Q1 2014 Holdings
Filed 2014-05-13 | 688 holdings | $103.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Chevron Corp New(CVX)Call | COM | 166764100 | $0 | 1,100 | 0.0% |
| Ariad Pharmaceuticals IncCall | COM | 04033A100 | $0 | 900 | 0.0% |
| Apple Inc(AAPL)Call | COM | 037833100 | $0 | 300 | 0.0% |
| Chevron Corp New(CVX)Put | COM | 166764100 | $0 | 1,600 | 0.0% |
| Powershares QQQ TrustCall | UNIT SER 1 | 73935A104 | $0 | 2,200 | 0.0% |
| Spdr DOW Jones Indl Avrg ETF(DIA)Call | UT SER 1 | 78467X109 | $0 | 1,000 | 0.0% |
| Abbott Labs(ABT)Call | COM | 002824100 | $0 | 200 | 0.0% |
| Powershares QQQ TrustPut | UNIT SER 1 | 73935A104 | $0 | 1,300 | 0.0% |
| Ishares(IWM)Put | RUSSELL 2000 ETF | 464287655 | $0 | 900 | 0.0% |
| International Business Machs(IBM)Call | COM | 459200101 | $0 | 100 | 0.0% |
| Spdr DOW Jones Indl Avrg ETF(DIA)Put | UT SER 1 | 78467X109 | $0 | 800 | 0.0% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $0 | 500 | 0.0% |
| Ishares(IWM)Call | RUSSELL 2000 ETF | 464287655 | $0 | 800 | 0.0% |
| Wells Fargo & Co New(WFC)Call | COM | 949746101 | $0 | 400 | 0.0% |
| Chiquita Brands Intl Inc | NOTE 4.250% 8/1 | 170032AT3 | $15 | $15,000 | 0.0% |
| Vantage Drilling Company | ORD SHS | G93205113 | $19 | 11,360 | 0.0% |
| Camac Energy Inc | COM | 131745101 | $21 | 26,032 | 0.0% |
| Managed High Yield Plus FD I | COM | 561911108 | $32 | 15,805 | 0.0% |
| Dendreon Corp | COM | 24823Q107 | $40 | 13,703 | 0.0% |
| Chimera Invt Corp | COM | 16934Q109 | $52 | 17,333 | 0.0% |
| Putnam Master Inter Income T(PIM) | SH BEN INT | 746909100 | $59 | 11,500 | 0.0% |
| Credit Suisse Asset Mgmt Inc(CIK) | COM | 224916106 | $62 | 16,329 | 0.0% |
| ING Prime Rate TR | SH BEN INT | 44977W106 | $69 | 11,935 | 0.0% |
| Alcatel-Lucent | SPONSORED ADR | 013904305 | $70 | 17,849 | 0.0% |
| Liberty All-Star Growth FD I(ASG) | COM | 529900102 | $71 | 12,353 | 0.0% |
| Companhia Energetica de Mina(CIG) | SP ADR N-V PFD | 204409601 | $72 | 10,704 | 0.0% |
| BlackRock Income TR Inc | COM | 09247F100 | $77 | 11,684 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $79 | 15,838 | 0.0% |
| Apple Inc(AAPL)Put | COM | 037833100 | $86 | 1,500 | 0.0% |
| Alpine Global Premier Pptys | COM SBI | 02083A103 | $87 | 12,366 | 0.0% |
| Triangle Pete Corp | COM NEW | 89600B201 | $87 | 10,550 | 0.0% |
| BlackRock Intl Grwth & Inc T(XBGYX) | COM BENE INTER | 092524107 | $101 | 12,664 | 0.0% |
| Himax Technologies Inc(HIMX) | SPONSORED ADR | 43289P106 | $117 | 10,371 | 0.0% |
| DWS Global High Income FD | COM | 23338W104 | $121 | 14,867 | 0.0% |
| Annaly Cap Mgmt Inc(NLYEUR) | COM | 035710409 | $125 | 11,396 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $136 | 26,097 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $139 | 14,637 | 0.0% |
| Nuveen Select TAX Free Incm(NXP) | SH BEN INT | 67062F100 | $144 | 10,580 | 0.0% |
| BlackRock CR Allctn Inc TR(BTZ) | COM | 092508100 | $147 | 10,771 | 0.0% |
| BlackRock Corpor HI YLD FD V(HYT) | COM | 09255P107 | $149 | 12,008 | 0.0% |
| First TR Enhanced Eqty Inc F(FFA) | COM | 337318109 | $154 | 11,582 | 0.0% |
| Clough Global Opportunities(GLO) | SH BEN INT | 18914E106 | $156 | 12,147 | 0.0% |
| Nuveen CA Select Quality MUN | COM | 670975101 | $162 | 11,300 | 0.0% |
| Eaton Vance Flting Rate Inc(EFT) | COM | 278279104 | $163 | 10,304 | 0.0% |
| Avon Prods Inc(AVPUSD) | COM | 054303102 | $163 | 11,575 | 0.0% |
| Calamos Conv & High Income F(XCHYX) | COM SHS | 12811P108 | $165 | 12,266 | 0.0% |
| Templeton Global Income FD | COM | 880198106 | $166 | 20,633 | 0.0% |
| Standard PAC Corp New | COM | 85375C101 | $172 | 21,140 | 0.0% |
| BlackRock Enhanced EQT DIV T(BDJ) | COM | 09251A104 | $175 | 22,228 | 0.0% |
| BlackRock Muniyield Cali QLT | COM | 09254N103 | $179 | 12,366 | 0.0% |