Q3 2013 Holdings
Filed 2013-11-14 | 327 holdings | $20.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Zalicus Inc | COM | 98887C105 | $15 | 12,500 | 0.0% |
| Augusta RES Corp | COM NEW | 050912203 | $30 | 14,500 | 0.0% |
| Hansen Medical Inc | COM | 411307101 | $35 | 18,500 | 0.0% |
| Towerstream Corp | COM | 892000100 | $35 | 13,670 | 0.0% |
| Dreyfus High Yield Strategie | SH BEN INT | 26200S101 | $40 | 10,000 | 0.0% |
| Dendreon Corp | COM | 24823Q107 | $40 | 15,750 | 0.0% |
| Dragonwave Inc | COM | 26144M103 | $43 | 21,650 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $70 | 26,050 | 0.0% |
| Biocryst Pharmaceuticals(BCRX) | COM | 09058V103 | $92 | 12,800 | 0.0% |
| Western Asset MGD HI Incm FD | COM | 95766L107 | $94 | 16,775 | 0.0% |
| BlackRock Strtgc Bond TR | COM | 09249G106 | $132 | 10,245 | 0.0% |
| BOX Ships Incorporated | SHS | Y09675102 | $139 | 34,450 | 0.0% |
| Arena Pharmaceuticals Inc | COM | 040047102 | $150 | 28,128 | 0.0% |
| Annaly Cap Mgmt Inc(NLYEUR) | COM | 035710409 | $176 | 15,029 | 0.0% |
| Hancock John Premuim DIV FD(PDT) | COM SH BEN INT | 41013T105 | $181 | 15,025 | 0.0% |
| BlackRock Munienhanced FD in | COM | 09253Y100 | $182 | 17,195 | 0.0% |
| BlackRock Float Rate OME STR(XFRAX) | COM | 09255X100 | $199 | 13,558 | 0.0% |
| Nuveen Select TAX Free Incm | SH BEN INT | 67063C106 | $200 | 15,899 | 0.0% |
| Automatic Data Processing in(ADP) | COM | 053015103 | $203 | 2,817 | 0.0% |
| Integrys Energy Group Inc | COM | 45822P105 | $204 | 3,645 | 0.0% |
| Mcgraw Hill Finl Inc | COM | 580645109 | $207 | 3,135 | 0.0% |
| Comcast Corp New(CMCSA) | CL A | 20030N101 | $208 | 4,617 | 0.0% |
| Ishares(IJK) | S&P MC 400GR ETF | 464287606 | $209 | 1,497 | 0.0% |
| Alps ETF TR(AMLPUSD) | ALERIAN MLP | 00162Q866 | $210 | 11,821 | 0.0% |
| Ishares(IJT) | SP SMCP600GR ETF | 464287887 | $210 | 1,951 | 0.0% |
| Tesla Mtrs Inc(TSLA) | COM | 88160R101 | $212 | 1,100 | 0.0% |
| Ishares(IEI) | 3-7 YR TR BD ETF | 464288661 | $213 | 1,753 | 0.0% |
| Novartis A G(NVSN) | SPONSORED ADR | 66987V109 | $214 | 2,736 | 0.0% |
| Earthlink Inc | COM | 270321102 | $215 | 43,199 | 0.0% |
| Texas Instrs Inc(TXN) | COM | 882508104 | $215 | 5,349 | 0.0% |
| Olin Corp(OLN) | COM PAR $1 | 680665205 | $216 | 9,295 | 0.0% |
| Ishares(IXC) | GLOBAL ENERG ETF | 464287341 | $216 | 5,260 | 0.0% |
| Icon PLC(ICLR) | SHS | G4705A100 | $217 | 5,282 | 0.0% |
| First TR Nas100 EQ Weighted(QQEW) | SHS | 337344105 | $218 | 6,472 | 0.0% |
| Chicago Bridge & Iron Co N V | COM | 167250109 | $218 | 3,222 | 0.0% |
| Price T Rowe Group Inc(TROW) | COM | 74144T108 | $220 | 3,087 | 0.0% |
| Flaherty & Crumrine PFD Inc(PFO) | COM | 33848E106 | $220 | 21,715 | 0.0% |
| Windstream Hldgs Inc | COM | 97382A101 | $220 | 28,194 | 0.0% |
| Associated Banc Corp(ASB) | COM | 045487105 | $222 | 14,093 | 0.0% |
| Weyerhaeuser Co(WY) | COM | 962166104 | $223 | 7,806 | 0.0% |
| Health Care REIT Inc | COM | 42217K106 | $225 | 3,634 | 0.0% |
| Teva Pharmaceutical Inds LTD(TEVA) | ADR | 881624209 | $225 | 5,869 | 0.0% |
| Thermo Fisher Scientific Inc(TMO) | COM | 883556102 | $227 | 2,473 | 0.0% |
| Resource Cap Corp | COM | 76120W302 | $227 | 38,250 | 0.0% |
| Ishares(IGE) | NA NAT RES | 464287374 | $228 | 5,555 | 0.0% |
| Ishares(IYY) | DOW JONES US ETF | 464287846 | $229 | 2,684 | 0.0% |
| Ishares | MSCI JAPAN ETF | 464286848 | $231 | 19,376 | 0.0% |
| Ishares(IWP) | RUS MD CP GR ETF | 464287481 | $233 | 2,974 | 0.0% |
| Powershares ETF TR II | PWRSH S&P500HI | 73937B654 | $236 | 8,673 | 0.0% |
| West Bancorporation Inc(WTBA) | CAP STK | 95123P106 | $237 | 17,211 | 0.0% |