Q1 2014 Holdings
Filed 2014-05-13 | 292 holdings | $4.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ixia | NOTE 3.000%12/1 | 45071RAB5 | $10 | $10,000 | 0.0% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $10 | $10,000 | 0.0% |
| Ares Cap Corp | NOTE 5.750% 2/0 | 04010LAB9 | $10 | $10,000 | 0.0% |
| Priceline COM Inc | DEBT 1.000% 3/1 | 741503AQ9 | $12 | $10,000 | 0.0% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $12 | $11,000 | 0.0% |
| United States STL Corp New | NOTE 2.750% 4/0 | 912909AH1 | $13 | $11,000 | 0.0% |
| International Game Technolog | NOTE 3.250% 5/0 | 459902AQ5 | $17 | $17,000 | 0.0% |
| Allegheny Technologies Inc | NOTE 4.250% 6/0 | 01741RAD4 | $17 | $17,000 | 0.0% |
| Volcano Corporation | NOTE 1.750%12/0 | 928645AB6 | $18 | $18,000 | 0.0% |
| Steel Dynamics Inc | NOTE 5.125% 6/1 | 858119AP5 | $18 | $18,000 | 0.0% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $18 | $10,000 | 0.0% |
| TTM Technologies Inc | NOTE 3.250% 5/1 | 87305RAC3 | $18 | $18,000 | 0.0% |
| Hologic Inc | DEBT 2.000% 3/0 | 436440AC5 | $19 | $19,000 | 0.0% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $19 | $17,000 | 0.0% |
| Covanta Hldg Corp | NOTE 3.250% 6/0 | 22282EAC6 | $19 | $18,000 | 0.0% |
| ON Semiconductor Corp | NOTE 2.625%12/1 | 682189AH8 | $20 | $18,000 | 0.0% |
| Medicines Co | DBCV 1.375% 6/0 | 584688AC9 | $20 | $18,000 | 0.0% |
| Hornbeck Offshore Svcs Inc N | NOTE 1.500% 9/0 | 440543AN6 | $20 | $19,000 | 0.0% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $22 | $19,000 | 0.0% |
| Continental Airls Inc | NOTE 4.500% 1/1 | 210795PU8 | $22 | $10,000 | 0.0% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $23 | $17,000 | 0.0% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $23 | $17,000 | 0.0% |
| MGM Resorts International | NOTE 4.250% 4/1 | 55303QAE0 | $24 | $17,000 | 0.0% |
| Bottomline Tech del Inc | NOTE 1.500%12/0 | 101388AA4 | $24 | $18,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $25 | $24,000 | 0.0% |
| Ford MTR Co del | NOTE 4.250%11/1 | 345370CN8 | $25 | $13,000 | 0.0% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $27 | $27,000 | 0.0% |
| Jarden Corp | NOTE 1.875% 9/1 | 471109AH1 | $27 | $19,000 | 0.0% |
| AIR Lease Corp | NOTE 3.875%12/0 | 00912XAK0 | $27 | $17,000 | 0.0% |
| Salix Pharmaceuticals Inc | NOTE 1.500% 3/1 | 795435AE6 | $28 | $17,000 | 0.0% |
| Danaher Corp del | NOTE 1/2 | 235851AF9 | $36 | $17,000 | 0.0% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $37 | $19,000 | 0.0% |
| Omnicare Inc | NOTE 3.500% 2/1 | 681904AQ1 | $39 | $39,000 | 0.0% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $50 | $29,000 | 0.0% |
| Nymox Pharmaceutical Corp | COM | 67076P102 | $60 | 11,000 | 0.0% |
| Gilead Sciences Inc | NOTE 1.000% 5/0 | 375558AN3 | $64 | $19,000 | 0.0% |
| CEL SCI Corp | COM PAR $0.01 | 150837508 | $92 | 60,000 | 0.0% |
| Eaton Vance TAX Mngd GBL DV(XEXGX) | COM | 27829F108 | $110 | 10,900 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $119 | 12,655 | 0.0% |
| Arena Pharmaceuticals Inc | COM | 040047102 | $126 | 20,000 | 0.0% |
| Nuveen MD Prem Income MUN FD | COM | 67061Q107 | $136 | 10,968 | 0.0% |
| Hamilton Bancorp Inc MD | COM | 407015106 | $140 | 10,000 | 0.0% |
| Chesapeake Granite Wash TR | COM SH BEN INT | 165185109 | $150 | 14,320 | 0.0% |
| Mimedx Group Inc(MDXG) | COM | 602496101 | $153 | 25,000 | 0.0% |
| Apco Oil & Gas International | SHS | G0471F109 | $159 | 11,000 | 0.0% |
| Antares Pharma Inc(ATRSEUR) | COM | 036642106 | $177 | 50,550 | 0.0% |
| Molycorp Inc del | COM | 608753109 | $183 | 39,200 | 0.0% |
| Markwest Energy Partners L P | UNIT LTD PARTN | 570759100 | $202 | 3,101 | 0.0% |
| Wisdomtree TR(DGS) | EMG MKTS SMCAP | 97717W281 | $203 | 4,357 | 0.0% |
| Ishares Gold Trust(IAUUSD) | ISHARES | 464285105 | $203 | 16,302 | 0.0% |