Q4 2013 Holdings
Filed 2014-01-28 | 688 holdings | $2.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Gilead Sciences Inc | NOTE 1.000% 5/0 | 375558AN3 | $85.8K | $25,795,000 | 3.2% |
| Danaher Corp del | NOTE 1/2 | 235851AF9 | $62.5K | $27,848,000 | 2.4% |
| Schlumberger | CONV BD P2 E | 48124CAF0 | $62.0K | $39,315,000 | 2.3% |
| United Technologies Corp | UNIT 99/99/9999 | 913017117 | $53.5K | 818,356 | 2.0% |
| General Mtrs Co(GM) | COM | 37045V100 | $51.1K | 1,249,221 | 1.9% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $50.1K | $29,890,000 | 1.9% |
| EMC Corp Conv Bond REG | Conv Bond P2 | 268648AM4 | $49.4K | $31,805,000 | 1.9% |
| Salix Pharmaceuticals Inc | NOTE 1.500% 3/1 | 795435AE6 | $47.1K | $31,509,000 | 1.8% |
| Metlife Inc | UNIT 99/99/9999 | 59156R116 | $45.8K | 1,453,004 | 1.7% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $45.2K | $33,203,000 | 1.7% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $45.1K | $42,263,000 | 1.7% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $44.7K | $28,276,000 | 1.7% |
| Stanley Black & Decker Inc | UNIT 99/99/9999 | 854502309 | $43.2K | 350,776 | 1.6% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $42.6K | $27,522,000 | 1.6% |
| Jarden Corp | NOTE 1.875% 9/1 | 471109AH1 | $40.1K | $28,338,000 | 1.5% |
| Continental Airls Inc | NOTE 4.500% 1/1 | 210795PU8 | $37.1K | $18,144,000 | 1.4% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $34.8K | $19,979,000 | 1.3% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $33.1K | $31,416,000 | 1.2% |
| Covanta Hldg Corp | NOTE 3.250% 6/0 | 22282EAC6 | $32.4K | $27,605,000 | 1.2% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $32.0K | $24,565,000 | 1.2% |
| Ford MTR Co del(F) | COM PAR $0.01 | 345370860 | $31.0K | 2,009,500 | 1.2% |
| Priceline.com Inc 144A | Conv Bond P2 | 741503AR7 | $30.1K | $26,293,000 | 1.1% |
| Helix Energy Solutions GRP I | NOTE 3.250% 3/1 | 42330PAG2 | $29.1K | $24,263,000 | 1.1% |
| Wellpoint Inc | NOTE 2.750%10/1 | 94973VBG1 | $28.9K | $21,289,000 | 1.1% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $28.4K | $17,759,000 | 1.1% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $27.5K | $20,468,000 | 1.0% |
| Ford MTR Co del | NOTE 4.250%11/1 | 345370CN8 | $26.8K | $14,518,000 | 1.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $26.7K | $25,114,000 | 1.0% |
| American Eqty INV Conv Bond 14 | Conv Bond P2 | 025676AJ6 | $23.2K | $10,685,000 | 0.9% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $22.9K | $23,351,000 | 0.9% |
| Citigroup Inc(C) | COM NEW | 172967424 | $22.6K | 433,527 | 0.9% |
| Omnicare Inc | NOTE 3.500% 2/1 | 681904AQ1 | $22.5K | $22,225,000 | 0.8% |
| Neenah Corp | Common Stock | 64007R109 | $22.5K | 1,756,098 | 0.8% |
| Cornerstone Ondemand Inc 144A | Conv Bond P2 | 21925YAA1 | $21.5K | $17,639,000 | 0.8% |
| Ciena Corp | DEBT 4.000%12/1 | 171779AK7 | $21.4K | $14,492,000 | 0.8% |
| Mylan Inc | NOTE 3.750% 9/1 | 628530AJ6 | $20.8K | $6,325,000 | 0.8% |
| Akorn Inc | NOTE 3.500% 6/0 | 009728AB2 | $20.7K | $7,252,000 | 0.8% |
| Medidata Solutions Inc 144A | Conv Bond P2 | 58471AAA3 | $20.6K | $16,098,000 | 0.8% |
| Hertz Global Holdings Inc | NOTE 5.250% 6/0 | 42805TAA3 | $20.6K | $5,937,000 | 0.8% |
| AIR Lease Corp | NOTE 3.875%12/0 | 00912XAK0 | $20.6K | $15,277,000 | 0.8% |
| SL Green Operating Partnership | Conv Bond P2 | 78444FAC0 | $20.6K | $16,464,000 | 0.8% |
| U S Concrete Inc(USCR) | COM NEW | 90333L201 | $20.1K | 887,988 | 0.8% |
| Allegheny Technologies Inc | NOTE 4.250% 6/0 | 01741RAD4 | $19.9K | $19,229,000 | 0.8% |
| Goodyear Tire & Rubr Co | PFD CONV 5.875% | 382550309 | $19.4K | 289,922 | 0.7% |
| International Game Technolog | NOTE 3.250% 5/0 | 459902AQ5 | $19.3K | $18,228,000 | 0.7% |
| Hologic Inc | DEBT 2.000% 3/0 | 436440AC5 | $19.0K | $18,611,000 | 0.7% |
| Gmac Capital Trust 1 | Preferred Stock | 361860208 | $19.0K | 709,100 | 0.7% |
| JDS Uniphase Corp 144A | Conv Bond P2 | 46612JAE1 | $18.5K | $18,449,000 | 0.7% |
| Nvidia Corp 144A | Conv Bond P2 | 67066GAB0 | $18.5K | $18,000,000 | 0.7% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $18.2K | $16,413,000 | 0.7% |