Q4 2013 Holdings
Filed 2014-02-13 | 67 holdings | $26.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Crown Holdings Inc(CCK) | COM | 228368106 | $25.0M | 560,000 | 95.1% |
| Microsoft Corp(MSFT)Call | COM | 594918104 | $196.4K | 5,250,000 | 0.7% |
| Microsoft Corp(MSFT)Put | COM | 594918104 | $112.2K | 3,000,000 | 0.4% |
| CBS Corp New(CBS/AEUR) | CL A | 124857103 | $95.5K | 1,500,000 | 0.4% |
| Apple Inc(AAPL)Call | COM | 037833100 | $95.4K | 170,000 | 0.4% |
| Anadarko Pete Corp(APC3EUR) | COM | 032511107 | $79.3K | 1,000,000 | 0.3% |
| BP PLC(BP)Call | SPONSORED ADR | 055622104 | $72.9K | 1,500,000 | 0.3% |
| Anadarko Pete Corp(APC3EUR)Put | COM | 032511107 | $59.5K | 750,000 | 0.2% |
| Chesapeake Energy Corp | NOTE 2.500% 5/1 | 165167BZ9 | $55.9K | $55,000,000 | 0.2% |
| CF Inds Hldgs Inc(CF) | COM | 125269100 | $52.7K | 226,000 | 0.2% |
| CF Inds Hldgs Inc(CF)Put | COM | 125269100 | $51.7K | 222,000 | 0.2% |
| CIT Group Inc(CITUSD) | COM NEW | 125581801 | $43.0K | 825,000 | 0.2% |
| Merck & Co Inc New(MRK)Call | COM | 58933Y105 | $42.5K | 850,000 | 0.2% |
| Spirit Rlty Cap Inc New | COM | 84860W102 | $22.9K | 2,330,400 | 0.1% |
| Hubbell Inc | CL A | 443510102 | $22.8K | 232,410 | 0.1% |
| BP PLC(BP) | SPONSORED ADR | 055622104 | $21.1K | 435,000 | 0.1% |
| Petroleo Brasileiro SA Petro(PBR) | SPONSORED ADR | 71654V408 | $19.5K | 1,415,000 | 0.1% |
| Chemed Corp New | NOTE 1.875% 5/1 | 16359RAC7 | $18.1K | $17,500,000 | 0.1% |
| New Residential Invt Corp | COM | 64828T102 | $16.9K | 2,532,500 | 0.1% |
| Northstar Rlty FIN Corp | COM | 66704R100 | $16.8K | 1,250,000 | 0.1% |
| Chimera Invt Corp | COM | 16934Q109 | $16.7K | 5,375,000 | 0.1% |
| News Corp New(NWSA) | CL A | 65249B109 | $15.3K | 850,000 | 0.1% |
| Comverse Inc | COM | 20585P105 | $15.1K | 389,682 | 0.1% |
| Nuance Communications Inc | DBCV 2.750% 8/1 | 67020YAB6 | $12.5K | $12,000,000 | 0.0% |
| Forest City Enterprises Inc | CL A | 345550107 | $12.0K | 630,000 | 0.0% |
| Alexanders Inc(ALX) | COM | 014752109 | $10.9K | 32,901 | 0.0% |
| Trinity Inds Inc(TRN) | COM | 896522109 | $10.6K | 194,000 | 0.0% |
| Journal Communications Inc | CL A | 481130102 | $10.1K | 1,088,225 | 0.0% |
| Turquoise Hill RES LTD | COM | 900435108 | $9.1K | 2,750,000 | 0.0% |
| American Cap LTD | COM | 02503Y103 | $7.8K | 500,000 | 0.0% |
| Harvest Natural Resources in | COM | 41754V103 | $7.7K | 1,700,000 | 0.0% |
| Intelsat S A | COM | L5140P101 | $6.9K | 304,527 | 0.0% |
| Fairpoint Communications Inc | COM NEW | 305560302 | $6.5K | 571,606 | 0.0% |
| TFS Finl Corp(TFSL) | COM | 87240R107 | $6.1K | 500,000 | 0.0% |
| First Conn Bancorp Inc MD | COM | 319850103 | $4.4K | 275,000 | 0.0% |
| Pain Therapeutics Inc | COM | 69562K100 | $3.8K | 789,811 | 0.0% |
| SI Finl Group Inc MD | COM | 78425V104 | $3.6K | 300,000 | 0.0% |
| Charter Finl Corp MD | COM | 16122W108 | $3.2K | 300,000 | 0.0% |
| Rockville Finl Inc New | COM | 774188106 | $2.8K | 199,600 | 0.0% |
| Beneficial Mutual Bancorp in | COM | 08173R104 | $2.8K | 258,431 | 0.0% |
| Peoples FED Bancshares Inc | COM | 711037101 | $2.6K | 145,000 | 0.0% |
| United Financial Bancorp Inc | COM | 91030T109 | $2.4K | 128,700 | 0.0% |
| Ocean Shore Hldg Co New | COM | 67501R103 | $2.2K | 160,000 | 0.0% |
| Westfield Financial Inc New | COM | 96008P104 | $2.1K | 280,600 | 0.0% |
| Chicopee Bancorp Inc | COM | 168565109 | $2.1K | 119,600 | 0.0% |
| Nuveen Inter Duration MN TMF | COM | 670671106 | $2.1K | 180,603 | 0.0% |
| Invesco TR Invt Grade Muns(VGM) | COM | 46131M106 | $2.0K | 166,498 | 0.0% |
| Turquoise Hill RES LTD | RIGHT 01/07/2014 | 900435116 | $1.9K | 2,000,000 | 0.0% |
| Invesco Quality Muni Inc TRS(IQI) | COM | 46133G107 | $1.7K | 154,163 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $1.7K | 5,000,000 | 0.0% |