Q1 2014 Holdings
Filed 2014-05-09 | 1400 holdings | $119.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Community Health SYS Inc New | RIGHT 01/27/2016 | 203668116 | $2 | 31,146 | 0.0% |
| Delcath SYS Inc | COM | 24661P104 | $3 | 10,400 | 0.0% |
| Entree Gold Inc | COM | 29383G100 | $8 | 22,000 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $9 | 29,569 | 0.0% |
| General Moly Inc(GMOLQ) | COM | 370373102 | $10 | 10,000 | 0.0% |
| Immunocellular Therapeutics | COM | 452536105 | $12 | 10,000 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $14 | 10,000 | 0.0% |
| GTX Inc del | COM | 40052B108 | $16 | 10,500 | 0.0% |
| Cleveland Biolabs Inc | COM | 185860103 | $17 | 25,500 | 0.0% |
| Vista Gold Corp(VGZ) | COM NEW | 927926303 | $18 | 34,000 | 0.0% |
| Geron Corp(GERN) | COM | 374163103 | $21 | 10,000 | 0.0% |
| Cubist Pharmaceuticals Inc | RIGHT 99/99/9999 | 229678123 | $21 | 33,056 | 0.0% |
| NTS Inc NEV | COM | 62943B105 | $24 | 12,488 | 0.0% |
| Star Scientific Inc | COM | 85517P101 | $24 | 31,000 | 0.0% |
| North Amern Palladium LTD | COM | 656912102 | $24 | 50,000 | 0.0% |
| Body Cent Corp | COM | 09689U102 | $25 | 23,791 | 0.0% |
| Dynavax Technologies Corp | COM | 268158102 | $30 | 16,900 | 0.0% |
| Camac Energy Inc | COM | 131745101 | $31 | 39,738 | 0.0% |
| ZBB Energy Corporation | COM NEW | 98876R303 | $31 | 17,968 | 0.0% |
| Alaska Communications SYS GR(ALSK) | COM | 01167P101 | $36 | 18,500 | 0.0% |
| Avanir Pharmaceuticals Inc | CL A NEW | 05348P401 | $37 | 10,000 | 0.0% |
| Novagold RES Inc(NG) | COM NEW | 66987E206 | $43 | 12,000 | 0.0% |
| Majesco Entertainment Co | COM NEW | 560690208 | $48 | 118,045 | 0.0% |
| BSD MED Corp del | COM | 055662100 | $52 | 39,984 | 0.0% |
| Internet Patents Corp | COM | 46063G101 | $53 | 16,000 | 0.0% |
| USA Technologies Inc | COM NO PAR | 90328S500 | $53 | 25,566 | 0.0% |
| Advantage Oil & Gas LTD(AAVEUR) | COM | 00765F101 | $55 | 11,200 | 0.0% |
| Prana Biotechnology LTD | SPONSORED ADR | 739727105 | $56 | 20,000 | 0.0% |
| Alpha Natural Resources Inc(ANRZQEUR) | COM | 02076X102 | $58 | 13,518 | 0.0% |
| Virtus Total Return FD | COM | 92829A103 | $59 | 13,241 | 0.0% |
| Eagle Rock Energy Partners L | UNIT | 26985R104 | $59 | 11,300 | 0.0% |
| Spherix Inc | COM PAR $0.01 | 84842R304 | $63 | 21,000 | 0.0% |
| Ampio Pharmaceuticals Inc | COM | 03209T109 | $64 | 10,000 | 0.0% |
| Severn Bancorp Annapolis MD(SVBI) | COM | 81811M100 | $68 | 15,000 | 0.0% |
| Affymetrix Inc | COM | 00826T108 | $71 | 10,000 | 0.0% |
| NTN Buzztime Inc | COM NEW | 629410309 | $72 | 110,639 | 0.0% |
| Plug Power Inc(PLUG) | COM NEW | 72919P202 | $75 | 10,501 | 0.0% |
| Taseko Mines LTD(TGB) | COM | 876511106 | $75 | 38,000 | 0.0% |
| Novavax Inc | COM | 670002104 | $75 | 16,750 | 0.0% |
| Microvision Inc del(MVIS) | COM NEW | 594960304 | $77 | 40,000 | 0.0% |
| Siga Technologies Inc(SIGA) | COM | 826917106 | $78 | 25,000 | 0.0% |
| Aeropostale | COM | 007865108 | $79 | 15,700 | 0.0% |
| Rite AID Corp | COM | 767754104 | $79 | 12,764 | 0.0% |
| Acura Pharmaceuticals Inc | COM NEW | 00509L703 | $80 | 55,000 | 0.0% |
| Synovus Finl Corp | COM | 87161C105 | $81 | 24,000 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $82 | 17,300 | 0.0% |
| Capstone Turbine Corp | COM | 14067D102 | $82 | 38,501 | 0.0% |
| Korea Equity FD Inc | COM | 50063B104 | $85 | 10,358 | 0.0% |
| Rexahn Pharmaceuticals Inc | COM | 761640101 | $86 | 80,000 | 0.0% |
| Bank of America Corporation | *W EXP 10/28/201 | 060505153 | $86 | 94,900 | 0.0% |