Q3 2013 Holdings
Filed 2013-11-12 | 52 holdings | $1.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Microsoft Corp(MSFT)Call | COM | 594918104 | $191.5K | 5,750,000 | 18.8% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167BZ9 | $93.9K | $95,000,000 | 9.2% |
| Microsoft Corp(MSFT)Put | COM | 594918104 | $91.6K | 2,750,000 | 9.0% |
| CBS Corp New(CBS/AEUR) | CL A | 124857103 | $83.0K | 1,500,000 | 8.2% |
| Apple Inc(AAPL)Call | COM | 037833100 | $76.3K | 160,000 | 7.5% |
| BP PLC(BP)Call | SPONSORED ADR | 055622104 | $63.0K | 1,500,000 | 6.2% |
| CIT Group Inc(CITUSD) | COM NEW | 125581801 | $30.5K | 625,000 | 3.0% |
| News Corp New(NWSA) | CL A | 65249B109 | $28.0K | 1,745,000 | 2.8% |
| Merck & Co Inc New(MRK)Call | COM | 58933Y105 | $27.4K | 575,000 | 2.7% |
| Hubbell Inc | CL A | 443510102 | $21.9K | 232,410 | 2.1% |
| BP PLC(BP)Put | SPONSORED ADR | 055622104 | $21.0K | 500,000 | 2.1% |
| BP PLC(BP) | SPONSORED ADR | 055622104 | $21.0K | 500,000 | 2.1% |
| CF Inds Hldgs Inc(CF) | COM | 125269100 | $21.0K | 99,500 | 2.1% |
| Zoetis Inc(ZTS)Put | CL A | 98978V103 | $20.5K | 660,000 | 2.0% |
| Chemed Corp New | NOTE 1.875% 5/1 | 16359RAC7 | $18.3K | $17,500,000 | 1.8% |
| New Residential Invt Corp | COM | 64828T102 | $18.0K | 2,721,748 | 1.8% |
| Comverse Inc | COM | 20585P105 | $16.0K | 500,000 | 1.6% |
| Nuance Communications Inc | DBCV 2.750% 8/1 | 67020YAB6 | $13.6K | $12,000,000 | 1.3% |
| Dean Foods Co New(DFODQ) | COM NEW | 242370203 | $12.1K | 625,000 | 1.2% |
| Agrium Inc | COM | 008916108 | $12.0K | 142,500 | 1.2% |
| Blucora Inc(BCOREUR) | COM | 095229100 | $10.5K | 455,946 | 1.0% |
| Journal Communications Inc | CL A | 481130102 | $10.3K | 1,200,700 | 1.0% |
| Trinity Inds Inc(TRN) | COM | 896522109 | $9.4K | 208,166 | 0.9% |
| Alexanders Inc(ALX) | COM | 014752109 | $8.2K | 28,800 | 0.8% |
| Turquoise Hill RES LTD | COM | 900435108 | $8.0K | 1,800,000 | 0.8% |
| TIM Participacoes S A | SPONSORED ADR | 88706P205 | $7.8K | 330,000 | 0.8% |
| Harvest Natural Resources in | COM | 41754V103 | $7.4K | 1,375,000 | 0.7% |
| Fairpoint Communications Inc | COM NEW | 305560302 | $5.7K | 600,758 | 0.6% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $5.2K | 2,592,200 | 0.5% |
| Intelsat S A | COM | L5140P101 | $4.8K | 200,000 | 0.5% |
| Northstar Rlty FIN Corp | COM | 66704R100 | $4.6K | 500,000 | 0.5% |
| Spirit Rlty Cap Inc New | COM | 84860W102 | $4.5K | 490,000 | 0.4% |
| Zoetis Inc(ZTS) | CL A | 98978V103 | $4.4K | 140,000 | 0.4% |
| TFS Finl Corp(TFSL) | COM | 87240R107 | $4.3K | 359,000 | 0.4% |
| First Conn Bancorp Inc MD | COM | 319850103 | $4.0K | 275,000 | 0.4% |
| SI Finl Group Inc MD | COM | 78425V104 | $3.4K | 300,000 | 0.3% |
| Charter Finl Corp MD | COM | 16122W108 | $3.2K | 300,000 | 0.3% |
| National BK Hldgs Corp(NBHC) | CL A | 633707104 | $3.1K | 151,100 | 0.3% |
| TMS Intl Corp | CL A | 87261Q103 | $3.1K | 175,000 | 0.3% |
| Beneficial Mutual Bancorp in | COM | 08173R104 | $2.7K | 268,256 | 0.3% |
| Rockville Finl Inc New | COM | 774188106 | $2.6K | 199,600 | 0.3% |
| Peoples FED Bancshares Inc | COM | 711037101 | $2.5K | 145,000 | 0.2% |
| Ocean Shore Hldg Co New | COM | 67501R103 | $2.3K | 160,000 | 0.2% |
| Pain Therapeutics Inc | COM | 69562K100 | $2.1K | 789,811 | 0.2% |
| Chicopee Bancorp Inc | COM | 168565109 | $2.1K | 119,600 | 0.2% |
| United Financial Bancorp Inc | COM | 91030T109 | $2.1K | 128,700 | 0.2% |
| Telenav Inc | COM | 879455103 | $2.0K | 350,000 | 0.2% |
| Westfield Financial Inc New | COM | 96008P104 | $2.0K | 280,600 | 0.2% |
| OBA Finl Svcs Inc | COM | 67424G101 | $1.7K | 90,000 | 0.2% |
| Standard Finl Corp MD | COM | 853393106 | $1.2K | 67,500 | 0.1% |