Q3 2013 Holdings
Filed 2013-11-12 | 253 holdings | $73.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Zalicus Inc | COM | 98887C105 | $14 | 12,000 | 0.0% |
| Augusta RES Corp | COM NEW | 050912203 | $22 | 11,000 | 0.0% |
| Alpha PRO Tech LTD(APT) | COM | 020772109 | $22 | 14,900 | 0.0% |
| China Shengda Packaging Grou | COM | 16950V107 | $25 | 24,500 | 0.0% |
| Relm Wireless Corp | COM | 759525108 | $32 | 12,300 | 0.0% |
| Magellan Pete Corp | COM | 559091301 | $35 | 35,000 | 0.0% |
| Equus Total Return Inc(EQS) | COM | 294766100 | $36 | 19,237 | 0.0% |
| Geron Corp(GERN) | COM | 374163103 | $40 | 12,100 | 0.0% |
| GSE SYS Inc | COM | 36227K106 | $43 | 27,500 | 0.0% |
| Goldfield Corp | COM | 381370105 | $46 | 27,204 | 0.0% |
| Arch Coal Inc | COM | 039380100 | $49 | 12,000 | 0.0% |
| Dreyfus High Yield Strategie | SH BEN INT | 26200S101 | $54 | 13,500 | 0.0% |
| Manhattan Bridge Capital Inc(LOAN) | COM | 562803106 | $64 | 33,975 | 0.0% |
| Nuveen PFD Income Opprtny FD(JPC) | COM | 67073B106 | $86 | 10,000 | 0.0% |
| Nuveen Quality PFD Income FD | COM | 67071S101 | $94 | 12,500 | 0.0% |
| Zagg Inc | COM | 98884U108 | $94 | 21,000 | 0.0% |
| Jetblue Airways Corp(JBLU) | COM | 477143101 | $99 | 15,000 | 0.0% |
| Astro-Med Inc New(ALOT) | COM | 04638F108 | $109 | 10,004 | 0.0% |
| Schmitt Inds Inc ORE(SMIT) | COM NEW | 806870200 | $126 | 50,000 | 0.0% |
| Nuveen Quality PFD Inc FD 3 | COM | 67072W101 | $129 | 16,450 | 0.0% |
| Intelligent SYS Corp New(35Y) | COM | 45816D100 | $133 | 88,273 | 0.0% |
| Lakeland Inds Inc(LAKE) | COM | 511795106 | $135 | 25,097 | 0.0% |
| American Software Inc(AMSWAUSD) | CL A | 029683109 | $137 | 16,050 | 0.0% |
| Nuveen CR Strategies Incm FD(XJQCX) | COM SHS | 67073D102 | $143 | 15,300 | 0.0% |
| Camac Energy Inc | COM | 131745101 | $147 | 184,400 | 0.0% |
| Ticc Capital Corp | COM | 87244T109 | $160 | 16,500 | 0.0% |
| First TR SR FLG RTE Incm FD(FCT) | COM | 33733U108 | $167 | 11,700 | 0.0% |
| BlackRock Munihldgs NY Qlty | COM | 09255C106 | $169 | 13,200 | 0.0% |
| Donegal Group Inc(DGICA) | CL A | 257701201 | $180 | 12,930 | 0.0% |
| Western Asst MN PRT FD Inc | COM | 95766P108 | $189 | 13,709 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $200 | 22,800 | 0.0% |
| Louisiana PAC Corp(LPX) | COM | 546347105 | $200 | 11,400 | 0.0% |
| Entropic Communications Inc | COM | 29384R105 | $211 | 48,500 | 0.0% |
| Qlogic Corp | COM | 747277101 | $212 | 19,400 | 0.0% |
| Google Inc | CL A | 38259P508 | $214 | 245 | 0.0% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $215 | 1,284 | 0.0% |
| Western Asset GLB Ptnrs Inco | COM | 95766G108 | $219 | 19,700 | 0.0% |
| Ametek Inc New(AME) | COM | 031100100 | $220 | 4,800 | 0.0% |
| Atlantic Amern Corp(AAME) | COM | 048209100 | $222 | 54,949 | 0.0% |
| Boardwalk Pipeline Partners | UT LTD PARTNER | 096627104 | $224 | 7,400 | 0.0% |
| Eaton Vance Flting Rate Inc(EFT) | COM | 278279104 | $225 | 14,500 | 0.0% |
| Phillips 66(PSX) | COM | 718546104 | $226 | 3,920 | 0.0% |
| American WTR WKS Co Inc New(AWK) | COM | 030420103 | $227 | 5,500 | 0.0% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $231 | 38,200 | 0.0% |
| Travelers Companies Inc(TRV) | COM | 89417E109 | $231 | 2,735 | 0.0% |
| Northeast Utils | COM | 664397106 | $237 | 5,748 | 0.0% |
| RTI Surgical Inc | COM | 74975N105 | $239 | 64,000 | 0.0% |
| American Finl Group Inc Ohio(AFG) | COM | 025932104 | $243 | 4,500 | 0.0% |
| Immucell Corp(ICCC) | COM PAR $0.10 | 452525306 | $245 | 51,863 | 0.0% |
| Union PAC Corp(UNP) | COM | 907818108 | $248 | 1,600 | 0.0% |