Q4 2013 Holdings
Filed 2014-02-12 | 36 holdings | $619.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Gilead Sciences Inc | NOTE 1.625% 5/0 | 375558AP8 | $46.3K | $14,052 | 7.5% |
| Intel Corp | SDCV 2.950%12/1 | 458140AD2 | $45.8K | $40,865 | 7.4% |
| Priceline COM Inc | DEBT 1.000% 3/1 | 741503AQ9 | $38.4K | $27,862 | 6.2% |
| Wellpoint Inc | NOTE 2.750%10/1 | 94973VBG1 | $32.3K | $23,841 | 5.2% |
| Archer Daniels Midland Co | NOTE 0.875% 2/1 | 039483AW2 | $27.7K | $26,195 | 4.5% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $26.9K | $16,869 | 4.3% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $25.8K | $24,363 | 4.2% |
| LAM Research Corp | NOTE 0.500% 5/1 | 512807AJ7 | $24.1K | $21,146 | 3.9% |
| Ares Cap Corp | NOTE 5.125% 6/0 | 04010LAD5 | $24.0K | $22,538 | 3.9% |
| Ford MTR Co del | NOTE 4.250%11/1 | 345370CN8 | $23.9K | $12,935 | 3.9% |
| Dominion RES Inc VA New | NOTE 2.125%12/1 | 25746UAT6 | $23.5K | $12,252 | 3.8% |
| Danaher Corp del | NOTE 1/2 | 235851AF9 | $23.3K | $10,400 | 3.8% |
| Newmont Mining Corp | NOTE 1.625% 7/1 | 651639AJ5 | $21.4K | $21,015 | 3.5% |
| Fidelity National Financial | NOTE 4.250% 8/1 | 31620RAE5 | $21.0K | $12,861 | 3.4% |
| Alza Corp | SDCV 7/2 | 02261WAB5 | $20.7K | $16,440 | 3.3% |
| Old REP Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $19.8K | $15,955 | 3.2% |
| Goldcorp Inc New | NOTE 2.000% 8/0 | 380956AB8 | $19.8K | $19,744 | 3.2% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $16.9K | 15,210 | 2.7% |
| Airtran Hldgs Inc | NOTE 5.250%11/0 | 00949PAD0 | $16.9K | $9,975 | 2.7% |
| Prologis | NOTE 3.250% 3/1 | 74340XAT8 | $16.1K | $14,421 | 2.6% |
| Gilead Sciences Inc | NOTE 1.000% 5/0 | 375558AN3 | $15.5K | $4,658 | 2.5% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $15.0K | $14,121 | 2.4% |
| Health Care REIT Inc | NOTE 3.000%12/0 | 42217KAR7 | $12.3K | $11,007 | 2.0% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $10.7K | $6,411 | 1.7% |
| Allegheny Technologies Inc | NOTE 4.250% 6/0 | 01741RAD4 | $9.2K | $8,852 | 1.5% |
| Bank of America Corporation(BAC) | 7.25%CNV PFD L | 060505682 | $7.6K | 7,180 | 1.2% |
| CSX Corp | DBCV 10/3 | 126408GA5 | $6.4K | $2,090 | 1.0% |
| Developers Diversified Rlty | NOTE 1.750%11/1 | 251591AX1 | $6.2K | $5,563 | 1.0% |
| L-3 Communications Corp | DEBT 3.000% 8/0 | 502413AW7 | $5.6K | $4,635 | 0.9% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $5.0K | $4,500 | 0.8% |
| Sandisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $2.7K | $1,835 | 0.4% |
| Ares Cap Corp | NOTE 4.750% 1/1 | 04010LAJ2 | $2.5K | $2,360 | 0.4% |
| Stanley Black & Decker Inc | UNIT 99/99/9999 | 854502309 | $2.1K | 17,450 | 0.3% |
| Trinity Inds Inc | NOTE 3.875% 6/0 | 896522AF6 | $1.7K | $1,315 | 0.3% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $1.5K | $1,250 | 0.2% |
| Newmont Mining Corp | NOTE 1.250% 7/1 | 651639AH9 | $375 | $375 | 0.1% |