Q3 2013 Holdings
Filed 2013-11-01 | 124 holdings | $1.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Gilead Sciences Inc | NOTE 1.000% 5/0 | 375558AN3 | $86.4K | $31,008,000 | 4.6% |
| Danaher Corp del | NOTE 1/2 | 235851AF9 | $57.5K | $28,539,000 | 3.1% |
| Stanley Black & Decker Inc | UNIT 99/99/9999 | 854502309 | $56.6K | 412,508 | 3.0% |
| E M C Corp Mass | NOTE 1.750%12/0 | 268648AM4 | $55.4K | $34,654,000 | 3.0% |
| United Technologies Corp | UNIT 99/99/9999 | 913017117 | $54.9K | 841,330 | 2.9% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $52.9K | $28,372,000 | 2.8% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $48.0K | $30,233,000 | 2.6% |
| Metlife Inc | UNIT 99/99/9999 | 59156R116 | $45.5K | 1,588,203 | 2.4% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $45.0K | $43,250,000 | 2.4% |
| General Mtrs Co(GM) | COM | 37045V100 | $44.1K | 1,226,956 | 2.4% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $40.7K | $28,848,000 | 2.2% |
| Salix Pharmaceuticals Inc | NOTE 1.500% 3/1 | 795435AE6 | $39.8K | $32,363,000 | 2.1% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $39.8K | $32,098,000 | 2.1% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $39.2K | $24,969,000 | 2.1% |
| Covanta Hldg Corp | NOTE 3.250% 6/0 | 22282EAC6 | $38.1K | $27,646,000 | 2.0% |
| General Mtrs Co | JR PFD CNV SRB | 37045V209 | $36.5K | 728,381 | 2.0% |
| Mylan Inc | NOTE 3.750% 9/1 | 628530AJ6 | $34.7K | $11,958,000 | 1.9% |
| Ford MTR Co del(F) | COM PAR $0.01 | 345370860 | $33.9K | 2,009,500 | 1.8% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $32.9K | $25,086,000 | 1.8% |
| Continental Airls Inc | NOTE 4.500% 1/1 | 210795PU8 | $29.9K | $17,563,000 | 1.6% |
| Ford MTR Co del | NOTE 4.250%11/1 | 345370CN8 | $29.1K | $14,714,000 | 1.6% |
| Biomarin Pharmaceutical Inc | NOTE 1.875% 4/2 | 09061GAD3 | $28.9K | $8,040,000 | 1.6% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $26.8K | $25,790,000 | 1.4% |
| U S Concrete Inc(USCR) | COM NEW | 90333L201 | $26.8K | 1,333,769 | 1.4% |
| Helix Energy Solutions GRP I | NOTE 3.250% 3/1 | 42330PAG2 | $26.7K | $19,957,000 | 1.4% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $24.5K | $21,237,000 | 1.3% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $24.4K | $16,135,000 | 1.3% |
| Priceline COM Inc | DEBT 1.000% 3/1 | 741503AQ9 | $24.3K | $18,825,000 | 1.3% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $24.1K | $23,787,000 | 1.3% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $22.1K | $20,836,000 | 1.2% |
| Omnicare Inc | NOTE 3.500% 2/1 | 681904AQ1 | $21.7K | $22,730,000 | 1.2% |
| International Game Technolog | NOTE 3.250% 5/0 | 459902AQ5 | $20.7K | $18,717,000 | 1.1% |
| Allegheny Technologies Inc | NOTE 4.250% 6/0 | 01741RAD4 | $20.5K | $19,750,000 | 1.1% |
| AIR Lease Corp | NOTE 3.875%12/0 | 00912XAK0 | $20.2K | $15,756,000 | 1.1% |
| Hologic Inc | DEBT 2.000% 3/0 | 436440AC5 | $19.2K | $19,104,000 | 1.0% |
| Goodyear Tire & Rubr Co | PFD CONV 5.875% | 382550309 | $18.8K | 294,575 | 1.0% |
| Citigroup Inc(C) | COM NEW | 172967424 | $18.3K | 377,709 | 1.0% |
| Ixia | NOTE 3.000%12/1 | 45071RAB5 | $17.9K | $15,636,000 | 1.0% |
| Ares Cap Corp | NOTE 4.875% 3/1 | 04010LAG8 | $17.6K | $16,913,000 | 0.9% |
| Akorn Inc | NOTE 3.500% 6/0 | 009728AB2 | $17.1K | $7,449,000 | 0.9% |
| Hertz Global Holdings Inc | NOTE 5.250% 6/0 | 42805TAA3 | $16.4K | $6,099,000 | 0.9% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $16.1K | 14,144 | 0.9% |
| MGM Resorts International | NOTE 4.250% 4/1 | 55303QAE0 | $16.0K | $12,564,000 | 0.9% |
| SBA Communications Corp | NOTE 4.000%10/0 | 78388JAM8 | $15.9K | $5,959,000 | 0.9% |
| Omnicare Cap TR II | PFD B TR 4.00% | 68214Q200 | $15.7K | 230,210 | 0.8% |
| Goldcorp Inc New | COM | 380956409 | $15.6K | 600,000 | 0.8% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $15.6K | $9,598,000 | 0.8% |
| Bank of America Corporation(BAC) | 7.25%CNV PFD L | 060505682 | $15.5K | 14,342 | 0.8% |
| XPO Logistics Inc | NOTE 4.500%10/0 | 983793AA8 | $15.1K | $10,331,000 | 0.8% |
| Omnicom Group Inc | NOTE 7/3 | 681919AV8 | $15.0K | $12,408,000 | 0.8% |