Q1 2014 Holdings
Filed 2014-05-15 | 35 holdings | $704.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Intel Corp | SDCV 2.950%12/1 | 458140AD2 | $52.0K | $44,195,000 | 7.4% |
| Gilead Sciences Inc | NOTE 1.625% 5/0 | 375558AP8 | $43.2K | $13,896,000 | 6.1% |
| Wellpoint Inc | NOTE 2.750%10/1 | 94973VBG1 | $43.0K | $29,386,000 | 6.1% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $40.5K | $21,619,000 | 5.8% |
| Priceline COM Inc | DEBT 1.000% 3/1 | 741503AQ9 | $39.6K | $27,962,000 | 5.6% |
| LAM Research Corp | NOTE 0.500% 5/1 | 512807AJ7 | $30.7K | $26,555,000 | 4.4% |
| Ford MTR Co del | NOTE 4.250%11/1 | 345370CN8 | $30.2K | $16,685,000 | 4.3% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $29.8K | $27,972,000 | 4.2% |
| Newmont Mining Corp | NOTE 1.625% 7/1 | 651639AJ5 | $26.2K | $24,762,000 | 3.7% |
| Dominion RES Inc VA New | NOTE 2.125%12/1 | 25746UAT6 | $24.9K | $11,845,000 | 3.5% |
| Alza Corp | SDCV 7/2 | 02261WAB5 | $24.3K | $18,000,000 | 3.5% |
| Old REP Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $24.3K | $19,505,000 | 3.4% |
| Fidelity National Financial | NOTE 4.250% 8/1 | 31620RAE5 | $23.9K | $15,113,000 | 3.4% |
| Prologis | NOTE 3.250% 3/1 | 74340XAT8 | $23.7K | $20,218,000 | 3.4% |
| Danaher Corp del | NOTE 1/2 | 235851AF9 | $23.5K | $10,799,000 | 3.3% |
| Ares Cap Corp | NOTE 5.125% 6/0 | 04010LAD5 | $23.3K | $21,737,000 | 3.3% |
| Airtran Hldgs Inc | NOTE 5.250%11/0 | 00949PAD0 | $22.2K | $11,449,000 | 3.2% |
| Prospect Capital Corporation | NOTE 5.875% 1/1 | 74348TAM4 | $20.8K | $19,777,000 | 3.0% |
| Wells Fargo & Co New(WFC) | PERP PFD CNV A | 949746804 | $18.6K | 15,981 | 2.6% |
| Goldcorp Inc New | NOTE 2.000% 8/0 | 380956AB8 | $18.6K | $18,532,000 | 2.6% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $17.0K | $13,354,000 | 2.4% |
| Health Care REIT Inc | NOTE 3.000%12/0 | 42217KAR7 | $15.1K | $12,786,000 | 2.2% |
| Ares Cap Corp | NOTE 4.750% 1/1 | 04010LAJ2 | $12.4K | $11,537,000 | 1.8% |
| Developers Diversified Rlty | NOTE 1.750%11/1 | 251591AX1 | $12.1K | $10,450,000 | 1.7% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $11.4K | $9,825,000 | 1.6% |
| Bank of America Corporation(BAC) | 7.25%CNV PFD L | 060505682 | $10.2K | 8,855 | 1.4% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $10.0K | $5,852,000 | 1.4% |
| Allegheny Technologies Inc | NOTE 4.250% 6/0 | 01741RAD4 | $8.0K | $7,792,000 | 1.1% |
| Gilead Sciences Inc | NOTE 1.000% 5/0 | 375558AN3 | $7.1K | $2,256,000 | 1.0% |
| CSX Corp | DBCV 10/3 | 126408GA5 | $6.4K | $2,090,000 | 0.9% |
| L-3 Communications Corp | DEBT 3.000% 8/0 | 502413AW7 | $4.9K | $3,669,000 | 0.7% |
| Stanley Black & Decker Inc | UNIT 99/99/9999 | 854502309 | $2.2K | 17,450 | 0.3% |
| Sandisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $2.2K | $1,335,000 | 0.3% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $1.6K | $1,250,000 | 0.2% |
| Newmont Mining Corp | NOTE 1.250% 7/1 | 651639AH9 | $375 | $375,000 | 0.1% |