Q1 2014 Holdings
Filed 2014-05-15 | 68 holdings | $3.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Atlanticus Hldgs Corp(ATLC) | COM | 04914Y102 | $1.2M | 500,000 | 33.6% |
| Ishares(IWM)Put | RUSSELL 2000 ETF | 464287655 | $615.9K | 5,293,800 | 16.9% |
| E M C Corp Mass | COM | 268648102 | $274.2K | 10,002,800 | 7.5% |
| Micron Technology Inc | NOTE 2.375% 5/0 | 595112AW3 | $172.7K | $68,496,000 | 4.7% |
| Hartford Finl Svcs Group Inc | *W EXP 06/26/201 | 416515120 | $114.4K | 4,290,047 | 3.1% |
| Visteon Corp(VC) | COM NEW | 92839U206 | $106.0K | 1,198,799 | 2.9% |
| Magnum Hunter RES Corp del | COM | 55973B102 | $103.5K | 12,178,413 | 2.8% |
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $94.1K | $37,859,000 | 2.6% |
| Scorpio Bulkers Inc | SHS | Y7546A106 | $80.0K | 7,916,115 | 2.2% |
| Anadarko Pete Corp(APC3EUR) | COM | 032511107 | $54.7K | 644,767 | 1.5% |
| Dendreon Corp | NOTE 2.875% 1/1 | 24823QAC1 | $52.4K | $71,223,000 | 1.4% |
| GT Advanced Technologies Inc | NOTE 3.000%10/0 | 36191UAA4 | $51.5K | $22,421,000 | 1.4% |
| Lincoln Natl Corp IND | *W EXP 07/10/201 | 534187117 | $47.8K | 1,151,090 | 1.3% |
| Banco Bradesco S A(BBD) | SP ADR PFD NEW | 059460303 | $42.0K | 3,075,180 | 1.2% |
| Exelixis Inc | NOTE 4.250% 8/1 | 30161QAC8 | $41.0K | $46,118,000 | 1.1% |
| GT Advanced Technologies Inc | NOTE 3.000%12/1 | 36191UAB2 | $34.0K | $21,000,000 | 0.9% |
| Ship Finance International L | NOTE 3.250% 2/0 | G81075AE6 | $31.8K | $28,500,000 | 0.9% |
| Vodafone Group PLC New(VOD) | SPNSR ADR NO PAR | 92857W308 | $30.7K | 834,910 | 0.8% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $30.6K | $16,500,000 | 0.8% |
| Midstates Pete Co Inc | COM | 59804T100 | $30.5K | 5,696,515 | 0.8% |
| Molycorp Inc del | NOTE 6.000% 9/0 | 608753AF6 | $29.6K | $36,709,000 | 0.8% |
| Pretium RES Inc | COM | 74139C102 | $26.8K | 4,654,604 | 0.7% |
| TRI Pointe Homes Inc(TPH) | COM | 87265H109 | $26.0K | 1,600,000 | 0.7% |
| Micron Technology Inc(MU) | COM | 595112103 | $25.6K | 1,080,500 | 0.7% |
| Cobalt Intl Energy Inc | COM | 19075F106 | $20.4K | 1,111,022 | 0.6% |
| Accuray Inc | NOTE 3.500% 2/0 | 004397AD7 | $18.7K | $9,800,000 | 0.5% |
| Cenveo Corp | NOTE 7.000% 5/1 | 15671BAJ0 | $16.2K | $15,608,000 | 0.4% |
| Molycorp Inc del | NOTE 5.500% 2/0 | 608753AH2 | $16.1K | $18,060,000 | 0.4% |
| Encore Cap Group Inc | NOTE 3.000%11/2 | 292554AD4 | $15.6K | $10,080,000 | 0.4% |
| CAL Dive Intl Inc del | NOTE 5.000% 7/1 | 12802TAB7 | $15.3K | $15,900,000 | 0.4% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $14.5K | 2,230,294 | 0.4% |
| Molycorp Inc del | NOTE 3.250% 6/1 | 608753AA7 | $14.4K | $17,874,000 | 0.4% |
| Rait Financial Trust | NOTE 4.000%10/0 | 749227AB0 | $14.4K | $14,625,000 | 0.4% |
| Merrimack Pharmaceuticals in | NOTE 4.500% 7/1 | 590328AA8 | $13.6K | $13,250,000 | 0.4% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $12.9K | $21,417,000 | 0.4% |
| Liberty Media Corp | DEB 4.000%11/1 | 530715AG6 | $12.9K | $21,039,000 | 0.4% |
| Solazyme Inc | NOTE 6.000% 2/0 | 83415TAB7 | $12.4K | $8,034,000 | 0.3% |
| Sandisk Corp | COM | 80004C101 | $12.1K | 148,700 | 0.3% |
| DHT Holdings Inc(DHT) | SHS NEW | Y2065G121 | $12.0K | 1,547,000 | 0.3% |
| PDL Biopharma Inc | NOTE 4.000% 2/0 | 69329YAF1 | $9.4K | $8,900,000 | 0.3% |
| Salesforce COM Inc(CRM) | COM | 79466L302 | $8.6K | 151,504 | 0.2% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $7.2K | $6,500,000 | 0.2% |
| LAM Research Corp(LRCXEUR) | COM | 512807108 | $6.4K | 117,100 | 0.2% |
| Omnicare Inc | NOTE 3.500% 2/1 | 681904AQ1 | $6.0K | $5,860,000 | 0.2% |
| Vitesse Semiconductor Corp | DBCV 8.000% 6/1 | 928497AE6 | $5.3K | $4,961,000 | 0.1% |
| Mannkind Corp | COM | 56400P201 | $4.8K | 1,200,000 | 0.1% |
| Verso Paper Corp | COM | 92531L108 | $4.8K | 1,663,166 | 0.1% |
| Amag Pharmaceuticals Inc | NOTE 2.500% 2/1 | 00163UAA4 | $3.6K | $3,500,000 | 0.1% |
| Wintrust Finl Corp | *W EXP 12/19/201 | 97650W157 | $3.3K | 128,805 | 0.1% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAA6 | $3.2K | $2,755,000 | 0.1% |