| Palatin Technologies Inc | COM | 696077403 | $8 | 11,000 | 0.0% |
| Rockwell Med Inc | COM | 774374102 | $12 | 10,750 | 0.0% |
| Zix Corp(ZIXI) | COM | 98974P100 | $76 | 10,000 | 0.0% |
| Fortive Corp Sr Nt Conv | CONV | 34959JAK4 | $203 | $200,000 | 0.0% |
| IShares TR Barclays MBS Bd Fd(MBB) | COM | 464288588 | $205 | 1,889 | 0.0% |
| Ishares Trust Russell Midcap Index(IWR) | COM | 464287499 | $208 | 2,811 | 0.0% |
| Wal-Mart Stores Inc.(WMT) | COM | 931142103 | $211 | 1,554 | 0.0% |
| Bank of America Corporation(BAC) | COM | 060505104 | $215 | 5,565 | 0.0% |
| Bristol Myers Squibb Company(BMY) | COM | 110122108 | $220 | 3,486 | 0.0% |
| Mercadolibre Inc(MELI) | COM | 58733R102 | $230 | 156 | 0.0% |
| Caterpillar Inc.(CAT) | COM | 149123101 | $232 | 1,000 | 0.0% |
| Norfolk Southern Corp.(NSC) | COM | 655844108 | $242 | 900 | 0.0% |
| Lilly Eli & Co(LLY) | COM | 532457108 | $246 | 1,315 | 0.0% |
| General Motors Corp(GM) | COM | 37045V100 | $249 | 4,325 | 0.0% |
| Workday Inc Cl A(WDAY) | COM | 98138H101 | $257 | 1,034 | 0.0% |
| Paylocity Hldg Corp(PCTY) | COM | 70438V106 | $257 | 1,427 | 0.0% |
| Northrop Grumman Corp(NOC) | COM | 666807102 | $259 | 800 | 0.0% |
| Ares Cap Corp Conv Sr Nt | CONV | 04010LAT0 | $262 | $255,000 | 0.0% |
| Zoom Video Comm Inc Cl A(ZM) | COM | 98980L101 | $265 | 825 | 0.0% |
| Lemonade Inc(LMND) | COM | 52567D107 | $270 | 2,899 | 0.0% |
| Invesco QQQ tr Unit Ser I(QQQ) | COM | 46090E103 | $277 | 868 | 0.0% |
| Oracle Corporation(ORCL) | COM | 68389X105 | $279 | 3,970 | 0.0% |
| Schwab Strategic Tr U S Small Co I(FNDA) | COM | 808524763 | $285 | 5,624 | 0.0% |
| Okta Inc Cl A(OKTA) | COM | 679295105 | $287 | 1,300 | 0.0% |
| UnitedHealth Group Inc.(UNH) | COM | 91324P102 | $289 | 778 | 0.0% |
| IShares S&P 500 Growth Index(IVW) | COM | 464287309 | $292 | 4,482 | 0.0% |
| IShares Russell 2000 Index Fund(IWM) | COM | 464287655 | $302 | 1,366 | 0.0% |
| Kennametal Inc Cap Stk(KMT) | COM | 489170100 | $308 | 7,700 | 0.0% |
| XPO Logistics Inc(XPO) | COM | 983793100 | $317 | 2,567 | 0.0% |
| Moodys Corp.(MCO) | COM | 615369105 | $334 | 1,120 | 0.0% |
| Owl Rock Cap Corp(OBDC) | COM | 69121K104 | $334 | 24,234 | 0.0% |
| Astrazeneca PLC Spon. ADR(AZN) | COM | 046353108 | $344 | 6,914 | 0.0% |
| Ishares Iboxx I G Corp Bd Fd(LQD) | COM | 464287242 | $352 | 2,707 | 0.0% |
| Intel Corporation(INTC) | COM | 458140100 | $354 | 5,533 | 0.0% |
| Vanguard Intl Equity Idx Ftse Euro(VGK) | COM | 922042874 | $366 | 5,812 | 0.0% |
| Invesco ETF Tr Water Res(PHO) | COM | 46137V142 | $369 | 7,471 | 0.0% |
| Paycom Software Inc(PAYC) | COM | 70432V102 | $370 | 1,000 | 0.0% |
| Emerson Electric Co(EMR) | COM | 291011104 | $370 | 4,105 | 0.0% |
| TCP Cap Corp Sr Conv Nt | CONV | 87238QAD5 | $389 | $380,000 | 0.0% |
| JFrog Ltd Reg Shs(FROG) | COM | M6191J100 | $391 | 8,810 | 0.0% |
| Take Two Interactive Software Inc.(TTWO) | COM | 874054109 | $394 | 2,230 | 0.0% |
| Hannon Armstrong Sustain Infra Cap(HASI) | COM | 41068X100 | $397 | 7,070 | 0.0% |
| Farfetch Ltd Class A(FTCHQ) | COM | 30744W107 | $410 | 7,733 | 0.0% |
| Docusign Inc(DOCU) | COM | 256163106 | $410 | 2,024 | 0.0% |
| Golub Cap BDC Inc(GBDC) | COM | 38173M102 | $411 | 28,125 | 0.0% |
| Western Digital Corp Sr Nt Conv | CONV | 958102AP0 | $420 | $411,000 | 0.0% |
| Prospect Cap Corp Conv Sr Nt | CONV | 74348TAT9 | $426 | $396,000 | 0.0% |
| FTI Consulting Inc.(FCN) | COM | 302941109 | $430 | 3,072 | 0.0% |
| L Brands Inc | COM | 501797104 | $435 | 7,030 | 0.0% |
| Vanguard Scottsdale I-T Govt Bd(VGIT) | COM | 92206C706 | $443 | 6,593 | 0.0% |