Q4 2013 Holdings
Filed 2014-02-13 | 71 holdings | $3.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Dynegy Inc New del | *W EXP 99/99/999 | 26817R116 | $66 | 48,542 | 0.0% |
| Gevo Inc | COM | 374396109 | $118 | 82,710 | 0.0% |
| Genco Shipping & Trading Ltd. | SHS | Y2685T107 | $127 | 50,755 | 0.0% |
| Frontline LTD(FRO) | SHS | G3682E127 | $128 | 34,271 | 0.0% |
| Merrimack Pharmaceuticals inCall | COM | 590328100 | $263 | 49,400 | 0.0% |
| Genco Shipping & Trading LTD | NOTE 5.000% 8/1 | 36869MAA3 | $527 | $989,000 | 0.0% |
| Molycorp Inc del | COM | 608753109 | $597 | 106,243 | 0.0% |
| Magnum Hunter RES Corp delCall | COM | 55973B102 | $731 | 100,000 | 0.0% |
| Gevo Inc | NOTE 7.500% 7/0 | 374396AA7 | $766 | $1,010,000 | 0.0% |
| Cobalt Intl Energy Inc | COM | 19075F106 | $813 | 49,400 | 0.0% |
| Ctrip COM Intl LTD(CTRPUSD) | AMERICAN DEP SHS | 22943F100 | $948 | 19,100 | 0.0% |
| Sina Corp | ORD | G81477AA2 | $1.2K | 14,200 | 0.0% |
| Mannkind Corp | COM | 56400P201 | $1.3K | 247,563 | 0.0% |
| Verso Paper Corp | COM | 92531L108 | $1.5K | 2,436,401 | 0.0% |
| Peabody Energy Corp | COM | 704549104 | $1.6K | 82,482 | 0.0% |
| American Rlty Cap Pptys Inc | NOTE 3.750%12/1 | 02917TAB0 | $3.0K | $3,000,000 | 0.1% |
| Quantum Corp | NOTE 4.500%11/1 | 747906AJ4 | $3.1K | $3,000,000 | 0.1% |
| Wintrust Finl Corp | *W EXP 12/19/201 | 97650W157 | $3.1K | 128,805 | 0.1% |
| Health Mgmt Assoc Inc NewPut | CL A | 421933102 | $3.3K | 251,000 | 0.1% |
| Endologix Inc | NOTE 2.250%12/1 | 29266SAA4 | $3.6K | $3,500,000 | 0.1% |
| Cardtronics Inc | COM | 14161H108 | $3.8K | 87,510 | 0.1% |
| Navistar Intl Corp New | NOTE 3.000%10/1 | 63934EAL2 | $4.1K | $4,000,000 | 0.1% |
| Usec Inc | NOTE 3.000%10/0 | 90333EAC2 | $4.6K | $13,875,000 | 0.1% |
| Vitesse Semiconductor Corp | DBCV 8.000% 6/1 | 928497AE6 | $5.3K | $4,961,000 | 0.1% |
| GT Advanced Technologies Inc | NOTE 3.000%12/1 | 36191UAB2 | $5.6K | $5,500,000 | 0.2% |
| Corsicanto LTD | NOTE 3.500% 1/1 | 220480AC1 | $6.4K | $8,950,000 | 0.2% |
| LAM Research Corp(LRCXEUR) | COM | 512807108 | $6.4K | 117,100 | 0.2% |
| Sandisk Corp | COM | 80004C101 | $6.4K | 90,700 | 0.2% |
| Salesforce COM Inc(CRM) | COM | 79466L302 | $6.7K | 120,700 | 0.2% |
| Nvidia Corp(NVDA) | COM | 67066G104 | $7.2K | 446,360 | 0.2% |
| Albany Molecular Resh Inc | NOTE 2.250%11/1 | 012423AA7 | $8.9K | $9,500,000 | 0.2% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $9.0K | $9,000,000 | 0.3% |
| Telephone & Data SYS Inc(TDS) | COM NEW | 879433829 | $9.1K | 353,099 | 0.3% |
| Alpha Natural Resources Inc | NOTE 4.875%12/1 | 02076XAF9 | $9.2K | $8,500,000 | 0.3% |
| Yahoo Inc | COM | 984332106 | $9.3K | 229,300 | 0.3% |
| Ishares Silver Trust(SLV)Put | ISHARES | 46428Q109 | $10.0K | 535,600 | 0.3% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $12.2K | $20,417,000 | 0.3% |
| Northstar Rlty FIN Corp | COM | 66704R100 | $12.7K | 946,357 | 0.4% |
| Liberty Media Corp | DEB 4.000%11/1 | 530715AG6 | $12.8K | $20,650,000 | 0.4% |
| Mannkind Corp | NOTE 5.750% 8/1 | 56400PAC6 | $13.0K | $12,550,000 | 0.4% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $14.1K | 2,237,039 | 0.4% |
| Rait Financial Trust | NOTE 4.000%10/0 | 749227AB0 | $14.6K | $14,625,000 | 0.4% |
| Micron Technology Inc(MU) | COM | 595112103 | $15.1K | 692,200 | 0.4% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $15.5K | $17,500,000 | 0.4% |
| Merrimack Pharmaceuticals in | NOTE 4.500% 7/1 | 590328AA8 | $16.0K | $15,250,000 | 0.4% |
| Cenveo Corp | NOTE 7.000% 5/1 | 15671BAJ0 | $16.3K | $14,608,000 | 0.5% |
| Molycorp Inc del | NOTE 5.500% 2/0 | 608753AH2 | $17.4K | $18,060,000 | 0.5% |
| Pretium RES Inc | COM | 74139C102 | $18.7K | 3,620,119 | 0.5% |
| Endeavour Intl Corp | COM NEW | 29259G200 | $19.3K | 3,679,288 | 0.5% |
| Accuray Inc | NOTE 3.500% 2/0 | 004397AC9 | $21.3K | $12,300,000 | 0.6% |