| Palatin Technologies Inc | COM | 696077403 | $8 | 11,000 | 0.0% |
| Rockwell Med Inc | COM | 774374102 | $12 | 10,750 | 0.0% |
| Zix Corp(ZIXI) | COM | 98974P100 | $75 | 10,000 | 0.0% |
| Daktronics Inc(DAKT) | COM | 234264109 | $96 | 15,285 | 0.0% |
| Ishares Trust Russell Midcap I(IWR) | ETF | 464287499 | $201 | 2,724 | 0.0% |
| Fortive Corp Sr Nt Conv | CONV | 34959JAK4 | $203 | $200,000 | 0.0% |
| Bank of America Corporation(BAC) | COM | 060505104 | $207 | 5,361 | 0.0% |
| Wal-Mart Stores Inc.(WMT) | COM | 931142103 | $211 | 1,554 | 0.0% |
| UnitedHealth Group Inc.(UNH) | COM | 91324P102 | $215 | 578 | 0.0% |
| Bristol Myers Squibb Company(BMY) | COM | 110122108 | $220 | 3,486 | 0.0% |
| Axon Enterprise Inc(AXON) | COM | 05464C101 | $224 | 1,574 | 0.0% |
| General Motors Corp(GM) | COM | 37045V100 | $226 | 3,925 | 0.0% |
| Mercadolibre Inc(MELI) | COM | 58733R102 | $230 | 156 | 0.0% |
| Caterpillar Inc.(CAT) | COM | 149123101 | $232 | 1,000 | 0.0% |
| Lilly Eli & Co(LLY) | COM | 532457108 | $246 | 1,315 | 0.0% |
| Workday Inc Cl A(WDAY) | COM | 98138H101 | $257 | 1,034 | 0.0% |
| Paylocity Hldg Corp(PCTY) | COM | 70438V106 | $257 | 1,427 | 0.0% |
| Northrop Grumman Corp(NOC) | COM | 666807102 | $259 | 800 | 0.0% |
| Ares Cap Corp Conv Sr Nt | CONV | 04010LAT0 | $262 | $255,000 | 0.0% |
| Zoom Video Comm Inc Cl A(ZM) | COM | 98980L101 | $265 | 825 | 0.0% |
| Prospect Cap Corp Conv Sr Nt | CONV | 74348TAT9 | $269 | $250,000 | 0.0% |
| IShares S&P 500 Growth Index(IVW) | ETF | 464287309 | $277 | 4,258 | 0.0% |
| Invesco QQQ tr Unit Ser I(QQQ) | ETF | 46090E103 | $277 | 868 | 0.0% |
| Oracle Corporation(ORCL) | COM | 68389X105 | $279 | 3,970 | 0.0% |
| Schwab Strategic Tr Fund U S S(FNDA) | ETF | 808524763 | $285 | 5,624 | 0.0% |
| Take Two Interactive Software(TTWO) | COM | 874054109 | $286 | 1,620 | 0.0% |
| Okta Inc Cl A(OKTA) | COM | 679295105 | $287 | 1,300 | 0.0% |
| JFrog Ltd Reg Shs(FROG) | COM | M6191J100 | $289 | 6,510 | 0.0% |
| IShares Russell 2000 Index Fun(IWM) | ETF | 464287655 | $296 | 1,341 | 0.0% |
| Western Digital Corp Sr Nt Con | CONV | 958102AP0 | $306 | $300,000 | 0.0% |
| TCP Cap Corp Sr Conv Nt | CONV | 87238QAD5 | $307 | $300,000 | 0.0% |
| Kennametal Inc Cap Stk(KMT) | COM | 489170100 | $308 | 7,700 | 0.0% |
| XPO Logistics Inc(XPO) | COM | 983793100 | $317 | 2,567 | 0.0% |
| Docusign Inc(DOCU) | COM | 256163106 | $331 | 1,634 | 0.0% |
| Moodys Corp.(MCO) | COM | 615369105 | $334 | 1,120 | 0.0% |
| Owl Rock Cap Corp(OBDC) | COM | 69121K104 | $334 | 24,234 | 0.0% |
| Goldman Sachs BDC Inc Conv Nts | CONV | 38147UAB3 | $340 | $330,000 | 0.0% |
| Golub Cap BDC Inc(GBDC) | COM | 38173M102 | $343 | 23,480 | 0.0% |
| Sea Ltd ADR(SE) | COM | 81141R100 | $343 | 1,537 | 0.0% |
| Astrazeneca PLC Spon. ADR(AZN) | COM | 046353108 | $344 | 6,914 | 0.0% |
| Intel Corporation(INTC) | COM | 458140100 | $354 | 5,533 | 0.0% |
| Vanguard Intl Equity Idx Ftse(VGK) | ETF | 922042874 | $363 | 5,754 | 0.0% |
| Invesco ETF Tr Water Res(PHO) | ETF | 46137V142 | $364 | 7,371 | 0.0% |
| Paycom Software Inc(PAYC) | COM | 70432V102 | $370 | 1,000 | 0.0% |
| Emerson Electric Co(EMR) | COM | 291011104 | $380 | 4,214 | 0.0% |
| Hannon Armstrong Sustainable I(HASI) | COM | 41068X100 | $397 | 7,070 | 0.0% |
| Farfetch Ltd Class A(FTCHQ) | COM | 30744W107 | $410 | 7,733 | 0.0% |
| Affirm Holdings Inc Class A(AFRM) | COM | 00827B106 | $425 | 6,005 | 0.0% |
| Boeing Company(BA) | COM | 097023105 | $425 | 1,668 | 0.0% |
| Ares Cap Corp Conv Nt | CONV | 04010LAW3 | $426 | $392,000 | 0.0% |