Q3 2013 Holdings
Filed 2013-11-14 | 86 holdings | $1.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Resolute FST Prods Inc(RFPUSD) | COM | 76117W109 | $170.0K | 12,861,911 | 16.2% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $73.7K | 2,762,114 | 7.0% |
| Alpha Natural Resources Inc(ANRZQEUR) | COM | 02076X102 | $66.4K | 11,138,341 | 6.3% |
| Interdigital Inc | NOTE 2.500% 3/1 | 458660AB3 | $58.1K | $55,159,000 | 5.5% |
| L-3 Communications Corp | DEBT 3.000% 8/0 | 502413AW7 | $49.5K | $45,369,000 | 4.7% |
| Cogent Comm Group Inc | NOTE 1.000% 6/1 | 19239VAB0 | $46.8K | $46,762,000 | 4.5% |
| Jetblue Airways Corp | DBCV 6.750%10/1 | 477143AG6 | $45.3K | $29,278,000 | 4.3% |
| Rambus Inc del | NOTE 5.000% 6/1 | 750917AC0 | $38.7K | $37,620,000 | 3.7% |
| Finisar Corp | NOTE 5.000%10/1 | 31787AAK7 | $34.8K | $15,915,000 | 3.3% |
| Endeavour International Corp | COM | 29259G101 | $33.9K | 6,342,979 | 3.2% |
| Providence SVC Corp | NOTE 6.500% 5/1 | 743815AB8 | $32.4K | $31,090,000 | 3.1% |
| Leap Wireless Intl Inc | NOTE 4.500% 7/1 | 521863AL4 | $31.5K | $30,869,000 | 3.0% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AH5 | $30.5K | $27,355,000 | 2.9% |
| Chiquita Brands Intl Inc | NOTE 4.250% 8/1 | 170032AT3 | $30.1K | $30,549,000 | 2.9% |
| Apollo Invt Corp | NOTE 5.750% 1/1 | 03761UAE6 | $26.4K | $24,958,000 | 2.5% |
| Webmd Health Corp | NOTE 2.250% 3/3 | 94770VAH5 | $26.0K | $26,435,000 | 2.5% |
| Advanced Micro Devices Inc | NOTE 6.000% 5/0 | 007903AL1 | $22.9K | $22,047,000 | 2.2% |
| Webmd Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $22.7K | $23,986,000 | 2.2% |
| TTM Technologies Inc | NOTE 3.250% 5/1 | 87305RAC3 | $20.0K | $19,562,000 | 1.9% |
| Isis Pharmaceuticals Inc del | NOTE 2.750%10/0 | 464337AG9 | $19.3K | $8,250,000 | 1.8% |
| WEB COM Group Inc | NOTE 1.000% 8/1 | 94733AAA2 | $18.2K | $16,000,000 | 1.7% |
| Rovi Corp | NOTE 2.625% 2/1 | 779376AB8 | $15.3K | $15,094,000 | 1.5% |
| Photronics Inc | NOTE 5.500%10/0 | 719405AF9 | $13.9K | $8,500,000 | 1.3% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $13.0K | $11,310,000 | 1.2% |
| Ares Cap Corp | NOTE 4.875% 3/1 | 04010LAG8 | $10.2K | $9,807,000 | 1.0% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $8.8K | $5,818,000 | 0.8% |
| Volcano Corporation | NOTE 2.875% 9/0 | 928645AA8 | $6.6K | $6,059,000 | 0.6% |
| Broadsoft Inc | NOTE 1.500% 7/0 | 11133BAB8 | $5.9K | $5,250,000 | 0.6% |
| Jetblue Airways Corp | DBCV 6.750%10/1 | 477143AF8 | $5.5K | $3,762,000 | 0.5% |
| Inland Real Estate Corp | NOTE 5.000%11/1 | 457461AC5 | $5.4K | $5,000,000 | 0.5% |
| Level 3 Communications Inc | NOTE 7.000% 3/1 | 52729NBP4 | $5.4K | $4,400,000 | 0.5% |
| Alpha Natural Resources Inc | NOTE 3.750%12/1 | 02076XAE2 | $5.3K | $5,500,000 | 0.5% |
| Digital RIV Inc | NOTE 2.000%11/0 | 25388BAD6 | $5.0K | $5,017,000 | 0.5% |
| Micron Technology Inc(MU) | COM | 595112103 | $4.5K | 257,500 | 0.4% |
| Jetblue Airways Corp | DBCV 5.500%10/1 | 477143AE1 | $4.3K | $2,626,000 | 0.4% |
| Ishares(IWM)Put | RUSSELL 2000 ETF | 464287655 | $3.8K | 2,250,000 | 0.4% |
| Jetblue Airways Corp | DBCV 5.500%10/1 | 477143AD3 | $3.7K | $2,500,000 | 0.4% |
| Level 3 Communications IncCall | COM NEW | 52729N308 | $3.5K | 500,000 | 0.3% |
| Pendrell Corp | COM | 70686R104 | $3.1K | 1,573,146 | 0.3% |
| Digital RIV Inc | NOTE 1.250% 1/0 | 25388BAB0 | $3.0K | $3,000,000 | 0.3% |
| Sonde RES Corp | COM | 835426107 | $2.2K | 2,318,163 | 0.2% |
| Alpha Natural Resources Inc(ANRZQEUR)Call | COM | 02076X102 | $2.2K | 5,650,000 | 0.2% |
| JOY Global IncPut | COM | 481165108 | $2.0K | 450,000 | 0.2% |
| Micron Technology Inc(MU)Call | COM | 595112103 | $2.0K | 600,000 | 0.2% |
| Spdr DOW Jones Indl Avrg ETF(DIA)Put | UT SER 1 | 78467X109 | $1.6K | 550,000 | 0.2% |
| Emerald Oil Inc | COM | 29101U100 | $1.4K | 200,000 | 0.1% |
| Scorpio Tankers Inc(STNG) | SHS | Y7542C106 | $1.4K | 140,000 | 0.1% |
| Caterpillar Inc del(CAT)Put | COM | 149123101 | $1.3K | 250,000 | 0.1% |
| General Mtrs CoCall | *W EXP 07/10/201 | 37045V126 | $939 | 50,000 | 0.1% |
| Cbeyond Inc | COM | 149847105 | $744 | 116,000 | 0.1% |