Q4 2013 Holdings
Filed 2014-02-14 | 195 holdings | $5.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cummins Inc(CMI) | COM | 231021106 | $3.8M | 26,690 | 68.7% |
| Atlanticus Hldgs Corp(ATLC) | COM | 04914Y102 | $226.0K | 63,611 | 4.1% |
| UAL Corp | NOTE 6.000%10/1 | 902549AJ3 | $61.4K | $14,000,000 | 1.1% |
| Biomarin Pharmaceutical Inc(BMRN) | COM | 09061G101 | $54.0K | 768 | 1.0% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $43.6K | $43,540,000 | 0.8% |
| Gilead Sciences Inc | NOTE 1.625% 5/0 | 375558AP8 | $41.3K | $12,500,000 | 0.8% |
| Facebook Inc(META) | CL A | 30303M102 | $40.7K | 743,775 | 0.7% |
| Developers Diversified Rlty | NOTE 1.750%11/1 | 251591AX1 | $36.3K | $32,500,000 | 0.7% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $36.2K | $26,655,000 | 0.7% |
| Sandisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $32.3K | $21,920,000 | 0.6% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $31.8K | $58,924,000 | 0.6% |
| Discover Finl Svcs(DFSEUR) | COM | 254709108 | $30.0K | 535,941 | 0.5% |
| Apple Inc(AAPL) | COM | 037833100 | $28.4K | 50,601 | 0.5% |
| Visa Inc(V) | COM CL A | 92826C839 | $28.3K | 127,078 | 0.5% |
| Solarfun Power Holdings Co L | NOTE 3.500% 1/1 | 83415UAB4 | $26.2K | $28,279,000 | 0.5% |
| D R Horton Inc | NOTE 2.000% 5/1 | 23331ABB4 | $25.8K | $15,000,000 | 0.5% |
| Central European Media | NOTE 5.000%11/1 | 153443AH9 | $25.5K | $28,000,000 | 0.5% |
| Splunk Inc(SPLKCHF) | COM | 848637104 | $24.6K | 357,725 | 0.4% |
| Dryships Inc. | NOTE 5.000%12/0 | 262498AB4 | $23.5K | $23,250,000 | 0.4% |
| Jinkosolar Hldg Co LTD | NOTE 4.000% 5/1 | 47759TAA8 | $23.3K | $21,325,000 | 0.4% |
| Mastercard Inc(MA) | CL A | 57636Q104 | $23.0K | 27,518 | 0.4% |
| JPMorgan Chase & Co(JPM)Call | COM | 46625H100 | $21.4K | 365,800 | 0.4% |
| Servicenow Inc(NOW) | COM | 81762P102 | $21.2K | 377,911 | 0.4% |
| Tableau Software Inc(DATA) | CL A | 87336U105 | $21.0K | 304,635 | 0.4% |
| Molycorp Inc del | NOTE 6.000% 9/0 | 608753AF6 | $20.9K | $26,150,000 | 0.4% |
| Salesforce COM Inc(CRM) | COM | 79466L302 | $20.8K | 376,894 | 0.4% |
| Vmware Inc(VMWEUR) | CL A COM | 928563402 | $20.7K | 230,541 | 0.4% |
| Citigroup Inc(C) | COM NEW | 172967424 | $19.6K | 375,343 | 0.4% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $18.6K | $21,095,000 | 0.3% |
| Golden Star RES LTD CDA | DEBT 5.000% 6/0 | 38119TAE4 | $18.3K | $26,250,000 | 0.3% |
| Tesla Mtrs Inc | NOTE 1.500% 6/0 | 88160RAA9 | $17.3K | $12,500,000 | 0.3% |
| Archer Daniels Midland Co | NOTE 0.875% 2/1 | 039483AW2 | $15.6K | $14,800,000 | 0.3% |
| Google Inc | CL A | 38259P508 | $15.4K | 13,712 | 0.3% |
| Radian Group Inc | NOTE 3.000%11/1 | 750236AK7 | $14.9K | $10,450,000 | 0.3% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $14.6K | 248,838 | 0.3% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $13.9K | $10,260,000 | 0.3% |
| General Mtrs Co(GM) | COM | 37045V100 | $13.7K | 335,221 | 0.3% |
| Wellpoint Inc | NOTE 2.750%10/1 | 94973VBG1 | $13.5K | $10,000,000 | 0.2% |
| Compucredit Hldgs Corp | NOTE 5.875%11/3 | 20478NAD2 | $12.4K | $30,138,000 | 0.2% |
| Visa Inc(V)Call | COM CL A | 92826C839 | $12.1K | 54,300 | 0.2% |
| Linkedin Corp | COM CL A | 53578A108 | $11.9K | 54,923 | 0.2% |
| CME Group Inc(CME) | COM | 12572Q105 | $11.6K | 147,647 | 0.2% |
| International Game Technolog | NOTE 3.250% 5/0 | 459902AQ5 | $11.3K | $10,632,000 | 0.2% |
| Cemex SAB de CV | NOTE 3.250% 3/1 | 151290BB8 | $11.1K | $8,500,000 | 0.2% |
| MGM Resorts International | NOTE 4.250% 4/1 | 55303QAE0 | $11.1K | $8,135,000 | 0.2% |
| Total SYS Svcs Inc(TSS) | COM | 891906109 | $10.8K | 323,624 | 0.2% |
| Ebay Inc(EBAY) | COM | 278642103 | $10.7K | 195,139 | 0.2% |
| Priceline COM Inc | DEBT 1.000% 3/1 | 741503AQ9 | $10.0K | $7,200,000 | 0.2% |
| Intel Corp(INTC)Call | COM | 458140100 | $9.8K | 377,100 | 0.2% |
| Electronic Arts Inc | NOTE 0.750% 7/1 | 285512AA7 | $9.8K | $9,190,000 | 0.2% |