Q3 2013 Holdings
Filed 2013-11-14 | 440 holdings | $206.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Avis Budget Group | NOTE 3.500%10/0 | 053774AB1 | $2.8K | $1,536,000 | 0.0% |
| Leap Wireless Intl Inc | NOTE 4.500% 7/1 | 521863AL4 | $2.9K | $2,875,000 | 0.0% |
| Sandisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $3.0K | $2,253,000 | 0.0% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $3.0K | 35,246 | 0.0% |
| EPR Pptys | CONV PFD 9% SR E | 26884U307 | $3.2K | 109,400 | 0.0% |
| Herbalife LTD(HLF) | COM USD SHS | G4412G101 | $3.2K | 45,400 | 0.0% |
| Chevron Corp New(CVX) | COM | 166764100 | $3.2K | 26,355 | 0.0% |
| Merrimack Pharmaceuticals in | NOTE 4.500% 7/1 | 590328AA8 | $3.2K | $3,529,000 | 0.0% |
| Berkshire Hathaway Inc del(BRK/A) | CL A | 084670108 | $3.2K | 19 | 0.0% |
| Corsicanto LTD | NOTE 3.500% 1/1 | 220480AC1 | $3.3K | $2,940,000 | 0.0% |
| WEB COM Group Inc | NOTE 1.000% 8/1 | 94733AAA2 | $3.4K | $3,000,000 | 0.0% |
| Sunpower Corp | DBCV 4.750% 4/1 | 867652AC3 | $3.4K | $3,000,000 | 0.0% |
| Brookdale SR Living Inc | NOTE 2.750% 6/1 | 112463AA2 | $3.5K | $2,942,000 | 0.0% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $3.5K | 58,072 | 0.0% |
| Take-Two Interactive Softwar | NOTE 1.750%12/0 | 874054AC3 | $3.6K | $2,987,000 | 0.0% |
| PDL Biopharma Inc | NOTE 2.875% 2/1 | 69329YAE4 | $3.6K | $2,500,000 | 0.0% |
| Ryland Group Inc | NOTE 0.250% 6/0 | 783764AS2 | $3.6K | $4,000,000 | 0.0% |
| Novo-Nordisk A S(NVO) | ADR | 670100205 | $3.7K | 21,610 | 0.0% |
| United Technologies Corp | UNIT 99/99/9999 | 913017117 | $3.7K | 56,521 | 0.0% |
| NV Energy Inc | COM | 67073Y106 | $3.8K | 160,225 | 0.0% |
| Newpark RES Inc | NOTE 4.000%10/0 | 651718AC2 | $3.8K | $2,737,000 | 0.0% |
| Royal Gold Inc | NOTE 2.875% 6/1 | 780287AA6 | $3.9K | $4,000,000 | 0.0% |
| Keycorp New | PFD 7.75% SR A | 493267405 | $3.9K | 31,104 | 0.0% |
| Compass Diversified Holdings(CODI) | SH BEN INT | 20451Q104 | $3.9K | 220,965 | 0.0% |
| Adtran Inc(ADTNEUR) | COM | 00738A106 | $3.9K | 147,820 | 0.0% |
| American Eagle Outfitters NE(AEO) | COM | 02553E106 | $3.9K | 281,775 | 0.0% |
| Harsco Corp(NVRI) | COM | 415864107 | $4.0K | 161,940 | 0.0% |
| Alliant Energy Corp(LNT) | COM | 018802108 | $4.1K | 83,575 | 0.0% |
| Realpage Inc(RP) | COM | 75606N109 | $4.3K | 184,095 | 0.0% |
| Regal Entmt Group | CL A | 758766109 | $4.3K | 224,330 | 0.0% |
| Enpro Inds Inc | DBCV 3.938%10/1 | 29355XAB3 | $4.4K | $2,400,000 | 0.0% |
| Medivation Inc | NOTE 2.625% 4/0 | 58501NAA9 | $4.5K | $3,166,000 | 0.0% |
| PDL Biopharma Inc | NOTE 3.750% 5/0 | 69329YAC8 | $4.5K | $3,500,000 | 0.0% |
| Sanchez Energy Corp | COM | 79970Y105 | $4.5K | 171,460 | 0.0% |
| Williams COS Inc del(WMB) | COM | 969457100 | $4.7K | 130,545 | 0.0% |
| Altra Holdings Inc | NOTE 2.750% 3/0 | 02208RAE6 | $4.8K | $4,000,000 | 0.0% |
| Omnicare Inc | NOTE 3.500% 2/1 | 681904AQ1 | $4.8K | $5,000,000 | 0.0% |
| Nuance Communications Inc | DBCV 2.750% 8/1 | 67020YAB6 | $4.8K | $4,230,000 | 0.0% |
| Plains All Amern Pipeline L(PAA) | UNIT LTD PARTN | 726503105 | $4.9K | 92,160 | 0.0% |
| Kraft Foods Group Inc | COM | 50076Q106 | $4.9K | 92,877 | 0.0% |
| General Mtrs Co | JR PFD CNV SRB | 37045V209 | $4.9K | 98,134 | 0.0% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $4.9K | $3,500,000 | 0.0% |
| Horsehead Hldg Corp | NOTE 3.800% 7/0 | 440694AB3 | $5.0K | $4,594,000 | 0.0% |
| Ixia | NOTE 3.000%12/1 | 45071RAB5 | $5.0K | $4,389,000 | 0.0% |
| Education Rlty TR Inc | COM | 28140H104 | $5.0K | 552,060 | 0.0% |
| NU Skin Enterprises Inc(NUS) | CL A | 67018T105 | $5.1K | 53,400 | 0.0% |
| Luxottica Group S P A | SPONSORED ADR | 55068R202 | $5.2K | 98,800 | 0.0% |
| Borgwarner Inc(BWA) | COM | 099724106 | $5.2K | 51,239 | 0.0% |
| Starwood Ppty TR Inc | NOTE 4.550% 3/0 | 85571BAA3 | $5.2K | $5,000,000 | 0.0% |
| Mcdonalds Corp(MCD) | COM | 580135101 | $5.3K | 54,860 | 0.0% |