Q4 2013 Holdings
Filed 2014-02-14 | 117 holdings | $4.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Dana Hldg Corp(DAN) | COM | 235825205 | $2.8M | 144,700 | 66.3% |
| D R Horton Inc | NOTE 2.000% 5/1 | 23331ABB4 | $93.8K | $54,523 | 2.2% |
| Sandisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $80.3K | $54,400 | 1.9% |
| Salesforce COM Inc | NOTE 0.750% 1/1 | 79466LAB0 | $72.1K | $27,905 | 1.7% |
| Radian Group Inc | NOTE 3.000%11/1 | 750236AK7 | $70.2K | $49,200 | 1.6% |
| Gilead Sciences Inc | NOTE 1.625% 5/0 | 375558AP8 | $52.8K | $16,000 | 1.2% |
| Nabors Industries LTD(NBR) | SHS | G6359F103 | $52.6K | 3,098,800 | 1.2% |
| News Corp New(NWSA) | CL A | 65249B109 | $44.9K | 2,492,400 | 1.0% |
| Oil STS Intl Inc(OIS) | COM | 678026105 | $37.6K | 370,000 | 0.9% |
| American Intl Group Inc(AIG) | COM NEW | 026874784 | $34.7K | 680,200 | 0.8% |
| American Intl Group Inc(AIG)Put | COM NEW | 026874784 | $34.7K | 680,200 | 0.8% |
| Noble Corp PLC | SHS USD | G65431101 | $34.4K | 919,005 | 0.8% |
| Advance Auto Parts Inc(AAP) | COM | 00751Y106 | $34.2K | 309,077 | 0.8% |
| Nuance Communications Inc | COM | 67020Y100 | $31.7K | 2,088,000 | 0.7% |
| Life Technologies Corp | COM | 53217V109 | $30.2K | 398,532 | 0.7% |
| Twenty First Centy FOX Inc | CL B | 90130A200 | $29.8K | 860,986 | 0.7% |
| L-3 Communications Corp | DEBT 3.000% 8/0 | 502413AW7 | $29.2K | $24,215 | 0.7% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $28.6K | 1,237,562 | 0.7% |
| Broadcom Corp | CL A | 111320107 | $28.5K | 960,400 | 0.7% |
| Timken Co(TKR) | COM | 887389104 | $28.3K | 513,900 | 0.7% |
| Chesapeake Energy Corp(CHKEUR)Put | COM | 165167107 | $25.3K | 931,000 | 0.6% |
| Facebook Inc(META)Put | CL A | 30303M102 | $25.1K | 460,000 | 0.6% |
| Murphy USA Inc(MUSA) | COM | 626755102 | $23.5K | 566,548 | 0.5% |
| Allegion PUB LTD Co(ALLE) | ORD SHS | G0176J109 | $17.3K | 391,463 | 0.4% |
| Encore Cap Group Inc | NOTE 3.000%11/2 | 292554AC6 | $16.8K | $10,000 | 0.4% |
| Semgroup Corp | *W EXP 11/30/201 | 81663A113 | $16.3K | 381,204 | 0.4% |
| Hillshire Brands Co | COM | 432589109 | $16.2K | 485,784 | 0.4% |
| Stanley Black & Decker Inc(SWK) | COM | 854502101 | $16.1K | 200,000 | 0.4% |
| E M C Corp Mass | COM | 268648102 | $16.0K | 637,129 | 0.4% |
| Newmont Mining Corp | NOTE 1.250% 7/1 | 651639AH9 | $15.3K | $15,263 | 0.4% |
| Tesla Mtrs Inc | NOTE 1.500% 6/0 | 88160RAA9 | $15.3K | $11,000 | 0.4% |
| Post Hldgs Inc(POST) | COM | 737446104 | $15.1K | 307,342 | 0.4% |
| Sears Hldgs CorpPut | COM | 812350106 | $14.7K | 300,200 | 0.3% |
| Equinix Inc | COM NEW | 29444U502 | $14.7K | 82,843 | 0.3% |
| Cemex SAB de CV | NOTE 3.250% 3/1 | 151290BB8 | $14.4K | $10,900 | 0.3% |
| Developers Diversified Rlty | NOTE 1.750%11/1 | 251591AX1 | $14.0K | $12,500 | 0.3% |
| Seadrill LimitedPut | SHS | G7945E105 | $12.8K | 312,000 | 0.3% |
| Ashford Hospitality Prime in | COM | 044102101 | $11.9K | 656,450 | 0.3% |
| Level 3 Communications Inc | NOTE 7.000% 3/1 | 52729NBP4 | $11.7K | $8,500 | 0.3% |
| Chesapeake Energy Corp(CHKEUR) | COM | 165167107 | $11.3K | 418,066 | 0.3% |
| Alpha Natural Resources Inc | NOTE 4.875%12/1 | 02076XAF9 | $10.8K | $10,000 | 0.3% |
| Facebook Inc(META) | CL A | 30303M102 | $10.6K | 193,200 | 0.2% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $10.0K | $9,500 | 0.2% |
| Sandisk CorpCall | COM | 80004C101 | $9.2K | 131,000 | 0.2% |
| Bank of America Corporation(BAC)Put | COM | 060505104 | $9.2K | 590,900 | 0.2% |
| Bank of America Corporation(BAC) | COM | 060505104 | $9.2K | 590,900 | 0.2% |
| Weatherford International LT(WFRD) | REG SHS | H27013103 | $8.5K | 546,448 | 0.2% |
| T-Mobile US Inc(TMUS) | COM | 872590104 | $8.4K | 250,000 | 0.2% |
| Energizer Hldgs Inc | COM | 29266R108 | $8.0K | 74,208 | 0.2% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $7.6K | 227,940 | 0.2% |