Q1 2014 Holdings
Filed 2014-05-08 | 142 holdings | $2.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Nuance Communications Inc | DBCV 2.750% 8/1 | 67020YAB6 | $146 | $136,000 | 0.0% |
| Health Care REIT Inc | NOTE 3.000%12/0 | 42217KAR7 | $166 | $140,000 | 0.0% |
| Tibco Software Inc | NOTE 2.250% 5/0 | 88632QAB9 | $169 | $168,000 | 0.0% |
| Nuveen NY Divid Advntg MUN F(NAN) | COM | 67066X107 | $171 | 12,886 | 0.0% |
| RTI Intl Metals Inc | NOTE 3.000%12/0 | 74973WAA5 | $189 | $176,000 | 0.0% |
| KB Home | NOTE 1.375% 2/0 | 48666KAS8 | $195 | $189,000 | 0.0% |
| Nuveen NY Amt-Free MUN Incom(NRK) | COM | 670656107 | $218 | 17,036 | 0.0% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $298 | $242,000 | 0.0% |
| BlackRock Munihldgs NJ Qlty(MUJ) | COM | 09254X101 | $305 | 22,040 | 0.0% |
| Dynegy Inc New del | COM | 26817R108 | $327 | 13,120 | 0.0% |
| Alpha Natural Resources Inc | NOTE 2.375% 4/1 | 02076XAA0 | $370 | $371,000 | 0.0% |
| Ryland Group Inc | NOTE 0.250% 6/0 | 783764AS2 | $615 | $649,000 | 0.0% |
| United States STL Corp New | NOTE 4.000% 5/1 | 912909AE8 | $726 | $717,000 | 0.0% |
| Nextera Energy Inc | UNIT 09/01/2015 | 65339F887 | $950 | 15,491 | 0.0% |
| Spdr Series Trust(HYMB) | NUV HGHYLD MUN | 78464A284 | $984 | 18,000 | 0.0% |
| Nuveen CA MUN MKT Opportunt | COM | 67062U107 | $1.4K | 95,487 | 0.1% |
| United States STL Corp New(USX1) | COM | 912909108 | $1.4K | 50,000 | 0.1% |
| BlackRock Muniyield FD Inc(MYD) | COM | 09253W104 | $1.4K | 105,041 | 0.1% |
| Nuveen Mich Quality Income M | COM | 670979103 | $1.6K | 119,553 | 0.1% |
| BlackRock Munienhanced FD in | COM | 09253Y100 | $1.7K | 154,530 | 0.1% |
| BlackRock FLA MUN 2020 Term(BFO) | COM SHS | 09250M109 | $1.8K | 116,357 | 0.1% |
| Nuveen Premier MUN Income FD | COM | 670988104 | $1.8K | 139,280 | 0.1% |
| BlackRock Muniy Quality FD I(MQT) | COM | 09254G108 | $2.0K | 157,342 | 0.1% |
| Allegheny Technologies Inc(ATI) | COM | 01741R102 | $2.0K | 52,353 | 0.1% |
| BlackRock Muniyield Calif FD | COM | 09254M105 | $2.1K | 144,553 | 0.1% |
| Schlumberger LTD(SLB) | COM | 806857108 | $2.1K | 22,000 | 0.1% |
| BlackRock Munihldngs Cali QL(MUC) | COM | 09254L107 | $2.2K | 155,050 | 0.1% |
| Weyerhaeuser Co | PREF CONV SER A | 962166872 | $2.4K | 43,700 | 0.1% |
| BlackRock Muniholdings FD in(MHD) | COM | 09253N104 | $2.4K | 154,421 | 0.1% |
| Broadsoft Inc | NOTE 1.500% 7/0 | 11133BAB8 | $2.4K | $2,288,000 | 0.1% |
| Ensco PLC | SHS CLASS A | G3157S106 | $2.5K | 47,000 | 0.1% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $2.5K | $4,666,000 | 0.1% |
| Comtech Telecommunications C | NOTE 3.000% 5/0 | 205826AF7 | $2.6K | $2,489,000 | 0.1% |
| Ciena Corp | NOTE 0.875% 6/1 | 171779AE1 | $2.7K | $2,696,000 | 0.1% |
| Newmont Mining Corp | NOTE 1.250% 7/1 | 651639AH9 | $2.8K | $2,752,000 | 0.1% |
| BlackRock Muniyield Qlty FD(MYI) | COM | 09254E103 | $2.9K | 212,816 | 0.1% |
| Nuveen Performance Plus MUN | COM | 67062P108 | $3.3K | 228,660 | 0.2% |
| BlackRock Munihlds Invstm QL | COM | 09254P108 | $3.3K | 249,256 | 0.2% |
| Nuveen Prem Income MUN FD 4 | COM | 6706K4105 | $3.4K | 275,738 | 0.2% |
| Invesco Advantage Municipal(VKI) | SH BEN INT | 46132E103 | $3.5K | 314,194 | 0.2% |
| BlackRock Muniyield Cali QLT | COM | 09254N103 | $3.5K | 244,952 | 0.2% |
| Nuveen DIV Advantage MUN FD | COM | 67070F100 | $3.6K | 264,187 | 0.2% |
| Tibco Software Inc | COM | 88632Q103 | $3.7K | 181,948 | 0.2% |
| ON Semiconductor Corp(ON) | COM | 682189105 | $3.8K | 400,000 | 0.2% |
| Nuveen Prem Income MUN FD 2 | COM | 67063W102 | $4.0K | 295,808 | 0.2% |
| BlackRock Muni Inter DR FD I(XMUIX) | COM | 09253X102 | $4.2K | 294,225 | 0.2% |
| Volcano Corporation | NOTE 1.750%12/0 | 928645AB6 | $4.7K | $4,738,000 | 0.2% |
| Crown Castle Intl Corp | CNV PFD STK SR A | 228227500 | $4.7K | 46,300 | 0.2% |
| U S Concrete Inc(USCR) | COM NEW | 90333L201 | $4.8K | 204,475 | 0.2% |
| TTM Technologies Inc | NOTE 3.250% 5/1 | 87305RAC3 | $4.8K | $4,699,000 | 0.2% |