902102 | $8.9K | 470,900 | 0.3% |
| Encore Cap Group Inc | NOTE 3.000%11/2 | 292554AC6 | $7.9K | $5,080,000 | 0.2% |
| Navistar Intl Corp New | NOTE 3.000%10/1 | 63934EAL2 | $7.1K | $7,000,000 | 0.2% |
| Merrimack Pharmaceuticals in | NOTE 4.500% 7/1 | 590328AA8 | $6.8K | $7,500,000 | 0.2% |
| Nuance Communications Inc | COM | 67020Y100 | $6.1K | 324,463 | 0.2% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $5.6K | $3,600,000 | 0.2% |
| LAM Research Corp(LRCXEUR) | COM | 512807108 | $5.6K | 110,000 | 0.2% |
| Vitesse Semiconductor Corp | DBCV 8.000% 6/1 | 928497AE6 | $5.2K | $4,961,000 | 0.2% |
| Trinity Inds Inc(TRN) | COM | 896522109 | $5.0K | 110,000 | 0.1% |
| Suntech PWR Hldgs Co LTD | NOTE 3.000% 8/3 | 86800CAE4 | $4.5K | $16,370,000 | 0.1% |
| Cobalt Intl Energy Inc | COM | 19075F106 | $4.3K | 174,900 | 0.1% |
| Dryships Inc. | NOTE 5.000%12/0 | 262498AB4 | $3.0K | $3,100,000 | 0.1% |