Q4 2013 Holdings
Filed 2014-02-13 | 1960 holdings | $327.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Walter Invt Mgmt Corp | NOTE 4.500%11/0 | 93317WAA0 | $200 | $200,000 | 0.0% |
| BlackRock Munivest FD Inc(MVF) | COM | 09253R105 | $201 | 22,592 | 0.0% |
| Sony Corp(SONY) | ADR NEW | 835699307 | $202 | 11,664 | 0.0% |
| Nuveen Quality Income MUN FD | COM | 670977107 | $203 | 16,576 | 0.0% |
| Oracle Corp(ORCL)Call | COM | 68389X105 | $203 | 24,300 | 0.0% |
| Nuveen DIV Advantage MUN FD | COM | 67070F100 | $204 | 16,059 | 0.0% |
| Exact Sciences Corp(EXAS) | COM | 30063P105 | $206 | 17,550 | 0.0% |
| H & Q Life Sciences Invs | SH BEN INT | 404053100 | $206 | 10,089 | 0.0% |
| Vitran Corp Inc | COM | 92850E107 | $206 | 31,810 | 0.0% |
| Adams Express Co(ADX) | COM | 006212104 | $207 | 15,810 | 0.0% |
| Invesco Muni Income OPP Trst(OIA) | COM | 46132X101 | $207 | 33,393 | 0.0% |
| Trina Solar Limited | SPON ADR | 89628E104 | $208 | 15,250 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $209 | 18,041 | 0.0% |
| Blount Intl Inc New | COM | 095180105 | $209 | 14,468 | 0.0% |
| Standard PAC Corp New | COM | 85375C101 | $210 | 23,200 | 0.0% |
| BlackRock Kelso Capital Corp(BKCCUSD) | COM | 092533108 | $210 | 22,512 | 0.0% |
| Cedar Realty Trust Inc(CDR1USD) | COM NEW | 150602209 | $210 | 33,610 | 0.0% |
| Eaton Vance Muni Income Trus(EVN) | SH BEN INT | 27826U108 | $211 | 20,060 | 0.0% |
| Invesco TR Invt Grade Muns(VGM) | COM | 46131M106 | $211 | 17,338 | 0.0% |
| Spirit Rlty Cap Inc New | COM | 84860W102 | $211 | 21,419 | 0.0% |
| Control4 Corp(CTRL) | COM | 21240D107 | $212 | 11,950 | 0.0% |
| Ascent Cap Group Inc | NOTE 4.000% 7/1 | 043632AA6 | $213 | $200,000 | 0.0% |
| Winthrop Rlty TR | SH BEN INT NEW | 976391300 | $216 | 19,528 | 0.0% |
| QCR Holdings Inc(QCRH) | COM | 74727A104 | $216 | 12,675 | 0.0% |
| Nuveen Prem Income MUN FD 2 | COM | 67063W102 | $219 | 17,427 | 0.0% |
| PNC Finl Svcs Group Inc | *W EXP 12/31/201 | 693475121 | $222 | 12,500 | 0.0% |
| Columbia Seligm Prem Tech GR(STK) | COM | 19842X109 | $222 | 15,455 | 0.0% |
| Orexigen Therapeutics Inc | COM | 686164104 | $226 | 40,141 | 0.0% |
| Nuveen PFD Income Opprtny FD(JPC) | COM | 67073B106 | $227 | 25,647 | 0.0% |
| WPX Energy Inc | COM | 98212B103 | $227 | 11,160 | 0.0% |
| NII Hldgs Inc | CL B NEW | 62913F201 | $228 | 82,731 | 0.0% |
| Moduslink Global Solutions I | COM | 60786L107 | $228 | 39,905 | 0.0% |
| Orbotech LTD | ORD | M75253100 | $230 | 16,992 | 0.0% |
| Taser Intl Inc | COM | 87651B104 | $233 | 14,674 | 0.0% |
| Southcoast Financial Corp | COM | 84129R100 | $233 | 40,087 | 0.0% |
| Invesco Value MUN Income TR(IIM) | COM | 46132P108 | $236 | 17,515 | 0.0% |
| Comstock RES Inc | COM NEW | 205768203 | $236 | 12,911 | 0.0% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $237 | $225,000 | 0.0% |
| Nuveen Performance Plus MUN | COM | 67062P108 | $238 | 17,563 | 0.0% |
| Mgic Invt Corp WIS(MTG) | COM | 552848103 | $238 | 28,186 | 0.0% |
| Flaherty & Crumrine Total RE(FLC) | COM | 338479108 | $239 | 12,850 | 0.0% |
| First Majestic Silver Corp(AG) | COM | 32076V103 | $240 | 24,465 | 0.0% |
| Halozyme Therapeutics Inc(HALO) | COM | 40637H109 | $240 | 16,000 | 0.0% |
| Courier Corp | COM | 222660102 | $242 | 13,401 | 0.0% |
| First Trust Mortgage Incm FD(FMY) | COM SHS | 33734E103 | $242 | 15,530 | 0.0% |
| First TR Energy Infrastrctr | COM | 33738C103 | $244 | 11,711 | 0.0% |
| Morgan Stanley Trusts | INCOME SECS INC | 61745P874 | $244 | 14,491 | 0.0% |
| Nuveen MTG Opportunity Term(JLS) | COM | 670735109 | $244 | 10,534 | 0.0% |
| Helios Advantage Income FD I | COM NEW | 42327W206 | $245 | 27,003 | 0.0% |
| Artesian Resources Corp(ARTNA) | CL A | 043113208 | $245 | 10,675 | 0.0% |