Q2 2014 Holdings
Filed 2014-08-15 | 800 holdings | $24.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Mast Therapeutics Inc | COM | 576314108 | $6 | 10,000 | 0.0% |
| Molycorp Inc del | NOTE 3.250% 6/1 | 608753AA7 | $7 | $10,000 | 0.0% |
| Mela Sciences Inc | COM | 55277R100 | $8 | 24,000 | 0.0% |
| Document SEC SYS Inc | COM | 25614T101 | $14 | 10,000 | 0.0% |
| Intellicheck Mobilisa Inc | COM | 45817G102 | $15 | 20,000 | 0.0% |
| Institutional Finl Mkts Inc | COM | 45779L107 | $25 | 12,500 | 0.0% |
| GTX Inc del | COM | 40052B108 | $31 | 23,000 | 0.0% |
| Thompson Creek Metals Co Inc | COM | 884768102 | $32 | 10,826 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $46 | 43,010 | 0.0% |
| Hansen Medical Inc | COM | 411307101 | $46 | 35,000 | 0.0% |
| Kinross Gold Corp(KGC) | COM NO PAR | 496902404 | $46 | 11,164 | 0.0% |
| Vivus Inc | COM | 928551100 | $67 | 12,625 | 0.0% |
| Ambev SA(ABEV) | SPONSORED ADR | 02319V103 | $70 | 10,065 | 0.0% |
| BPZ Resources Inc | COM | 055639108 | $74 | 23,870 | 0.0% |
| Putnam Premier Income TR(PPT) | SH BEN INT | 746853100 | $78 | 14,103 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $82 | 15,567 | 0.0% |
| Armour Residential REIT Inc | COM | 042315101 | $86 | 20,884 | 0.0% |
| General Moly Inc(GMOLQ) | COM | 370373102 | $92 | 80,000 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR) | COM | 82968B103 | $104 | 30,867 | 0.0% |
| Huntington Bancshares Inc(HBAN) | COM | 446150104 | $105 | 10,930 | 0.0% |
| Rite AID Corp | COM | 767754104 | $105 | 14,614 | 0.0% |
| Dreyfus High Yield Strategie | SH BEN INT | 26200S101 | $108 | 24,997 | 0.0% |
| Nuveen Quality PFD Income FD | COM | 67071S101 | $109 | 12,789 | 0.0% |
| BlackRock Real Asset Equity | COM | 09254B109 | $109 | 11,104 | 0.0% |
| Voya Prime Rate TR | SH BEN INT | 92913A100 | $120 | 20,816 | 0.0% |
| MFS Multimarket Income TR(MMT) | SH BEN INT | 552737108 | $125 | 18,962 | 0.0% |
| Resource Cap Corp | COM | 76120W302 | $127 | 21,700 | 0.0% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $129 | 10,576 | 0.0% |
| Calamos Strategic Totl Retn(CSQ) | COM SH BEN INT | 128125101 | $130 | 10,844 | 0.0% |
| Xerox Corp | COM | 984121103 | $133 | 11,035 | 0.0% |
| Susquehanna Bancshares Inc P | COM | 869099101 | $143 | 13,478 | 0.0% |
| Just Energy Group Inc | COM | 48213W101 | $149 | 26,000 | 0.0% |
| Pimco Income Strategy Fund I(PFN) | COM | 72201J104 | $150 | 13,446 | 0.0% |
| BlackRock Debt Strat FD Inc | COM | 09255R103 | $150 | 36,585 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD) | COM | 00444T100 | $156 | 15,425 | 0.0% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $156 | 16,129 | 0.0% |
| New York MTG TR Inc(NYMTEUR) | COM PAR $.02 | 649604501 | $158 | 20,142 | 0.0% |
| Eaton Vance LTD DUR Income F(XEVVX) | COM | 27828H105 | $159 | 10,279 | 0.0% |
| MFA Finl Inc | COM | 55272X102 | $161 | 19,760 | 0.0% |
| Invesco Dynamic CR OPP FD | COM | 46132R104 | $165 | 12,684 | 0.0% |
| Nuveen CAL Amt-Free MUN Inc(XNCMX) | COM | 670651108 | $165 | 11,919 | 0.0% |
| Swiss Helvetia FD Inc(SWZ) | COM | 870875101 | $171 | 11,746 | 0.0% |
| BlackRock Muniholdngs Qlty I(XMUSX) | COM | 09254A101 | $172 | 13,000 | 0.0% |
| BlackRock Muniassets FD Inc(MUA) | COM | 09254J102 | $178 | 13,867 | 0.0% |
| Mannkind Corp | COM | 56400P201 | $178 | 16,305 | 0.0% |
| Nuveen CR Strategies Incm FD(XJQCX) | COM SHS | 67073D102 | $178 | 19,028 | 0.0% |
| Alcoa Inc | COM | 013817101 | $180 | 12,121 | 0.0% |
| Umpqua Hldgs Corp(UMPQUSD) | COM | 904214103 | $181 | 10,076 | 0.0% |
| Capstead MTG Corp(CMO) | COM NO PAR | 14067E506 | $183 | 13,809 | 0.0% |
| Royce Global Value TR Inc(RGT) | COM | 78081T104 | $185 | 20,166 | 0.0% |