Q4 2013 Holdings
Filed 2014-02-13 | 71 holdings | $3.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Atlanticus Hldgs Corp(ATLC) | COM | 04914Y102 | $1.8M | 500,000 | 49.5% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V118 | $229.4K | 7,347,244 | 6.4% |
| Hartford Finl Svcs Group Inc | *W EXP 06/26/201 | 416515120 | $223.0K | 8,100,325 | 6.2% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $206.7K | $88,996,000 | 5.8% |
| Vodafone Group PLC New | SPONS ADR NEW | 92857W209 | $92.3K | 2,348,805 | 2.6% |
| Magnum Hunter RES Corp del | COM | 55973B102 | $87.9K | 12,018,499 | 2.5% |
| Visteon Corp(VC) | COM NEW | 92839U206 | $73.4K | 895,814 | 2.0% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $69.5K | $30,359,000 | 1.9% |
| Omnicare Inc | NOTE 3.500% 2/1 | 681904AQ1 | $61.2K | $60,360,000 | 1.7% |
| Lincoln Natl Corp IND | *W EXP 07/10/201 | 534187117 | $43.4K | 1,026,790 | 1.2% |
| GT Advanced Technologies Inc | NOTE 3.000%10/0 | 36191UAA4 | $39.9K | $29,171,000 | 1.1% |
| Dendreon Corp | NOTE 2.875% 1/1 | 24823QAC1 | $39.8K | $61,848,000 | 1.1% |
| Banco Bradesco S A(BBD) | SP ADR PFD NEW | 059460303 | $38.5K | 3,075,180 | 1.1% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $36.5K | $29,718,000 | 1.0% |
| Spdr Series TrustPut | S&P OILGAS EXP | 78464A730 | $34.3K | 500,000 | 1.0% |
| YRC Worldwide Inc | DEBT 6.000% 2/1 | 984249AA0 | $34.2K | $34,747,000 | 1.0% |
| Scorpio Bulkers Inc | SHS | Y7546A106 | $32.7K | 3,254,296 | 0.9% |
| Molycorp Inc del | NOTE 6.000% 9/0 | 608753AF6 | $29.7K | $36,709,000 | 0.8% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $27.0K | 1,165,371 | 0.8% |
| Ship Finance International L | NOTE 3.250% 2/0 | G81075AE6 | $26.7K | $25,500,000 | 0.7% |
| Midstates Pete Co Inc | COM | 59804T100 | $26.4K | 3,986,348 | 0.7% |
| Accuray Inc | NOTE 3.500% 2/0 | 004397AC9 | $21.3K | $12,300,000 | 0.6% |
| Endeavour Intl Corp | COM NEW | 29259G200 | $19.3K | 3,679,288 | 0.5% |
| Pretium RES Inc | COM | 74139C102 | $18.7K | 3,620,119 | 0.5% |
| Molycorp Inc del | NOTE 5.500% 2/0 | 608753AH2 | $17.4K | $18,060,000 | 0.5% |
| Cenveo Corp | NOTE 7.000% 5/1 | 15671BAJ0 | $16.3K | $14,608,000 | 0.5% |
| Merrimack Pharmaceuticals in | NOTE 4.500% 7/1 | 590328AA8 | $16.0K | $15,250,000 | 0.4% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $15.5K | $17,500,000 | 0.4% |
| Micron Technology Inc(MU) | COM | 595112103 | $15.1K | 692,200 | 0.4% |
| Rait Financial Trust | NOTE 4.000%10/0 | 749227AB0 | $14.6K | $14,625,000 | 0.4% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $14.1K | 2,237,039 | 0.4% |
| Mannkind Corp | NOTE 5.750% 8/1 | 56400PAC6 | $13.0K | $12,550,000 | 0.4% |
| Liberty Media Corp | DEB 4.000%11/1 | 530715AG6 | $12.8K | $20,650,000 | 0.4% |
| Northstar Rlty FIN Corp | COM | 66704R100 | $12.7K | 946,357 | 0.4% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $12.2K | $20,417,000 | 0.3% |
| Ishares Silver Trust(SLV)Put | ISHARES | 46428Q109 | $10.0K | 535,600 | 0.3% |
| Yahoo Inc | COM | 984332106 | $9.3K | 229,300 | 0.3% |
| Alpha Natural Resources Inc | NOTE 4.875%12/1 | 02076XAF9 | $9.2K | $8,500,000 | 0.3% |
| Telephone & Data SYS Inc(TDS) | COM NEW | 879433829 | $9.1K | 353,099 | 0.3% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $9.0K | $9,000,000 | 0.3% |
| Albany Molecular Resh Inc | NOTE 2.250%11/1 | 012423AA7 | $8.9K | $9,500,000 | 0.2% |
| Nvidia Corp(NVDA) | COM | 67066G104 | $7.2K | 446,360 | 0.2% |
| Salesforce COM Inc(CRM) | COM | 79466L302 | $6.7K | 120,700 | 0.2% |
| Sandisk Corp | COM | 80004C101 | $6.4K | 90,700 | 0.2% |
| LAM Research Corp(LRCXEUR) | COM | 512807108 | $6.4K | 117,100 | 0.2% |
| Corsicanto LTD | NOTE 3.500% 1/1 | 220480AC1 | $6.4K | $8,950,000 | 0.2% |
| GT Advanced Technologies Inc | NOTE 3.000%12/1 | 36191UAB2 | $5.6K | $5,500,000 | 0.2% |
| Vitesse Semiconductor Corp | DBCV 8.000% 6/1 | 928497AE6 | $5.3K | $4,961,000 | 0.1% |
| Usec Inc | NOTE 3.000%10/0 | 90333EAC2 | $4.6K | $13,875,000 | 0.1% |
| Navistar Intl Corp New | NOTE 3.000%10/1 | 63934EAL2 | $4.1K | $4,000,000 | 0.1% |